- JPMorgan Chase (Jersey City, NJ)
- …Practices Audit team, you will support Internal Audit 's Regulatory Engagement and Exam Management Team, including assisting in driving forward ... Firm Regulatory initiatives; escalate key milestones and decisions to Audit Management + Develop and prepare internal reporting/metrics and ongoing… more
- JPMorgan Chase (Jersey City, NJ)
- …the Practices Audit team, you will support Internal Audit 's Regulatory Engagement and Exam Management Team, including executing BAU initiatives, ... Execute User Acceptance Testing of relevant Audit Tools supporting regulatory engagement processes + Prepare internal reporting/metrics and ongoing analyses… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …fulfilled timely. * Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit , and Compliance Testing to identify ... internal and external exams. Maintains extensive contact with Supervision leadership, Compliance, Internal Audit and/or other internal partners to ensure… more
- JPMorgan Chase (Plano, TX)
- …issues + Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework to ensure ... team has a pivotal role in leading and supporting regulatory , internal and external exam ...regulatory meetings + Provide regular updates to CTPO management regarding exam related activities, including, but… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation...preferred_ **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management … more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation...requests. **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management … more
- Truist (Charlotte, NC)
- …supporting agenda development and participant selection. 8. Coordinate closely with the Head of Regulatory Relations Exam Management and serve as a backup to ... either the CRRO or Head of Regulatory Relations Exam Management as...financial services experience within risk (1st or 2nd LOD), internal audit , and/or regulatory . 3.… more
- Discover (Riverwoods, IL)
- …and training to standards and framework. + Lead on regulatory exam management and internal audit responses. + Compiles and reconciles third party ... management . **Responsibilities** ** ** + Executes risk oversight reporting and exam management in connection with the Third-Party Risk Management Program,… more
- American Express (Sandy, UT)
- …and analytics on #TeamAmex. **How will you make an impact in this role?** The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and ... on in-person regulatory interactions). + Seamlessly execute regulatory exams beginning with announcement of the exam... regulatory reporting and engagement with regulators. + Internal Audit Group to demonstrate successful completion… more
- American Express (Sandy, UT)
- …your place in risk and analytics on #TeamAmex. The Manager position is part of the Regulatory Exam Lifecycle Management (RELM or 'the Team') in Global Risk ... American Express. Within RELM, the Regulatory Risk Management (RRM) team focuses on exam readiness...for remediation plans and milestone evidence, in partnership with Internal Audit . + Maintaining relevant RELM procedures,… more
- Citigroup (New York, NY)
- …**Responsibilities:** + * Manage complex regulatory exams and Internal Audit reviews that require significant program management across risk data teams, ... Risk Stripes* Solid understanding of Regulatory Interactions with a background in exam management /coordination, management of regulatory meetings and… more
- M&T Bank (New York, NY)
- …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,..., lines of business, and support organizations such as Internal Audit and Legal on an ongoing… more
- Charles Schwab (Westlake, TX)
- …Management to improve the efficiency of governance processes, risk management , and internal controls. The Corporate Internal Audit team is seeking a ... **Your opportunity** The Internal Audit Department (IAD) of The...retrospective reviews for adverse events (as required); Participate in regulatory meetings (ie, exam , business monitoring, IAD… more
- Citizens (MA)
- … management skills. + Experience in regulatory and internal audit interaction, exam management / coordination, and issue management / resolution ... commercial banking and capital markets, finance, and central functions (human resources, internal audit and legal). Combining a sound understanding of assigned… more
- Citigroup (Florence, KY)
- …timelines and compensating controls). Desired Skill Set: + Experience engaging Internal Audit , Regulatory Exam Management , ORM, and ICRM teams ... and develop issues resulting from audits, exams, and challenges + Past experience in Internal Audit validations + Advanced Root Cause Analysis + Complex + Citi… more
- Morgan Stanley (New York, NY)
- …York, NY. * Regulatory Exam Support:* * Provide support & guidance to management to prepare them for regulatory examinations * Partner with Regulatory ... Relations and management to coordinate the exam process for the Banks, complementing the Regulatory...a plus * For Audit Oversight & Regulatory Remediation Roles: Certified Internal Auditor (CIA)… more
- MUFG (New York, NY)
- …+ Engage with multiple stakeholders and collaborate with key business partners, risk management , and internal audit **QUALIFICATIONS** + Undergraduate degree ... Board (FRB) expectations + Combined experience in IT external audit , IT internal audit , and...document testing and/or issue closure and experience in the management of regulatory matters + Experience with… more
- Capital One (Mclean, VA)
- …Responsibilities:** + Drive centralized management of audit and exams; facilitate internal audit and regulatory interactions such as development of ... of America, McLean, Virginia Principal Associate, Risk Manager - Audit & Exam Engagement As a Principal...program management practices + Support interactions with Internal Audit and Regulatory agencies… more
- CIBC (Chicago, IL)
- …assurance program. + As appropriate, assist 2nd line Risk and Internal Audit with their evaluation of regulatory reporting matters. + Maintain the needed ... reporting requirement interpretation and control environment considerations. + Assist the Regulatory Reporting team with regulatory exam preparation and… more
- M&T Bank (Buffalo, NY)
- …accuracy and meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day letter and ... imperatives. **Primary Responsibilities:** + Develop and implement strategic program management for regulatory matters relating to technology... internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs.… more