- Truist (Hunt Valley, MD)
- …in operations, management and supervision. 3. Bachelor's degree in business, accounting, finance , banking or equivalent education and related training. 4. ... processes and activities. Develop plans and processes in conjunction with Wealth Brokerage sales leaders to ensure the service provided by Client Service Associates… more
- JPMorgan Chase (Newark, DE)
- …packaged services to hedge funds and professional investors enabling them to finance their investment activities through a bespoke range of products tailored to ... The range of services typically available to our Prime Brokerage clients are Global Custody (including Clearing, Custody and...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Truist (Richmond, VA)
- …sales and/or banking experience. 3. Bachelor's degree in business, accounting, finance , banking or equivalent education and related training. 4. Demonstrated ... industry and/or a sales assistant role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity products.… more
- Comerica (Detroit, MI)
- …impact on daily Net Capital Analysis and provide guidance to Investment Banking associates. * Ensure compliance with brokerage industry regulations regarding ... of month to month variances and explain variances to Comerica Securities and Finance management. * Design and implement process improvements to reduce manual effort.… more
- Truist (Atlanta, GA)
- …to perform the essential functions. 1. Bachelor's degree in Accounting, Business, Finance or related field, or equivalent education and related training 2. Twelve ... Ability to travel, occasionally overnight **Preferred Qualifications:** 1. Master's degree in Finance or Business, or equivalent education and related training 2. 12… more
- Citigroup (New York, NY)
- …and other types of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an intermediary in trading ... with control functions such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build… more
- Truist (Atlanta, GA)
- …to perform the essential functions. 1. Bachelor's degree in Accounting, Business, Finance or related field, or equivalent education and related training. 2. One ... to travel, occasionally overnight. **Preferred Qualifications:** 1. Master's degree in Finance or Business, or equivalent education and related training. 2. Six… more
- Truist (Raleigh, NC)
- …to perform the essential functions. 1. Bachelor's degree in Business, Accounting, Finance or Banking , or equivalent education and related experience. 2. ... 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life insurance licenses, jurisdictional registrations must match that of the advisor(s) supported. 5. Organized… more
- Cabrera Capital Markets, LLC (Chicago, IL)
- …in investment banking or related field + Bachelor's degree in finance , Business, or related field (MBA preferred) + Strong knowledge of capital markets ... Position: Vice President - Investment Banking Location: Onsite in Chicago, IL Founded in...Markets LLC is a growing investment bank and institutional brokerage firm. Headquartered in Chicago, IL the firm specializes… more
- CIBC (New York, NY)
- …of the US Capital Markets Legal team in New York, Counsel - US Equity Finance , you will provide transactional and advisory legal services to equity finance ... providing legal and transactional advice in connection with various equity finance , derivatives, and other transactions; providing regulatory advice in respect of… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking , securities brokerage , transaction services, and wealth management. Our ... asset transfers and money market investments. The role sits within the Prime Brokerage service line, which is a stand-alone client executive operation focused on our… more
- Federal Reserve System (Dallas, TX)
- …, accounting or related field. + Minimum of seven years of relevant experience in banking , brokerage and financial services, or banking supervision. + Strong ... will also be responsible for assessing markets and securities compliance for the brokerage and investment advisory operations. In this role you will lead and… more
- AON (New York, NY)
- …firms, as well as regional and boutique organizations that operate in banking and capital markets, investment management, commercial banking , and wealth. ... look like + Independently managing and developing bank and brokerage firm relationships to sell and deliver data analytics,...best practices + Researching existing and emerging trends in banking and capital markets and our clients' business +… more
- JPMorgan Chase (Brooklyn, NY)
- The Corporate & Investment Bank is a global leader across investment banking , wholesale payments, markets and securities services. The world's most important ... capital, manage risk and extend liquidity in markets around the world. Global Finance & Business Management works to strategically manage capital, drive growth and… more
- Citigroup (Queens, NY)
- …services, including consumer banking and credit, corporate and investment banking , securities brokerage , and wealth management.** **_Looking for a ... setting strategic direction for the process, organization and architecture covering Finance across Citi businesses, products, functions and locations + Assists in… more
- Morgan Stanley (Baltimore, MD)
- …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... individuals from more than 1,200 offices in 43 countries. Department Profile: The Finance Division reports to the Chief Financial Officer and consists of some 3,000… more
- City National Bank (New York, NY)
- …market. Provide integrated financial services advice to these clients including: banking , credit, asset management, trust and estate planning, and brokerage ... remain in good standing under the Safe Act. **Wealth Management Division: Private Banking ** As a member of City National's Wealth Management - Private Banking… more
- JPMorgan Chase (New York, NY)
- …with a focus on liquidity risk arising from trading products (eg Prime Brokerage , Secured Funding Transactions etc) across all regions. In addition, role also ... qualifications, capabilities, and skills** + Minimum 4+ years of experience in banking industry across treasury, liquidity risk, market risk and/or trading products… more
- JPMorgan Chase (New York, NY)
- …related to the firm's broker-dealer and other trading activities (prime brokerage , secured funding, derivatives) + Provide effective independent risk challenge and ... capabilities, and skills** + Minimum 5 plus years of experience in banking industry across treasury, liquidity risk, market risk and/or trading of fixed… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts, practices and procedures used in the securities industry. * Principles of banking and finance and securities industry operations. * Financial markets ... concentration advice, or recommendations for alternative investment options in commission-based brokerage accounts. Guidance is provided to perform varied work that… more