- SMBC (New York, NY)
- …of key Compliance teams, including electronic communications surveillance , trade surveillance , regulatory registrations, personal-account-dealing ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...experience in the financial services industry, with background in Compliance surveillance preferred + Bachelor's degree preferred;… more
- Federal Reserve System (New York, NY)
- …designing, or managing various compliance risk management controls, including monitoring/ surveillance systems such as trade surveillance and market ... FRS management, legal staff, and policymakers across agencies. **Your role as Corporate Compliance Risk Supervising Examiner:** + Lead large scope supervisory… more
- Love's Travel Stops & Country Stores (Houston, TX)
- **Req ID:** 433477 **BASIC PURPOSE** : Manage and lead Musket and Trillium's trade surveillance and compliance programs. **MAJOR RESPONSIBILITIES:** + Work ... closely with trading, legal, risk, and accounting to ensure compliance with laws and regulations + Manage the continuous...the review, analysis, and reporting of results from internal trade surveillance system(s) + Respond to and… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …PURPOSE** : Provide advanced analysis and essential to Musket and Trillium's trade surveillance and compliance programs. **MAJOR RESPONSIBILITIES:** + ... closely with trading, legal, risk, and accounting to ensure compliance with laws and regulations + Develop and continuously...the review, analysis, and reporting of results from internal trade surveillance system(s) + Respond to and… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more
- Scotiabank (New York, NY)
- …the rationale for Compliance 's view. + Assist with the investigation of trade or communication alerts escalated by Surveillance or Internal Control. + Assist ... Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- SMBC (White Plains, NY)
- …expertise in Compliance technology including Transaction Monitoring, KYC, Trade and Communications surveillance , Fraud, Employee Trading, and/or Sanctions ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- SMBC (New York, NY)
- …for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify metrics for ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- SMBC (White Plains, NY)
- …The FIU Associate is responsible for the delegation and oversight of day-to-day compliance efforts related to transaction surveillance . This may include the ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...VP, the FIU Associate is responsible for the day-to-day compliance efforts related to transaction surveillance , including… more
- Sierra Nevada Corporation (Dayton, OH)
- …in a fast paced and rewarding organization? Join us! The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader in ... systems. Our end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities encompass design, integration, test,… more
- Sierra Nevada Corporation (Dayton, OH)
- …are responsible for government affairs, international strategy, international business, and trade and regulatory compliance . We provide strategic guidance across ... Learn more about Sierra Space (https://www.sncorp.com/careers/sierra-space/) The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area… more
- Sierra Nevada Corporation (Lone Tree, CO)
- …are responsible for government affairs, international strategy, international business, and trade and regulatory compliance . We provide strategic guidance across ... organizations.Learn more about Sierra Space (https://www.sncorp.com/careers/sierra-space/) The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area… more
- JPMorgan Chase (New York, NY)
- …market conduct risks in the first line through to second line of defense trade surveillance , where appropriate, and other controls. The role will involve day ... Business and Functional Managers to help the Business understand and manage Compliance , Conduct and Operational Risks. **Job Description** A Senior Program Manager… more
- Parker Hannifin Corporation (North Hollywood, CA)
- …with multiple business units, sales strategy and marketing, and group legal and trade compliance teams. + Maintains and owns the Customer/ Program relationship ... + Related contracting courses in government, commercial and international contracting, trade compliance , leadership, management, and program management desired… more
- Zions Bancorporation (Salt Lake City, UT)
- …to join the downtown SLC team. This position is part of the Corporate Investments & Liquidity Management Team within Zions Wealth Management. This division is ... a broad understanding of money market instruments including commercial paper, corporate floating rate and fixed-rate bonds, municipal bonds, agencies and Treasuries.… more
- Sierra Nevada Corporation (Lone Tree, CO)
- …tools, & guidelines for program documentation & execution * Experience with ensuring compliance with approved Corporate and ISO 9001:2000 Policies and Processes ... You will participate in business resource planning/tracking in coordination with other corporate entities and responsible to formulate a team that can fulfill… more
- Sierra Nevada Corporation (Lone Tree, CO)
- …methodologies such as Agile or Scrum is preferred. The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader ... systems. Its end-to-end Command, Control, Computers, Communications and Intelligence, Surveillance & Reconnaissance (C4ISR) capabilities encompass design, integration, test,… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- St. James Hospital (Hornell, NY)
- …are expected to understand and adhere to the Standards/Code of Conduct and the Corporate Compliance Plan as well as ensure all educational requirements related ... control procedures, including troubleshooting. Expectations in troubleshooting include daily surveillance , implementation of remedial action, and documentation, as well...to Corporate Compliance are implemented and adhered to… more
- St. James Hospital (Hornell, NY)
- …are expected to understand and adhere to the Standards/Code of Conduct and the Corporate Compliance Plan as well as ensure all educational requirements related ... and instructions to patients for sample collections. + Daily surveillance of refrigerator and room temperature, remedial actions and...to Corporate Compliance are implemented and adhered to… more