- Atrium Health (Charlotte, NC)
- …high quality patient outcomes. Ensures that unit operations and employees are in compliance with the Nursing Practice Act, regulatory agency standards, and ... Atrium Health is seeking a Registered Nurse (RN) Manager , Pediatrics for a nursing job in Charlotte,...required within 1 year of eligibility for professional certification exam . Additional education, training, certifications, or experience may be… more
- TD Bank (New York, NY)
- …**Line of Business:** Compliance **Job Description:** **Department Overview** The Senior Compliance Manager - Credit Card Regulatory Oversight will be ... requirements impacting the products and processes supported + Providing support for external regulatory exams or internal audits + Conducting regulatory … more
- CVS Health (Albany, NY)
- …to conduct business activities are obtained. + Represent the company with regulators on regulatory exams and complaints related to PBM services. + Monitor ... care more personal, convenient and affordable. Position Summary + Monitor regulatory developments and potential impact of regulations on pharmacy benefit managers… more
- Capital One (Melville, NY)
- …+ Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or internal audits, as necessary + ... Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate...responsible for identifying, assessing, and providing expert advice on regulatory risk, and working with the lines of business… more
- Capital One (Mclean, VA)
- …or 6 years of experience in Audit, or previous regulator. + Certified Regulatory Compliance Manager (CRCM) certification + Certified Anti-money laundering ... deliver KYC requirements and monitor compliance with regulatory standards. The KYC Compliance Manager...key performance metrics to business lines + Evaluate Audit, regulatory exam , and self-identified issues and events… more
- Capital One (Richmond, VA)
- …with Audits or Exams + Certified Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six Sigma, Business ... 1 (12071), United States of America, Richmond, Virginia Risk Manager (Audit & Exam Engagement) As a...associate will: + Drive centralized management of audit & exams ; facilitate internal audit and regulatory interactions… more
- Discover (Riverwoods, IL)
- …experience in compliance , law, risk management, operations, or related field + Certified Regulatory Compliance Manager + JD, CISA, CIPP, CIPM, CRMP, PMP, ... issues for management and committees. + Prepares for regulatory exams , internal audits and compliance...Compliance or Internal Audit findings. + Assists Senior Manager , Directors and VP in larger projects as needed… more
- Huntington National Bank (Columbus, OH)
- …Master's Degree or advanced degree in area related to community development + Certified Regulatory Compliance Manager (CRCM) + Proficient in Word, Excel, ... for critical corporate functions including risk management, regulatory compliance , national community partnerships, and exam preparation. Duties and… more
- Celtic Bank (Salt Lake City, UT)
- …Strategic Lending Partnership ("SLP") audit activities and management of Celtic Bank regulatory exams , including coordinating and responding to requests for ... bank regulators (eg, UDFI, FDIC). As a Risk & Compliance Manager you will interact directly with...years' experience in financial services industry, and knowledge of regulatory matters and related exam experience. +… more
- Capital One (Mclean, VA)
- …or risk management certifications, [Certified Risk Management Assurance (CRMA), Certified Regulatory Compliance Manager (CRCM), Certified Information Systems ... by providing counsel and thought partnership;** + **Manages internal audits and regulatory exams directed to and/or impacting TRM;** + **Facilitates and… more
- Citigroup (Tampa, FL)
- …thinking skills **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary ... Chief Administrative Office and help ensure timely response to regulatory requests and exam responses and help...in business or related field + Experience in managing regulatory meetings, requests, and exams + Strong… more
- Centene Corporation (Jefferson City, MO)
- …Assist with the planning, organization and coordination of company responses to regulatory examinations by state and federal agencies. Work with internal ... Compliance and cross-functional teams to deliver timely and accurate exam responses. + Review and become subject matter expert on state and federal laws and… more
- Bank of America (Boston, MA)
- …Examiner (CFE) + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or ... Senior Audit Manager - (BSA/AML including Sanctions) Charlotte, North Carolina;Boston,...of the annual BSA independent audit as well as regulatory and partner exams by creating presentation… more
- Ally (Salt Lake City, UT)
- …selection for designated Auto BLs. * Work with Consumer Lending Compliance Manager to track and communicate regulatory changes to designated Auto BLs. * ... enterprise based on risk assessment results, internal audit findings, regulatory exam findings, and applicable laws/regulations. *...Assists Manager and advises less experienced Compliance staff on routine or technical issues * Perform… more
- Liberty Bank (Middletown, CT)
- …for mitigating engaging in unfair and deceptive practices. + Assist in the coordination of regulatory compliance exams and audits as necessary; and + Other ... institution is required. Advanced degrees (MBA, JD), and/or certifications such as Certified Regulatory Compliance Manager (CRCM) is a plus. + At least 10-15… more
- JPMorgan Chase (New York, NY)
- …Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance in managing regulatory exams and ongoing monitoring ... activities. As a Regulatory Strategy Engagement Manager , you will lead a team responsible for managing...will oversee the coordination of the Firm's responses to exams and non- exam inquiries. You will be… more
- TD Bank (Mount Laurel, NJ)
- …regulatory interactions across TD Bank, affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and ... regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex… more
- Citizens (Johnston, RI)
- …Masters Degree Preferred + Certifications Preferred: Certified Internal Auditor, Certified Regulatory Compliance Manager , Certified Fraud Examiner, Certified ... Description The Senior Manager of Nonfinancial Risk Oversight may be responsible...regulatory expertise and solutions on complex risk and compliance issues based upon understanding of business unit's activities… more
- City National Bank (Los Angeles, CA)
- …with regulatory agencies, including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance ... to provide proactive guidance to develop, implement, maintain, and effectively communicate regulatory compliance program in conformance with all applicable laws,… more
- Scotiabank (Houston, TX)
- Manager , Regulatory Reporting, Houston Branch **Requisition ID:** 197290 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... for every future! **Purpose** In this role as a Manager , Regulatory Reporting, you will contribute to...BE reports, etc ). + Perform thorough review of regulatory reports as assigned to ensure compliance … more
