- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function… more
- Treasury Wine Estates (Harrisburg, PA)
- …across assigned Control States (PA, NH, MS, UT, WY). + Monitor and evaluate broker and distributor performance against market goals. + Develop and execute ... Manager to lead our growth in the Control States market . In this role, you'll be responsible for achieving...distributor networks. You'll play a key role in developing market strategies, driving brand performance, and ensuring compliance with… more
- SMBC (New York, NY)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies… more
- Jobleads-US (San Francisco, CA)
- …mitigation, service, and renewal Create templated communications across all customer and broker touchpoints - driving clarity, trust, and consistency Set and track ... SLAs for broker and homeowner response times across quoting, onboarding, and...you have the right insurance for your assets. 548 Market St. PMB 70879, San Francisco, California 94104 Claims… more
- BMS CAT (Wood Dale, IL)
- …compensation/incentives to performance metrics. + Design and execute a dynamic go-to- market plan focused on brokers, adjusters, carriers, and consultants, securing ... engagement at major insurer events and conferences; represent BMS?CAT as market thought-leader. + Partner with Regional Directors and operations to ensure… more
- Principal Financial Group (Kansas City, MO)
- …growing advisor relationships. Accountable for achieving sales targets and managing broker dealer relationships within all channels covering our ETF's, Separately ... plans, activity reports and rotation schedules with a focus on growing market share + May provide input on marketing, product development, shareholder/ broker… more
- Principal Financial Group (Minneapolis, MN)
- …growing advisor relationships. Accountable for achieving sales targets and managing broker dealer relationships within all channels covering our ETF's, Separately ... plans, activity reports and rotation schedules with a focus on growing market share. + May provide input on marketing, product development, shareholder/ broker… more
- HSBC (New York, NY)
- …Ideal candidates should have a strong knowledge of US securities laws, FINRA broker -dealer rules, and CFTC rules and regulations. A knowledge of regulations relating ... date on existing and changing laws and regulations relating to the firm's market 's businesses and ensure key stakeholders understand the potential impact of pending… more
- Sun Pharmaceuticals, Inc (Princeton, NJ)
- …and Chargeback reconciliations, Development and maintenance of marketing tools and market research analytics. Supports the growth and management of Ohm portfolios ... is a key responsibility._ + Support development of Commercial/Supply, Quality, PV and Broker agreements for existing and New House Label and Private Label customers… more
- DWS Group (New York, NY)
- …Management and broader investment platform with trade execution services, dissemination of market color for Securitized Products (ABS, CLO, CMBS, RMBS) with a ... primary product focus on ABS and CLO. Communicate market color, relative value and trade ideas across primary and secondary markets. Achieve best execution in… more
- HSBC (New York, NY)
- …Direct and navigate the liquidity teams covering entities in the US (Bank and Broker Dealer), Mexico, Chile and Brazil. You will have responsibility for setting the ... topics, including specific liquidity experience and a solid understanding of Broker Dealer activity + Experience of directing, engaging, motivating and leading… more
- Jobleads-US (Boston, MA)
- …operational processes, possess a broad understanding of sales incentive plans and broker commissions, preferably within the Group Benefits industry. This person must ... education for sales and client management teams.* Participate in regular market analysis and industry benchmarking studies to ensure compensation offerings are… more
- Jobleads-US (Chicago, IL)
- …has grown to become the world\u2019s largest privately held, independent insurance broker by helping clients achieve their business objectives. To see the latest ... insights from Lockton\u2019s experts, check Lockton Market Update. A few of the reasons Associates love working at Lockton include: Opportunities for growth and… more
- CWCapital (Washington, DC)
- …commercial real estate asset classes. Conduct asset valuations through in-depth market research, including comparable property and industry analysis, leveraging ... broker relationships, third-party data platforms, independent investigation, and a...experience, geographic location, business unit needs, company performance, and market conditions. CW Financial Services LLC, along with its… more
- SMBC (Jersey City, NJ)
- …experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible ... expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the team… more
- Progress Rail Services Corp. (Albertville, AL)
- …day. **Education / Training:** - Bachelor's degree; - Licensed US Customs broker (required); - Import or Export Certification or equivalent experience; **Job ... working for an importer, exporter or service provider, such as a customs broker , consulting or managed service firm; - Hands-on engagement/experience with the USDA,… more
- Post Holdings Inc. (Lakeville, MN)
- …Brands recently acquired several iconic pet food brands, venturing into a new market while remaining true to our purpose to provide delicious and accessible food ... C&S customer base through support and management of our Broker Sales team. + Meet or exceed sales targets...management, and/or consumer marketing) are desirable. + Wholesale and broker management experience a plus. + Requires demonstrated skills… more
- Principal Financial Group (Indianapolis, IN)
- …plans, activity reports and rotation schedules with a focus on growing market share. + May provide input on marketing, product development, shareholder/ broker ... communications and integration of campaigns with broker dealers and fund wholesaling teams. + Highest level of integrity and presentation skills. If you have extensive knowledge of the financial markets, investment products, and building advisor… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Jobleads-US (Washington, DC)
- Position Overview The Select Market Account Executive is a critical role and is focused on managing a portfolio of high-profile Clients within the Lockton Northeast ... advice and develops potential solutions; initiates/leads renewal efforts, including market negotiations; manages the performance of the entire Client service… more
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