- Raymond James Financial, Inc. (St. Petersburg, FL)
- …organizational and regulatory requirements. + Identifying and applying appropriate compliance oversight procedures and tests. + Investigating compliances ... the department. + Effectively communicates and presents risk-related findings to senior leadership, clearly articulating potential impacts and recommended actions. +… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and ... to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide ... individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance… more
- American Express (New York, NY)
- …fostering a culture of integrity and effective second line independent Compliance oversight . The Senior Manager , Compliance Risk Assessment Program, ... will you make an impact in this role?** Global Compliance and Ethics (GCE), is responsible for establishing and...(2LOD), this role is responsible for supporting the programmatic oversight of CRA activities and ensuring 2LOD assessments are… more
- Capital One (Richmond, VA)
- Senior Manager - Network Participant Risk Oversight :...** + **At least 2 years of risk management, compliance or legal oversight experience with a ... Effective Challenge **Capital One is seeking an energetic, self-motivated Senior Manager to join the newly created...launch the second line of defense Network Participant Risk Oversight program to enable value-add, independent second line of… more
- TD Bank (Mount Laurel, NJ)
- …of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Business Oversight oversees the team and leads ... 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing… more
- TD Bank (Greenville, SC)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst**...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Greenville, SC)
- …manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- TD Bank (Mount Laurel, NJ)
- …**Various on-going initiatives and ad-hoc projects, as needed.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... as appropriate. **As a member of the US Wealth Compliance Department, the Compliance Business Oversight... Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including… more
- Capital One (Mclean, VA)
- Senior Manager , Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... ability to add value with their advice and to deliver high-impact results. As the ** Senior Manager , Technology Change Risk Oversight ** you will play a key… more
- Toyota (Plano, TX)
- …is looking for a passionate and highly motivated Enterprise Compliance Senior Analyst - Third-Party Risk Management (Supplier Oversight ) and Record ... (TFS) organization (TFS, LFS, MFS, and BPSFS). The Enterprise Compliance Senior Analyst will have responsibility to...Company's Record Retention Schedule Program. Reporting to the Enterprise Compliance Manager , this team member will have… more
- American Express (New York, NY)
- …growth over the mid-to-long term. **How will you make an impact in this role?** The Senior Manager , Amex Offers Oversight & Excellence sits within the Amex ... Media team reporting to the Director, Global Enablement & Oversight . This individual will be responsible for advancing ...Offers and key partners + Own all Amex Offers compliance and AEMP policy initiatives, including the development and… more
- TD Bank (Charlotte, NC)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change… more
- TD Bank (Greenville, SC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in implementing and overseeing a variety… more
- TD Bank (Portland, ME)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance ... team** + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory… more
- Molina Healthcare (Caldwell, ID)
- …reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director with developing the Operational Oversight Work Plan, ... and recommend business practices to ensure adherence to and compliance with State and Federal regulatory guidelines. The Sr....and internal policies and procedures. * Supports the Operational Oversight Manager , Director, and team in the… more
- TD Bank (Charlotte, NC)
- …coordination of processes and information across related teams + Generally reports to a Manager / Senior Manager Compliance **EXPERIENCE & EDUCATION** + ... program risks and issues. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library...Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Analyst will support the… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest ... challenger-type models or utilize existing ALM model to increase efficacy of oversight activities. + Adhere to applicable compliance /operational risk controls in… more
- TD Bank (Mount Laurel, NJ)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of ... research, guidance, and business oversight to assigned portfolio, business, or function to ensure...risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and… more
- State of Massachusetts (Boston, MA)
- …deemed appropriate to inform the Division's various audiences. The Director of Pharmacy Benefit Manager Oversight is a senior management level position that ... citizens. *_About the Role:_* The Director of Pharmacy Benefit Manager Oversight operating within the Health Care...the reports that may be required to evaluate carriers' compliance with coding and claims practices. * Oversee the… more