- Vanguard (Malvern, PA)
- Overview The Head of Brokerage Trade Operations is responsible for leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail ... (eg, FINRA, OCC) and overseeing numerous vendor and counterparty relationships. Additionally, the Head of Trade Operations is accountable for the strategy,… more
- Citizens (New York, NY)
- Description The Head of Wealth Supervision will be responsible for building out the first line of defense day-to-day supervision for the Private Wealth and Citizens ... 10+ years of industry experience with a vast knowledge of both brokerage and RIA supervision. Strong product and supervision knowledge in Alternative Investments,… more
- Siemens Energy (Orlando, FL)
- …and internal requirements in an optimal and efficient manner. The SE US Customs Operations Manager-2 supports the SE US Customs Operations -2 team with oversite, ... operational import and export activities. This role reports to Head of Customs North America and will be based...supervises, mentors, develops, and assists the SE US customs operations team members in the day-to-day import and export… more
- Citigroup (Miami, FL)
- …complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects ... email surveillance, correspondence, marketing material, complaints, outside activities, licensing/registration, trade blotters, trade errors, management of OSJ… more