- Citigroup (New York, NY)
- …credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . Our core activities are safeguarding assets, lending ... and driving greater consistency in global program design and execution across our wealth management activities. This individual acts as an effective and trusted… more
- Charles Schwab (Westlake, TX)
- …of the companywide compliance risk management program. Schwab seeks a Managing Director , Schwab Compliance, to support the firm's Wealth and Advice Solutions ... & Advice Solutions business unit (WAS) was created to transform lives through accessible wealth management for every stage of the client's journey and brings… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. **Job:** **Finance* **Title:** * Wealth Management Finance Balance Sheet Controllers, Director /AVP* **Location:** *New ... financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees… more
- BMO Financial Group (Newport Beach, CA)
- …+ Certified Financial Planner is preferred. + Broad knowledge of all facets of wealth management . + In-depth / expert knowledge of Bank products, services and ... Provides advisory-based sales and relationship management to attract, retain and grow a portfolio...Introduces subject matter experts to the client. + Shares wealth solutions expertise and product knowledge across regional team.… more
- US Bank (Minneapolis, MN)
- …Audit Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior ... Director , in providing the Audit Committee and senior management with independent assurance and advisory services designed to...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …compliance with Citi Policies and Regulatory requirements, and driving Strong Risk Management - for USPB Risk, Wealth Risk and Legacy Franchises/Banking & ... International Retail Risk Management . The Wealth Risk Reporting ...with Independent Risk Management and In-Business/Country Risk Management to address new risk monitoring or regulatory… more
- Comerica (Dallas, TX)
- …and talent management . * Maintains knowledge of trends, best practices, regulatory changes, and new technologies in human resources, talent management , and ... DIVISIONAL HR DIRECTOR The Human Resource Director will...the organizations human resource compliance and strategy needs. Risk Management : * Conducts research and analysis of organizational trends… more
- Truist (Atlanta, GA)
- …sales, presentation and relationship management skills previously demonstrated in wealth management in the high net worth marketplace * Excellent ... 1 is responsible for all facets of client relationship management and new business development for SEG personal and...to time. **Responsibilities :** * Reporting to the Sr. Wealth Advisor or Managing Director of SEG… more
- US Bank (New York, NY)
- … Management and Investment Services businesses. This role supports the Audit Director for Wealth Management and Investment Services, the Senior Audit ... audit executive that has strong knowledge of audit, risk management , risk and control frameworks, and regulatory ...+ Performing other duties as requested by the Audit Director and Senior Audit Director . **Preferred Skills/Experience… more
- Citigroup (Irving, TX)
- …with the audit teams responsible for Markets, Services, US Personal Banking and Wealth Management globally, and supporting the global QA team. The role ... partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering...subject matter expert in any of the following areas: Wealth management , Cards, Consumer protection rules, Risk,… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director , Internal Control - Global GBM Regulatory...and Market data. Provides oversight and leadership over change management activities related to regulatory reporting and… more
- S&P Global (New York, NY)
- …Team:** This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head ... closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. **Responsibilities and Impact:** Our comprehensive services bring greater… more
- Citizens (Johnston, RI)
- Description Consumer Banking Risk Management has an immediate opening for Senior Risk Director , Wealth Management . The Senior Risk Director will ... Director manages Consumer Banking Risk for Citizens Wealth Management , including Wealth Compliance....standards and procedures to ensure that Wealth Management teams comply with the regulatory laws… more
- Morgan Stanley (Walnut Creek, CA)
- …assessments. All offers of employment are contingent on a background check. **Job:** ** Wealth Management * **Title:** *Financial Planning Director - Walnut ... Morgan Stanley Wealth Management , a global leader, provides...retirement and trust services. The Morgan Stanley Financial Planning Director position offers a unique opportunity to work in… more
- Stanley Black and Decker (New Britain, CT)
- …training etc. + In-depth knowledge of environmental compliance, health and safety management , regulatory , legal systems, DOT hazardous material & IATA dangerous ... **EHS Director , Distribution Centers (DC) Americas** **Come make the...Centers (DC) Americas is responsible to drive compliance and management system program development and execution and for material… more
- World Insurance Associates, LLC. (Santa Barbara, CA)
- …will be to drive strategic initiatives and manage model portfolio strategies for wealth management clients within our World MAP Model Portfolio Program. Join ... individual to join Pensionmark Financial Group as our Senior Director of Strategy Management . In this key...minimum of 8+ years of professional experience in investment management and/or wealth management . +… more
- S&P Global (TX)
- **About the Role:** **Grade Level (for internal use):** 13 ** Director , Internal Product Management - Upstream Business Data Processing** **Job Overview:** We are ... seeking an experienced and talented Director of Internal Product Management to lead...the upstream oil and gas industry, including industry trends, regulatory requirements, and key players _This role is limited… more
- KPMG (Washington, DC)
- **Business Title:** Director , Federal Financial Management (TS/SCI + Poly) **Requisition Number:** 111597 - 21 **Function:** Advisory **Area of Interest:** ... and evaluate the impact of corrective actions for complex accounting issues, regulatory compliance, and other areas within financial management for optimization… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director , Equity Research Analyst **Requisition ID:** 194865 **Salary...but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Brookdale Senior Living (Portland, OR)
- …communities including, but not limited to areas of people management , clinical management , quality care and regulatory oversight when you assume the role of ... through: + Six-week orientation before starting your position, a wealth of online resources, local nurse mentors and ongoing...one of America's Greatest Workplaces for Diversity About the Director of Nursing Position As Director of… more