- Kern Medical (Bakersfield, CA)
- …Definition: Under the supervision of a nurse leader (Chief Nursing Officer , Clinical Director, Clinical Supervisor and Clinical Nurse Leader), independently ... clinical practice will be evaluated and governed through the Chief Nursing Officer (CNO) and/or their RN designee. Essential Functions: Creates and sustains an… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II - Compliance Testing LOCATION -- Cincinnati, Ohio ... in banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for leading reviews in the compliance testing program to ensure full compliance with state and… more
- Byline Bank (Chicago, IL)
- …**Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the Compliance Management System. This role ... policies, procedures, regulations, and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid working… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... execution, and interacting with business stakeholders. The Lead Independent Testing Officer will work with leadership to...in conducting testing activities (either first line testing , second line compliance testing … more
- Zions Bancorporation (Salt Lake City, UT)
- …is currently seeking a highly qualified professional for the role of a Fair Lending Compliance Officer to support the Fair Lending Compliance Team. The Fair ... Lending Compliance Officer (" Compliance Officer ") is responsible for performing periodic...fair lending regulations. + Working knowledge of banking/financial regulatory compliance , compliance testing , auditing, financial… more
- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... potential? Equitable is currently looking to hire a Chief Compliance Officer within Equitable Distributors Compliance...Officer , you'll be responsible for the following: * Monitoring FINRA, SEC, State and Insurance department laws, rule… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on… more
- First Horizon Bank (Memphis, TN)
- …best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to ... processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First Horizon Trust… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Fiduciary Compliance Officer works within the Compliance Risk Management organization, ... expert in all things fiduciary, and includes participating in testing and monitoring activities, providing advice to...+ Minimum of 2 years of experience as a compliance officer /internal auditor for a national bank… more
- The Boeing Company (North Charleston, SC)
- …Law and Global Compliance │Ethics organization is seeking a **Senior Site Compliance and Ethics Officer ** (SCEO) to support **Boeing South Carolina (BSC) in ... Carolina Site, and will work alongside the current Site Compliance Ethics Officer for BSC. The SCEO...functional partners as appropriate + Identifies and manages risks, monitoring , enforcing and evaluating the effectiveness of compliance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …apply logical and critical thought processes when developing and recommending solutions. Compliance Officer II-Deposits Total Base Pay Range 80,500.00 - ... risks. + Support the review and remediation of deposit/retail gaps, including evaluating testing and monitoring results from both the first and second lines… more
- Citigroup (Tampa, FL)
- …processing rules, assessment of operational structures for new products and services, Compliance Testing , Payments Data Analytics, overall guidance and oversight ... **Global Funds Transfer (GFT) AML Compliance Risk Management Officer ** **About the...changes. + Collaborate with global stakeholders including AML Technology, Monitoring Risk Management and Operations to mitigate AML and… more
- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... in this role assist in the design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals… more
- Arena Investors LP (Jacksonville, FL)
- …policies and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review ( testing and monitoring ); . Conflicts of ... expand the team through the addition of a senior Compliance Officer . In this role, this individual.... Support the CCO with FINRA broker-dealer requirements; . Monitoring of Client guidelines and restrictions; . Review of… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76002501 Date: Jul 14, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76002501 Pay Plan:...as a team member on projects to include documenting, monitoring , and communicating project status to BOR management along… more
- Citigroup (Irving, TX)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... Serves as a senior function/business/product compliance risk officer for Independent ...inquiries and internal and external investigations, as well as testing and audit. + Leading compliance and… more
- SMBC (New York, NY)
- … rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review, to ... employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of the … more
- MyFlorida (Ocala, FL)
- …may also perform duties relating to the intake officer , court liaison officer , trainer and electronic monitoring device installer. This position may also ... CORRECTIONAL PROBATION SENIOR OFFICER - 70023750 Date: Jul 18, 2025 The...at a probation and restitution center and may involve monitoring a residential treatment facility and being the on-site… more
