- Byline Bank (Chicago, IL)
- …5+ years of supervisory or management experience. + JD , CPA, or MBA , preferred. + Certified Regulatory Compliance Manager (CRCM), preferred. + Active member ... **Objective of Position** : The Compliance Advisory Manager is responsible for overseeing the...is responsible for overseeing the advisory function of the Compliance Management System. This role functions as an independent… more
- Regions Bank (Hoover, AL)
- …closely related experience **Preferences** + Master's in Business Administration ( MBA ) + Juris Doctor ( JD ) + Experience in Trust Administration and ... + Understands unique, complex trust agreements and appropriately manages accounts in compliance with Regions capacity and legal and regulatory guidelines. + Manages… more
- M&T Bank (Portland, ME)
- …licensing, CFP, CTFA, CPA designation MBA (Master's degree in Business Administration) or JD ( Juris Doctor ) \#LI-LA1 \#Wealth M&T Bank is committed to ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Boston, MA)
- …licensing, CFP, CTFA, CPA designation MBA (Master's degree in Business Administration) or JD ( Juris Doctor ) M&T Bank is committed to fair, competitive, ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Commonwealth Care Alliance (Boston, MA)
- …insurance Privacy, legal, and regulatory experience required Desired: + Relevant graduate degree (eg, Juris Doctor , MBA , Masters, etc.) in a relevant field + ... others. As part of the broader CCA Risk & Compliance Department and set of integrated GRC programs, the...of the implementation of the HIPAA privacy and security compliance program at CCA including affiliates and related entities… more
- RTX Corporation (Indianapolis, IN)
- …Import operations and its strategic impact on global success + Advanced Degrees such as MBA , Juris Doctor What We Offer: Whether you're just starting out ... licenses with oversight by Global Trade Manager, or Empowered Official, ensuring compliance for all activities under the agreements and licenses. + Monitor… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …students. + Performs related responsibilities as required. MINIMUM QUALIFICATIONS: + Graduate degree ( Juris Doctor , PhD, Ed.D., MBA or relevant professional ... based on historical and gathered institutional and national data. Compliance : + Monitors and ensures compliance with...national data. Compliance : + Monitors and ensures compliance with ABA, University, federal and state policies and… more
- HUB International (New York, NY)
- …+ Hold a professional designation. + Bachelors degree preferred **Additional Skills/Attributes:** + Juris Doctor , MBA or other advanced degree + Former ... the Law poster and its supplement is available here athttp://www.dol.gov/ofccp/regs/ compliance /posters/ofccpost.htm. EEOAA Policy E-Verify Program We endeavor to make… more
- Michigan State University (East Lansing, MI)
- …of a Masters degree in a relevant degree of study for Instructor Rank; Ph.D. or Juris Doctor in a relevant degree of study for Assistant Professor or Associate ... Staff Major Administrative Unit / College:Eli Broad College Of Business Department: Mba Program 10008607 Sub Area:FAS- Fac./Acad Staff Salary:Salary Commensurate with… more
- Scientific Systems Company, Inc. (Woburn, MA)
- …and experience. + Experience working with matrix organization. Desired Skills and Experience: + Juris Doctor or MBA degree + Current ACTIVE Secret security ... US government contracts and/or subcontract administration. + Strong knowledge of compliance with relevant laws, regulations, terms, conditions and policies governing… more
- Option Care Health (Columbus, OH)
- …in investigation, interview, and/or fraud examiner techniques + Advanced degree (eg, JD , MBA , MPH) or clinical certification + Direct experience with ... and retaining a diverse workforce. **Job Description Summary:** The Director, Compliance Investigations is responsible for developing and maintaining a comprehensive… more
- Lowe's (Mooresville, NC)
- …purpose of this role is to lead the team responsible for ensuring employment compliance (federal, state and local) is met and adhered-to in all US Lowe's locations ... Lowe's and developing and deploying plans to ensure ongoing compliance . The Manager will work closely with legal partners...Years Human Resources or related experience + Master's Degree MBA , Human Resources, or Labor Relations and + Other… more
- Charles Schwab (Westlake, TX)
- …required, preferably in Business/Finance/Economics or related disciplines, post-secondary degree, eg, JD , MBA or equivalent, viewed favorably. A Director helps ... themselves, and our clients, create a better future. Director, Schwab Compliance , Compliance Reporting is an important leadership role within Schwab … more
- Scotiabank (New York, NY)
- …Strong written and verbal communications abilities. + BA or international equivalent required. JD or MBA desired but not required. **Interested?** At Scotiabank, ... SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00...ambition for every future! **Purpose:** Acts as the Chief Compliance Officer for the US broker dealer and Head… more
- Citigroup (Tampa, FL)
- …supported and the related operations and financial requirements; Preferred: MBA or JD a plus **Job Family Group:** Compliance and Control **Job Family:** ... Serves as Global Functions product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for governance and reporting for… more
- Scotiabank (New York, NY)
- …within guidelines as well as in teams. + Bachelor's degree required. Post graduate degree ( JD or MBA ) a plus but not required. + FINRA registration (SIE, Series ... Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00...**Purpose:** Contributes to the overall success of the advisory compliance coverage of the Corporate & Investment Banking and… more
- Scotiabank (New York, NY)
- …and written), and interpersonal skills required. + Bachelor's degree required. Post graduate degree ( JD or MBA ) a plus but not required. + FINRA Principal ... Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- Colorado State University (Fort Collins, CO)
- …. Required Job Qualifications + Advanced degree, such as Ph.D., DVM, JD , MBA , MS, or MD OR a BA/BS and 15 ... Information Working TitleAssistant Vice President for Research Integrity and Compliance Position LocationFort Collins, CO Work LocationPosition qualifies for… more
- Textron (Wichita, KS)
- …degree required in business, finance, accounting, human resources, or a related degree\. * MBA or JD degree preferred, but not required\. * Minimum of 2 ... **Business Ethics & Compliance Associate/Specialist** Textron Aviation has been inspiring the...Your success is our success\. **Description** **JOB SUMMARY:** The Compliance Specialist will function as a member of the… more
- Scotiabank (New York, NY)
- …and written), and interpersonal skills required. + Bachelor's degree required. Post graduate degree ( JD or MBA ) a plus but not required. + FINRA General ... Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00...business strategies and objectives. Assist in providing advice on compliance with governing regulations and Bank internal policies and… more