- JPMorgan Chase (Jersey City, NJ)
- …culture as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join JP Morgan as a ... st Line of Defense) and thought leader in the Compliance Risk Assessment Program of...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- JPMorgan Chase (Jersey City, NJ)
- …organization. We are seeking multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role involves ... part of the JPMorgan Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead. As a Firmwide … more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...role will report to the Director who serves as Compliance Risk Assessment team leader… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Consumer Credit Risk as part of Corporate Risk to provide senior credit ... business partners with insights in a proactive and forward-looking in-depth analysis. Consumer Credit is the independent risk management team responsible for… more
- SMBC (New York, NY)
- …Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing, and Regulatory Change ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...Key Teams: Direct and oversee the activities of the Compliance Risk Assessment , Monitoring and… more
- Discover (Riverwoods, IL)
- …in regulatory remediation and/or relationship management. **Preferred Qualifications:** + 12+ years Consumer compliance , enterprise risk management, legal ... + Provides oversight of operational risks identified by a risk assessment team to ensure adequate controls...us contribute every day to a culture that values compliance and risk management. Discover is committed… more
- Discover (Riverwoods, IL)
- …identifying control points. + 5+ years of experience with implementation or improvements of risk assessment processes and methodologies + 5+ years knowledge of ... Discover is seeking an energetic, detailed oriented, and analytical Risk and Control Self- Assessment (RCSA) Principle to...us contribute every day to a culture that values compliance and risk management. Discover is committed… more
- Truist (Atlanta, GA)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self- Assessment (C-RCSA), Risk and ... Assessment (RCSA), key risk indicators, policies, risk committees and other elements of the Enterprise ...BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Federal Reserve System (New York, NY)
- … Supervising Examiner, you will be responsible for evaluating supervised institutions' consumer compliance risk management programs and practices through ... and assessment of each firm's and/or bank's consumer protection compliance management systems, as well...to evaluate consumer risk and consumer compliance risk management systems.… more
- CIBC (Chicago, IL)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Business Risk Assessment and Measurement Lead will contribute to ... and assist with the execution of line of business risk programs. The Business Risk Assessment...Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Risk Compliance , Strategic,… more
- Santander US (Boston, MA)
- … issues impacting the Technology Department. + Issue Identification, Management, and Risk Assessment : Oversee and conduct RCSA responsibilities including Process ... Director of IT Risk and Control Self Assessment (RCSA)...a risk -aware culture; ensure efficient and effective risk and compliance management practices by adhering… more
- TD Bank (Greenville, SC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... management to determine regulatory impact and appropriate remediation + Compliance risk assessments and control effectiveness reviews...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Citizens (Westwood, MA)
- …liaison, interfacing with business partners to drive meaningful reductions in fair lending compliance risk . You may use reporting, data analysis and monitoring ... various business line projects to address specific fair lending compliance risk issues, working with business leaders...+ 3+ years of fair banking or other related consumer compliance experience in consumer … more
- Highmark Health (Parkersburg, WV)
- …including in-depth knowledge of HIPAA and possess the ability to perform a privacy risk assessment . The incumbent must have the highest level of integrity and ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities...monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk… more
- Bank of America (Charlotte, NC)
- …or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, and may assist with ... EAC Compliance & Op Risk Specialist Pennington,...process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related to themes… more
- JPMorgan Chase (Wilmington, DE)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, you will play a critical role in the ... and awareness, monitoring and testing (inclusive of metrics), issue management, risk assessment and reporting. **Required Qualifications, Capabilities, and… more
- JPMorgan Chase (Tampa, FL)
- … and other control functions in those lines of business. Additionally, you'll provide compliance risk coverage support for several areas, as well as execute Core ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Management including customer complaints and corrections, and Fair Lending Risk Assessment Reporting. You will need to… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- JPMorgan Chase (Jersey City, NJ)
- …your expertise to JPMorgan Chase. As an Operational Risk Management Lead in Risk Management and Compliance , you are at the center of keeping JPMorgan Chase ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...will work with other specialist areas to provide effective assessment and challenge of risk , and informed… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more