- JPMorgan Chase & Co. (Palo Alto, CA)
- …to provide a first-class experience to clients within JP Morgan's US Private Bank . If you have an entrepreneurial mindset and are looking to constantly challenge ... career to the next level. As a Private Banker in the US Private Bank , you are responsible for advising families on building, preserving and managing their wealth.… more
- TD Bank Group (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... institutional investor base in the US to fund the Bank and to place US and Canadian money market...activity is in line with those policies Demonstrates governance, control and risk management behaviors in alignment with TD… more
- TD Bank Group (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... exist Actively manages relationships within and across various business lines, corporate , and/or control functions and ensures alignment with enterprise… more
- TD Bank Group (Lake Mary, FL)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... of Operations, Trading, vendors, Internal and External Auditors, Governance & Control , and Technology to ensure partnership and efficient operation and coordination.… more
- M&T Bank (New York, NY)
- …strategies and their effect on balance sheet management strategies and corporate performance. Maintains and develops control frameworks consistent with ... and build relationships with members of executive management, Operations, Finance, Corporate Finance, Mortgage Division, Tax, Legal, investment bankers, vendors… more
- TD Bank Group (New York, NY)
- …and visionary thinking. We provide critical infrastructure services that support and control the trading, investment , and corporate banking functions ... highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded.… more
- Guggenheim Securities (New York, NY)
- …Control Room team. This person will be responsible for partnering with business and corporate leaders of the Investment Bank , to ensure full understanding ... Investment Banking Compliance professional, within a large, full-service investment bank , 2+ years in a compliance control room. Knowledge of sales,… more
- HSBC (New York, NY)
- …continuous monitoring reports Possess subject matter expertise of Commercial and Investment Banking products (including corporate lending, specialized lending, ... people, our investors, our communities and the planet we all share. Corporate and Institutional Banking (CIB) delivers internationally focused solutions for … more
- Crdit Agricole CIB (New York, NY)
- Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate ... Auditees (Trading Desks, Operations, Structured Finance, Corporate and Investment Banking, Compliance Monitoring), other control functions Key External… more
- United Nations (New York, NY)
- …post trade processes *Ensures that accurate and complete accounting, reporting and internal control systems are functioning for corporate actions and that all ... weakness and works with Information Systems Section to improve post trade investment operations process, collateral management process and corporate actions… more
- Pyramid Consulting, Inc. (New York, NY)
- …groups. Assist management with enhancing and implementing the Compliance oversight and control framework for adherence with the Bank Holding Company ("BHCA"), ... paid sick leave (depending on work location). Key Responsibilities: The Bank Regulatory Compliance Officer ("Compliance Officer") will provide advisory and… more
- Crdit Agricole CIB (New York, NY)
- Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate ... Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank 's clients, meeting their financial needs throughout the world. Crdit Agricole… more
- JPMorgan Chase & Co. (Chicago, IL)
- …Opportunity Employer, including Disability/Veterans About the Team JP Morgan's Commercial & Investment Bank is a global leader across banking, markets, ... Subject Matter Expert (SME) knowledge of LIQ, risk and control frameworks, all aspects of internal controls, and issues...business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital,… more
- Rothschild & Co (Los Angeles, CA)
- …& Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial ... Five Arrows, Rothschild & Co Five Arrows is the investment arm of the Rothschild & Co group. It...Merchant Banking manages a series of funds dedicated to corporate and secondary private equity, multi-managers funds and co-investments… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …to back operating model, delivering support across the client, product, and investment lifecycle. We also conduct risk oversight, provide change management, business ... businesses to develop and deliver new products, services, and markets. Investment Banking Operations provides full lifecycle deal support across the Financing,… more
- Banc of California (Santa Ana, CA)
- …role as bank examiner or internal auditor Experience with alternative investment , such as private equity and venture capital. In-depth knowledge of banking ... CAREER Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...the incumbent will assist the BSA Officer to ensure corporate policies and processes pertaining to BSA and OFAC… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …a team responsible for managing complex syndicated and bilateral loans for the Corporate Investment and Commercial Banks. You will drive operational excellence, ... met by the team. Promote a robust risk and control environment, ensuring compliance with regulatory requirements. Represent WLS...including Disability/Veterans About the Team JP Morgan's Commercial & Investment Bank is a global leader across… more
- Oppenheimer & Co. Inc. (New York, NY)
- Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, ... services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity &… more
- JPMorgan Chase & Co. (Chicago, IL)
- …Opportunity Employer, including Disability/Veterans About the Team JP Morgan's Commercial & Investment Bank is a global leader across banking, markets, ... entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends… more
- Citigroup, Inc. (Tampa, FL)
- …of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and ... About Citi: Citi, the leading global bank , has approximately 200 million customer accounts and...hiring and disciplinary actions) Provide strategic influence and exercise control over resources, budget management and planning while monitoring… more
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