- Mizuho Corporate Bank (New York, NY)
- …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
- Tradeweb (New York, NY)
- …is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... in collaboration with control owners. + Oversee first line control design and...experience in operational risk , business controls, or first line risk management, ideally… more
- Comerica (Farmington Hills, MI)
- …Business Control Director Senior is accountable for maintaining a robust First Line risk and control environment that enables the bank to operate ... is a critical role with a mandate to drive transformation of First Line of Defense risk and control functions across the line of business. As part… more
- Citigroup (Getzville, NY)
- …across Markets businesses and CTI. Price Risk Execution is a first line cross-asset risk and control function, which operates or facilitates controls ... will require knowledge of Price Risk processes ( first or second line risk management and/or valuation control ) as well as change skills to define,… more
- Santander US (New York, NY)
- … risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
- American Express (Sunrise, FL)
- …risk oversight to the first line , providing guidance on risk identification, control enhancements, and remediation efforts + Support risk ... a critical part in assessing, monitoring, and challenging the first line 's risk management practices.... risk identification, assessment, and mitigation efforts (ie, Risk & Control Self-Assessment) within Global Merchant… more
- Tradeweb (New York, NY)
- …capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage adequacy, and issue ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...leading key components of the firm's ERM program, including control testing oversight, regulatory risk assessments, … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- City National Bank (Los Angeles, CA)
- … culture, risk conduct, and risk literacy in the first line * Provide direction to control teams in support of organizational risk management ... environment * Minimum 7 years of experience in first line or second line risk and control *Additional Qualifications* * Broad understanding of… more
- Citizens (Johnston, RI)
- Description As the First Line Risk Sr...business line management. + Participate in the Risk and Control Self Assessment (RCSA) process, ... partner with the Risk Managers, executing the control monitoring program for multiple complex lines of business...responsible for providing knowledge, expertise, and support to the First line units. Responsible for supporting other… more
- Citizens (Atlanta, GA)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Fannie Mae (Washington, DC)
- …or equivalent * 4 years of risk management experience ( control testing, first line risk management, or operational risk ) and/or direct business ... Management including evaluating and designing controls, conducting impact assessments, identifying control gaps, remediating risk , etc. * Experience gathering… more
- S&P Global (NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
- Comerica (Detroit, MI)
- …Responsibilities Risk - Control Functional Leadership Focused on enhancing the risk ownership and culture within the line of business. Leads a team of ... Divisional BRCO and their team are members of the First Line of Defense (1LOD) who: Provide...Remediation The primary contact for regulatory matters related to risk and control for the line… more
- Ally (Lansing, MI)
- …recommendations. * Perform ad hoc projects as assigned to assist in analyzing Ally's risk and control environment. * Work within defined plans and schedules. * ... of testing and monitoring activities for the Insurance business line . The position is responsible for executing testing and...written and verbal communications skills * Strong understanding of risk and control concepts * Ability to… more
- Mizuho Corporate Bank (New York, NY)
- …ensure the firm maintains a robust control environment, MUSO has developed a first line , risk based Internal Controls Testing (ICT) Program. As Business ... Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of...effectiveness. Internal controls serve as a component of the first line of defense in mitigating risks,… more
- USAA (Plano, TX)
- …exams, and monitoring of the first line of defense to minimize risk exposures and strengthen the overall control environment. Handles risk assessment ... and Control Testing area. Positioned in the first line of defense to ensure the...of procedures/process, accurate regulatory reporting and filing, document governance, Risk control self-assessments, procedure governance, control… more
- Bank of America (Plano, TX)
- …Acts as an ambassador of the risk culture, monitoring and reporting on the Line of Business or Enterprise Control Function's Operational Risk Profile + ... GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Plano, Texas **To proceed with your application, you must be at… more
- Santander US (Dallas, TX)
- …The Sr. Associate, Business Control & Risk Management operates within the First Line of Defense and is accountable to assist the Business Control ... CIB Business Control & Risk Management, Vice President... Management team in driving effective and consistent business line execution against the Enterprise Risk Management… more
- American Express (Phoenix, AZ)
- …meet its objectives and demonstrating an effective control framework. The objective of the first line of defense (1LOD) in GCS Control Management Risk ... clear methodology of inherent and residual risk . GCS is looking for a first line of defense (1LOD) Senior Manager, Control Management - Product Risk … more