- Westlake Financial (Wichita, KS)
- …Managers are individuals with the vision and dedication to provide world-class customer service to our dealer partners through training and prospecting for ... and dynamic position with opportunity for advancement. As a Dealer Account Manager with Westlake Financial , you...will also manage quality and consistency of product and service delivery. Being in a fast-paced environment, this role… more
- Capital One (Arlington, VA)
- …a highly motivated Accounting Manager to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and ... Manager, Broker Dealer Accounting Does the idea of working with...Responsibilities: Oversee monthly closes process Prepare internal & external financial statements and variance analysis Prepare regulatory filings (FOCUS… more
- Clear Street (New York, NY)
- …the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital ... 61, 871(m), and 1446(f) rules among others Experience working within a broker- dealer , custodian, or financial institution Experience working within a Prime… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …What We Do The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management ... services to a substantial and diversified client base that...a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869,… more
- Live! Casino and Hotel Philadelphia (Philadelphia, PA)
- Overview Why We Need Your Talents: A Dual Rate Dealer functions as either the Dealer role or the Floor Supervisor role, based on the company's business needs. ... with an emphasis on the highest level of guest service for both external and internal guests. Responsibilities Where...guests. Responsibilities Where You'll Make an Impact: As a Dealer : Dealing the game and always monitoring the monies… more
- Larson Maddox (New York, NY)
- …Juris Doctor (JD) strongly preferred. 10+ years of progressive compliance experience in financial services , with deep knowledge of SEC and FINRA rules. ... A prestigious and well-established asset manager and broker- dealer , with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer… more
- American Tire Distributors (Austin, TX)
- …custom wheels and shop supplies. Position Description: The Customer Development Manager, Auto Dealer , reporting to the Director of Sales, Auto Dealer , is a ... Development Manager will elevate their sales career by delivering impactful financial opportunities to dealerships and achieving territory sales goals. KEY… more
- CNA (Chicago, IL)
- …currently seeking a claim professional to handle professional liability claims for our Financial Lines claim group. The individual in this position will handle a mix ... of primary and excess E&O claims in our Financial Lines group arising under policies issued to our...group arising under policies issued to our life agent, broker- dealer , and investment advisor, banking and insurance customers. These… more
- Car Guys Inc. (Brooklyn, NY)
- …Manager, Auto Dealer office manager, Car Dealer office manager, Dealer Track, CDK, Reynolds & Reynolds, Financial Statement, Car Dealership Office ... as assigned. A team player who is focused on providing exemplary customer service Excellent communication skills; both written and verbal Ability to multi-task in a… more
- Desert Financial Credit Union (Phoenix, AZ)
- …James Financial and will conduct business on behalf of the Investments & Financial Services program. What you will do here: Client Sales and Service ... met as well as adhering to the written policies and procedures of the broker/ dealer and the Financial Institution. Perform other job-related duties as assigned.… more
- Lincoln Financial (Broomall, PA)
- …for this opportunity. Requisition #: 74811 The Role at a Glance As the Financial Services Sales Representative for MoneyGuard, you will build and maintain ... business relationships with advisors who market our products and services in order to meet or exceed established individual... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale… more
- Raymond James Financial, Inc. (Bethesda, MD)
- …of *Concepts, practices and procedures of business development in a financial services /broker- dealer environment. *Investment concepts, practices and ... a team environment. *Provide a high level of customer service . *Maintain currency in financial services...level of customer service . *Maintain currency in financial services industry and products. Education/Previous Experience… more
- ACF, Inc. (Miami, FL)
- …and maintain a sub- dealer network within geographic territory, including training the sub- dealer and assisting them with the financial aspect of the business ... products for a new organization that is an authorized dealer for Garner Denver air compressors. Essential Job Functions...revenue goals - Resolve customer's problems with product and/or services - Follow up on product deliveries and set… more
- USAA (Phoenix, AZ)
- …USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. ... 3 years of experience in annuity and/or life insurance distribution through full- service brokerage and bank broker dealer firms. Excellent relationship… more
- Atria Wealth Solutions (Allentown, PA)
- Through its relationship with CUSO Financial Services , L. P. (CFS) First Commonwealth Federal Credit Union is seeking a Financial Advisor to provide ... but are not limited to, the following: Identifies and evaluates customer needs for financial services , assess the objectives and goals of the individual, then… more
- CCG Business Solutions, LLC (Washington, DC)
- …career placement. The Talent Management Division is currently seeking a Fintech & Financial Services Associate - Securities Law. Job Description CCG is excited ... to offer the opportunity to join a growing and creative financial services practice in a firm that represents pioneering companies in the space. The successful… more
- Global Payments, Inc. (Charlotte, NC)
- …buyers and sellers using our payments solutions for credit, debit, prepaid and merchant services . Our worldwide team helps over 3 million companies, more than 1,300 ... financial institutions and over 600 million cardholders grow with...and maintaining relationships. Job Overview: The Sales Engineer assists dealer and direct sales channels by educating them on… more
- Lincoln Financial (Broomall, PA)
- …regulations (such as privacy and anti-money laundering regulations). *Strong knowledge of financial services , specifically the insurance industry and the key ... this role, you will provide independent assurance and consultative services that add value and improve organizational operations by... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale… more
- Lincoln Financial (Broomall, PA)
- …and service to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln ... of talent *Monitor budget and ensure work is tracked appropriately for financial reporting purposes *Share weekend on-call rotations What we're looking for… more
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