- TD Bank (New York, NY)
- …be responsible for managing, maintaining and enhancing the TD Securities' current trade surveillance program for ETPs within the Global Compliance Department. ... prohibited trading practices. **Job Details:** The US Head of Exchange Traded Products Surveillance , TDS (US) reports...be responsible for building and managing a team of trade - surveillance analysts who will be based in… more
- Capital One (New York, NY)
- …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... Director , Head of Surveillance As the...for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,… more
Locations:
New York