- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department, Americas ... Division, the Head of Financial Crime Compliance ("FCC") Monitoring & Testing...testing. The role is responsible for overseeing the day-to-day operations and managing a team of compliance professionals performing… more
- SMBC (New York, NY)
- …legal counsels, and internal Underwriting, Credit, Capital Markets, and Operations partners to ensure effective communication and coordination. - Responsible ... various departments in the Americas Division and from our Head Office in Tokyo. - Mentor and provide guidance...of loans from the portfolio. - Coordinating with the KYC team to update KYC information for… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is ... well as internal policies and procedures of SMBC and Head Office. The KYC Advisory & Controls...be in financial crimes consulting, project management or back-office/compliance operations . 5 years in management. + BA / BS… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible for ... performing processes related to Know Your Customer ( KYC /CIP), assessing the quality of KYC folders,...accordance with internal policies and procedures of SMBC and Head Office and compliance with AML/BSA/OFAC regulations. + Performs… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO), the role supports the BAU ... relating to the development, planning, execution and coordination of overall departmental operations . The role holder is also responsible for contributing to all BAU… more
- Citizens (Boston, MA)
- Description Head of Customer Identity and Authentication Location: This role will require a hybrid work schedule 4 days on-site, 1 remote in Johnston RI, Westwood MA ... Full-Time, Executive Level Overview We are seeking a visionary and execution-focused Head of Customer Identity and Authentication to lead the transformation of how… more
- Citigroup (New York, NY)
- The Risk Head for Investor Services Digital Assets will be a strategic leader responsible for designing, implementing, and overseeing a comprehensive risk management ... framework tailored to our digital asset products and operations . This role requires deep expertise in traditional financial...the evolving regulatory landscape of digital assets. The Risk Head will act as a primary advisor to senior… more
- FirstBank PR (San Juan, PR)
- …to date and assisting in annual on-site visits with ROs to validate business operations and update client profiles as needed. + Ensure client profiles are fully ... compliant with Know Your Customer ( KYC ) policies prior to account opening and submit documentation...internal and external initiatives and submits reports to the Head Officer upon request. + Maintain thorough knowledge of… more
- MUFG (Irving, TX)
- …member of our recruitment team will provide more details. Reporting into the Head of Financial Crimes Transaction Monitoring, this new position has been created for ... the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of...- Develop mathematical or statistical theory to interpret customer KYC data and historical transaction data to group customers… more
- MUFG (Houston, TX)
- …addition to client-facing responsibilities, this role will provide direct support to the Head of Energy & Power and Commercial Card Growth Organization by: + ... X (RESPA). + Verify completion of all required forms and processes (CIP, KYC , SARs, CTR, etc.) within designated timelines. + Complete all mandatory compliance… more
