- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... teams and work with outside counsel regarding transactions, portfolio company oversight, compliance and regulatory matters, and ongoing fund management. Review… more
- Banc of California (Durham, NC)
- …and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is second in command for Business ... as significant changes to business operations occur, or as identified through testing and audits or exams. + Exercises: Plans, conducts, and debriefs business… more
- SMBC (Charlotte, NC)
- …to comply with regulations (eg, Swap Dealer recordkeeping, SEC and FINRA WORM compliance , FRB/OCC/FDIC Disaster Recovery testing ). - Prepare and present risk and ... Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
- Rockefeller University (New York, NY)
- …with the University's researchers,other departments on campus,and a wide range of outside regulatory and advisory agencies to ensure that the University is a safe ... conduct program assessments; conduct routine and emergency monitoring for compliance with occupational exposure limits. Responsibilities The Assistant Safety … more
- CBRE Government and Defense Services (Quantico, VA)
- …accident reports for review by Management and as required by OSHA and other regulatory agencies + Facilitate and execute on Company Safety Program and Culture + ... **We maintain a drug-free workplace and perform pre-employment substance abuse testing .** J&J Worldwide Services CBRE Government and Defense Business is thrilled… more
- Principal Financial Group (Des Moines, IA)
- …strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance Officer to implement, and oversee HR compliance policies and ... + Lead compliance risk assessments and conduct testing to identify and address program gaps. + Build...Deep knowledge of HR practices, employment law, and the regulatory landscape. + Strong analytical, communication, and leadership skills.… more
- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- Stanford Health Care (Palo Alto, CA)
- …for the system-wide and subsidiary financial reporting cycle, month-end closing, regulatory financial compliance , tax matters, and other financial functions. ... leadership team and reporting to the Executive Vice President and Chief Financial Officer , collaborates and works closely with all members of the Stanford Health… more
- Signature Aviation (Honolulu, HI)
- …audit response and corrective action as necessary for recurring maintenance and regulatory compliance requirements. + Work with engineers on design criteria ... review all Pipeline and Hazardous Materials Safety Administration (PHMSA) regulatory programs, including the Integrity Management Program, Control Room Management… more
- VIZIA Diagnostics (Alpharetta, GA)
- …us in our Alpharetta Laboratory. Laboratory Quality Coordinator candidates MUST have prior Regulatory Compliance experience in CAP, or CLIA or CLEP. JOB ... assists in quality control, assurance, and improvement initiatives, and helps ensure compliance with regulatory and accreditation requirements such as CLIA, CAP,… more
- Banc of California (Santa Ana, CA)
- …managed, evaluated, and risk-graded in a accordance with corporate policies and regulatory standards. Performs all duties in accordance with the Company's policies ... the full lifecycle from issue identification through remediation, validation testing , and final closure. Ensure timely resolution and accurate documentation… more
- Bentley Systems (PA)
- …program. The Risk and Resiliency Manager will report directly to the VP, Chief Compliance Officer and act as a strategic business partner to leadership and ... responsible for guiding the oversight and execution of Bentley's enterprise compliance risk management, global business resiliency, and crisis response programs.… more
- Columbia Technology Partners (Annapolis Junction, MD)
- …solutions to the Government PM in a timely and transparent manner Ensure compliance with all regulatory and administrative requirements imposed by the contract ... as the main point of contact for the Contracting Officer (CO), the Contracting Officer 's Representative (COR),...All applicants and employees are subject to random drug testing in accordance with Executive Order 12564. Employment is… more
- Office of the Secretary of Defense (Arlington, VA)
- …program stages. Review complex requirements packages for adequacy and compliance with administrative, regulatory , and procedural requirements. Evaluate ... develop complex acquisition strategies; and 4) evaluating contractor performance to ensure compliance with regulatory requirements. Experience refers to paid and… more
- Washington Metropolitan Area Transit Authority (Washington, DC)
- …WMATA internal stakeholders. + Oversees the planning, documentation and execution of testing , integration and commissioning activities to ensure compliance with ... and analysis with actionable recommendations to COTR. + Observes installation and testing for compliance with applicable safety regulations. Inspects for unsafe… more
- Stony Brook University (Stony Brook, NY)
- …relevant accessibility standards. Experience using assistive technologies and accessibility testing tools (eg, screen readers, WAVE, Axe, JAWS, NVDA, VoiceOver). ... captioning and audio description best practices. Experience with legal and regulatory requirements related to digital accessibility in higher education. **Brief… more
- Caris Life Sciences (Phoenix, AZ)
- …and chemical waste based on the laboratory's procedural manual, and ensures compliance with regulatory agencies. + Maintains confidentiality of sensitive ... (and normal tissue when needed) and order the appropriate testing . + Maintains a clean workstation. + Identifies missing/wrong...patient or employee safety to a Supervisor or Safety Officer . + Has a good understanding and working knowledge… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...review process. + Oversee team's ad hoc and quarterly testing related to political contributions for MFPs and Covered… more
- Hawaiian Electric (Pearl City, HI)
- …with operational areas, oversees implementation of, and carries out routine safety compliance programs. Serves as a champion of a sustained zero-incident safety ... operations division management, removes barriers and roadblocks to ensure safety compliance with all applicable requirements, including but not limited to existing… more
