- TD Bank (New York, NY)
- …programs and operations of any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross- business consistency and ... desk or in a complementary role. + Strong knowledge of the electronic trading business . Infrastructure, including on governance practices and policies, new… more
- Wells Fargo (New York, NY)
- …Abuse Risks and applicable rules and regulations across specific Sales and Trading business + In-depth knowledge of Supervision, Supervisory programs, role ... Investment Banking (CIB) Markets COO division is seeking a manager at the Executive Director level to provide leadership...well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk… more
- Wells Fargo (St. Louis, MO)
- …and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. ... role:** Wells Fargo is seeking a Senior Lead Product Manager to join the Trading and Capital...subject matter expertise to peer support teams + Develop business requirements and prepare business cases for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business goals. + Provide authoritative specialist advice to senior managers at the business unit or regional level to enable the implementation of policy, ... the actions needed to implement the function's strategy and business plan within the business area or...years as a developer or architect lead and project manager . + Understanding of the trading lifecycle… more
- SMBC (New York, NY)
- …fixed income futures activity. + Provides advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their ... monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income.../ amended regulatory requirements. + Conducts monthly meetings with business unit management to proactively identify emerging… more
- Citigroup (Jersey City, NJ)
- …global Volker Independent Testing Program, Swap Dealer Program and Counterparty Risk and Trading business within Markets business and legal entities globally ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance...compliance risks and controls implemented by the global Markets Business ; serves as global product lead , managing the… more
- Raymond James Financial, Inc. (New York, NY)
- …Develops strong relationships with Control partners across the organization including the GE Business Unit Risk Manager , Compliance, Legal, Operations and ... activity control alerts, and alerts for Global Equities Trading desk. Obtain thorough understanding of the business... Trading desk. Obtain thorough understanding of the business requirements for controls and testing of Market Access… more
- Citigroup (New York, NY)
- …external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages activities such as ... internal & external audits, or addressing regulatory issues. The Business Manager , SVP - Markets Capital Taskforce...covering the Markets Capital Task Force team within Counterparty Trading & Risk (CTR). This Business Execution… more
- CalSTRS (Sacramento, CA)
- …Manager II (Supervisory) on theInvestment Administration team. The Administration Unit , within the Investment Branch, provides administrative business ... Job Posting: Staff Services Manager II State Teachers' Retirement System JC-474848 -...full supervisory responsibility and oversight of the Investment Administration Unit , providing a high level of assistance and expertise… more
- Citizens (Charlotte, NC)
- …Capital Markets and Advisory. The Senior Risk Manager is responsible, along with business unit management and under the guidance and supervision of a Risk ... the Commercial Banking Risk team, which is a front-line unit risk function. The Senior Risk Manager ...risk management or reduce risk given performance against the business unit 's risk profile and tolerances. The… more
- BMO Financial Group (New York, NY)
- …to the Bank + Understand regulatory and compliance requirements as prescribed for the business unit to ensure adherence as required. + Ensure adherence to all ... Support Associate works closely with the Global Structured Products trading desks providing desk support services for all pre...changing business environment + Good understanding of business unit 's risk and regulatory requirements +… more
- Bank of America (New York, NY)
- Vice President; Technology Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... team to deliver technology products and services that meet business outcomes. Key responsibilities include developing a technology strategy,...risk or implement new ideas. + Code solutions and unit testing to deliver a requirement / story per… more
- Sage (Atlanta, GA)
- …ARR each year. You will do this by: - Translating and localizing our Business Unit strategy and propositions (as defined by Product Marketing) into regional ... Senior Manager - Customer Growth (Atlanta) Job Description: About...competitor, performance, and execution insights to influence and shape Business Unit strategy and propositions in order… more
- Charles Schwab (Lone Tree, CO)
- …Stock Plan Services (SPS) is a flexible, growing and highly specialized business unit within Workplace Financial Solutions (WFS) organization which works ... their employees regarding their equity compensation plans. As a Manager - High Net Worth Representative of the Executive...- High Net Worth Representative of the Executive Services Trading Team you will work directly with the Executives… more
- SMBC (New York, NY)
- …and Structured Debt Businesses. We are looking to hire a new Front Office Business Manager . Successful hire will: + Support and oversee Front Office projects ... support strategic decision making + Prepare materials to deliver business unit message to Front Office management... message to Front Office management and Sales and Trading Leadership supporting growth initiatives + Lead the preparation… more
- Grant PUD (Ephrata, WA)
- …and forecasting efforts for the Transmission Strategy & Development business unit . + Partners, coordinates, and supports the Trading & Commercial Operations ... Market Analytics function, Net Power Reporting & Metrics function, Trading & Commercial Operations function, and other enterprise work...+ Supporting the presence of safety in your Operating Unit (eg include safety messages in business … more
- Bank of America (New York, NY)
- …with regulatory rules and guidance as well as operational controls in partnership with the business Front Line Unit (FLU). BCO is a global group with teams in ... surveillance specialists, focused on the Equity and Equity Derivatives Trading line of business (LOB). This position...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (New York, NY)
- …with regulatory rules and guidance as well as operational controls in partnership with the business Front Line Unit (FLU). BCO is a global group with teams in ... experience required; + Understanding of Market Misconduct behaviors across Trading and Sales business ; + Ability to...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- CIBC (Chicago, IL)
- …position. The successful candidate may be eligible to participate in the relevant business unit 's incentive compensation plan, which also may include a ... (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As an **Associate Relationship Manager ** with CIBC Wealth Management's Chicago office, you'll support… more
- Citizens (Boston, MA)
- …Capital Markets and Advisory. The Senior Risk Manager is responsible, along with business unit management and under the guidance and supervision of a Risk ... the Commercial Banking Risk team, which is a front-line unit risk function. The Senior Risk Manager ...risk management or reduce risk given performance against the business unit 's risk profile and tolerances. The… more
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