- Wells Fargo (Minneapolis, MN)
- …this role:** Wells Fargo Banking and Credit Solutions group within BL&T is seeking a Co- Head of Securities Based Lending. The Securities Based Lending team ... Based Lending Team + Work in partnership with Co- Head of Securities Based lending to provide...understanding of technology portfolio strategy and planning, linking business operations to technology + Knowledge and understanding of credit… more
- TD Bank (New York, NY)
- …MD, Business Management, Strategy & Surveillance, you will represent the Global Head of Electronic trading with the accountability to enable smooth day-to-day ... business operations as well as partner in supporting the execution...of business strategy. As an extension of the Global Head of Electronic trading, you will act as a… more
- Citigroup (Tampa, FL)
- …Purpose - Global Head of Brokerage Services, Futures and Derivatives Clearing Operations ** , The global Head of Brokerage Services, Futures and Derivatives ... Clearing Operations , will report to the Global Head of Futures and Derivatives Clearing. The successful candidate is expected to be both a subject matter… more
- Citigroup (Jersey City, NJ)
- …degree, Master's degree preferred + FINRA Series 27 **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing ... The Head of OTC Derivatives Settlements & Payments Strategy...a strategy to uplift our payment controls across Markets Operations . The function comprises of two distinct teams: 1)… more
- SitusAMC (New York, NY)
- …and clients, and by geography. Their businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global ... are supported by our service company which provides technology, operations , and functional services across the Group. **About Global...The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility… more
- Citigroup (Irving, TX)
- …Public/Private Cloud, Data Center hosting, Mainframe and Host systems to production operations . The ** Head of Cyber Risk for Global Functions and ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Citigroup (Getzville, NY)
- …degree or equivalent experience + Master's degree preferred **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The Securities & Derivatives Group Manager is a senior...trading desks and branch offices in coordination with the Operations - Transaction Services team.The overall objective of this… more
- AIG (New York, NY)
- Deputy Head of D&O Product, Financial Lines Join us as the Deputy Head of D&O Product to step into a collaborative role where you will engage with AIG's industry ... This role will be responsible for working alongside the Head of D&O Product and the larger AIG product...+ Create and Track engagement of D&O public company securities panel counsel and private non-profit D&O panel counsel… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Capital One (Mclean, VA)
- Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's Electronic ... meet business requirements. + Establish data quality controls and operations . + Oversee and manage the onboarding and offboarding...experience in surveillance role, compliance, or audit related to securities and derivatives + FINRA Series 7 and 24… more
- Citigroup (Roanoke, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...global data center critical systems and integration. The Global Head of Data Center Integration Services will spearhead the… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** The Head of Internal Reporting will be responsible for the month end close and ... reporting required to effectively communicate Truist's financial position and results of operations . 4. Closely monitor the standard setting process of the Financial… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...growth and progress together. **Overview of the Role** The Head of Data Architecture manages multiple teams through other… more
- Janus Henderson Investors (Denver, CO)
- …and controls that effectively mitigate risks related to the firm's business operations . + Monitor changes in relevant laws, regulations, and industry best practices, ... the ability to navigate complex regulatory environments + Deep understanding of securities laws and regulations (including FINRA, SEC, and state regulations) as they… more
- Janus Henderson Investors (Denver, CO)
- …multi-billion dollar book of business + Team with product, trading, compliance, operations and legal, to ensure delivery of SMA strategies and enhancement of ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- SMBC (Jersey City, NJ)
- …support to the Fixed Income Securities business. The role reports to the Head of Cash Operations . **Role Objectives** + Daily monitoring of cash inflows and ... global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …settlement, and lifecycle events for debt-related investments. Reporting directly to the Head of Operations , this role offers exposure to key stakeholders ... Description Analyst - Investment Operations Location: Twin Cities Area Are you an...non-exchange-traded products and daily cash/position reconciliations. + Set up securities and maintain data in a security master. +… more
- MUFG (Tempe, AZ)
- …and processes for review and challenge. The AVP will report into the Head of Sanctions Operations . **Responsibilities:** + Develop subject matter expertise ... The role will be focused on supporting the Sanctions Operations team and the entities they support with Sanctions...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more