- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department.… more
- Citigroup (New York, NY)
- …across the different product ecosystems. **Responsibilities:** + Originate and source new electronic trading relationships to increase breadth of clients doing ... origination role, but will also be focused on growth with key existing clients trading cash electronic products. Salesperson will also work with the broader… more
- CalSTRS (Sacramento, CA)
- Job Posting: Assistant Director of Enterprise Risk Management State Teachers' Retirement System JC-490920 - Assistant Director of Enterprise Risk ... Risk Management & Quality Assurance Team. Under the general direction of the Director of Enterprise Risk Management and Compliance Services, the Assistant … more
- Scotiabank (New York, NY)
- …and/or Sell Side experience required + Strong working knowledge of Equities, Electronic Trading , Equity Research, Financing and Balance Sheet, Securities Lending ... Director , Equity Sales Trader; Global Banking & Markets;...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (Dallas, TX)
- Director , Senior Legal Counsel **Requisition ID:** 235186 **Salary Range:** 204,000.00 - 256,325.00 _Please note that the Salary Range shown is a guideline only. ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Scotiabank (New York, NY)
- Director , Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary Range shown is a guideline ... winning team, committed to results, in an inclusive and high-performing culture. **Title: Director , Global Cash Equities & US Equities COO - New York, NY**… more
- BMO Financial Group (New York, NY)
- …Broker-dealer businesses include. but are not limited to, fixed income, equities, electronic trading , prime brokerage, and investment banking. The broker-dealer ... equivalent combination of education and experience. + Strong experience in equities, electronic trading , and fixed income compliance strongly preferred +… more
- S&P Global (New York, NY)
- …teams, ensuring smooth and efficient project execution + Operational Excellence & Risk Management + Identify and mitigate technical risks and obstacles, ensuring ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...status, or any other status protected by law. Only electronic job submissions will be considered for employment. If… more
- S&P Global (Dallas, TX)
- …and reporting insights for active asset management and deal administration, trading activities, cash and position level transparency and accurate P&L reporting. ... asset management in a scalable solution that increases operational efficiency while reducing risk . Our solutions are available as a hosted software or a fully… more
- TD Bank (New York, NY)
- …operating effectively and is also fit for purpose. The role reports to the Director , Global Markets Supervision ( Electronic Trading ), and will provide ... to help manage key risks and confirm that our ( Electronic Trading ) and automated controls framework is...guidance on Trading Desk Policies. + Assists E- Trading GMS Director with maintenance and enhancements… more
- CalSTRS (Sacramento, CA)
- …for integrating asset allocation (tactical, strategic, and asset-liability management), risk management, and balance sheet management to provide optimal long-term ... risk -adjusted returns for the total fund. While these activities...investment portfolio. Under the direction of the Senior Investment Director (SID) of TFM, the Senior Portfolio Manager provides… more
- TD Bank (New York, NY)
- …alerts related to trading activities of firm employees (sales and trading ) and clients, and employee electronic communications alert, are reviewed ... engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The… more
- CalSTRS (Sacramento, CA)
- …actual, potential or perceived conflict of interest. Under the general direction of the Director of EIM & Legal Ops, the Staff Services Manager I (Sup) will provide ... for Statement of Economic Interest (Form 700), Public Records Act requests, Insider Trading forms (Form 600-C), Disclosure of Contribution and Gifts (Form 600 H),… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 **Job Description: Lead/Associate Director of ML & MLOps Engineering - Generative AI** **About the Role:** ... We are seeking a Lead/Associate Director of ML & MLOps Engineering to join our...is a leader in automation and AI/ML to transform risk management. This role is a unique opportunity for… more
- S&P Global (New York, NY)
- …Global Ratings, you join one of the world's leading providers of independent credit risk research and benchmarks. You are part of a team that produces high quality ... our specialized sector teams. Under the guidance of a director , a qualified senior analyst typically maintains direct analytical...and helps investors and others measure and manage credit risk . + By supporting capital markets, S&P Global Ratings… more