- Truist (Weston, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Richmond, VA)
- …(United States of America) **Please review the following job description:** Provides service , support and advice to promote the business unit's growth and ... regulatory obligations. Works closely with the Division Director, Regional Directors, and client facing teammates as well as other leadership in the designated… more
- Wells Fargo (Ann Arbor, MI)
- …for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment...for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account… more
- Wells Fargo (Danbury, CT)
- …for entry-level Client Associates **Required Qualifications:** + 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment...for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account… more
- Comerica (Dallas, TX)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- Wells Fargo (Melville, NY)
- …and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated ... **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and...appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account… more
- Wells Fargo (Houston, TX)
- …and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services experience, or equivalent demonstrated ... **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and...appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account… more
- Citizens (San Francisco, CA)
- Description As a Private Wealth Registered Client Associate, you will play a pivotal role as a trusted resource for our clients and wealth managers. Your primary ... your administrative and operational skills to facilitate business growth while ensuring exceptional client service . In this position, you will attend to … more
- City National Bank (Los Angeles, CA)
- *LEAD CLIENT SERVICES OFFICER - In Office, Los Angeles, CA. * WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and ... Provide Sales and Administrative Support to Investment Officers and client requests across a broad range of brokerage...bank and CNS personnel as needed and keep CNS registered representatives apprised of significant client issues… more
- Bank of America (North Port, FL)
- …the lobby; Triage client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds; Participate in ... Financial Solutions Advisor - Registered Candidates - North Port Financial Center North...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- City National Bank (New York, NY)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, ... transactions for clients of City National Securities. Assist CNS brokerage clients and Retirement Services Clients with...securities market. * Minimum of 5 years of direct client services experience required * FINRA Series… more
- JPMorgan Chase (Plano, TX)
- As a Client Service Leader within the JP Morgan...days of employment + 3 + years of financial services or brokerage experience + Strong business and ... Wealth Management Client Service Center team, you will play a pivotal role...responsibilities will include direct management of a team of Registered Representatives, where you will provide outstanding leadership and… more
- City National Bank (New York, NY)
- …one or more of the following: asset management, banking/credit, personal trust, and brokerage services . * Minimum of 8 years of experience working with ... provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis,… more
- Thrivent Financial (Belmond, IA)
- …inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to and is employed by ... annually. 401K plan and match provided. Position Roles/Responsibilities/Accountabilities + Manages client service calls, conduct necessary research and respond… more
- Coldstream Wealth Management (Mercer Island, WA)
- …to join one of our largest wealth management teams! As a Client Service Associate, you will learn the Registered Investment Advisor industry from the ground ... and proactively preparing meeting materials + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented environment +… more
- Coldstream Wealth Management (Seattle, WA)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a growing team, you will learn the Registered ... and proactively preparing meeting materials + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented environment +… more
- JPMorgan Chase (New York, NY)
- …broader use. **Required qualifications, capabilities, and skills:** + 3+ years in a client facing role within the financial services industry + Understanding of ... integration of all new clients onto the Prime Financial Services (PFS) platform. The aim is to deliver a...spanning multiple products, including Equity and Fixed Income Prime Brokerage , Foreign Exchange Prime Brokerage , Futures and… more
- HSBC (Bellevue, WA)
- …WRM for the banking portions of their assigned portfolio + Support WRMs to manage client contact and service , including, in the absence of WRMs answering ... share. The securities licensed WRO provides sales support to registered securities representatives, as well as an ability to...deliver + Minimum of three years working in financial services industry + Knowledge of brokerage products… more
- KeyBank (Brooklyn, OH)
- …Group (CSG) represents the Office of Supervisory Jurisdiction for Key Investment Services LLC. The Senior Associate-Central Supervision Principal reports to the Head ... CSG and serves as the Designated Principal for a group of KIS registered representatives on behalf of the bank channel broker-dealer. The Central Supervision… more
- Foresters Financial Services (Westbury, NY)
- …, First Allied Securities and Summit Brokerage Services (https://www.cetera.com/firms/summit- brokerage - ... New York Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative… more