- Raymond James Financial, Inc. (Springfield, IL)
- …Responsible for the production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail ( CAT ) Electronic Blue Sheets ... detail-oriented professional with hands-on experience in regulatory reporting, specifically with ** CAT ** and **CAIS** , to support our compliance operations and… more
- Bank of America (New York, NY)
- …across multiple jurisdictions, including some of the following reports and activities: FINRA Consolidated Audit Trail ( CAT ), FINRA Electronic Blue ... Sheets (EBS), Trading Activity Fees (TAF) **Required Qualifications:** + Experience inBig Data platform and distributed programming leveraging open source software in order to develop highly resilient data processing. + Experience in Apache Kafka, Apache Storm… more