- Morgan Stanley (Baltimore, MD)
- …perspectives and needs is an important part of our culture. The Morgan Stanley Wealth Management Operational Risk group is responsible for overseeing the ... operational risk and control framework across the Wealth Management business. This team partners with...partners with key stakeholders throughout the organization to execute independent risk monitoring functions, support process and… more
- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (Minneapolis, MN)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …The ideal candidate would have an understanding of fiduciary requirements and/or wealth management business processes. In addition, the candidate will need ... to join our Internal Audit team to support our Wealth and Asset Management processes. This role...adequacy of control design and operational effectiveness in managing risk . + Demonstrate and apply strong project management… more
- M&T Bank (Los Angeles, CA)
- …and implementation of policies and procedures that align with all aspects of Wealth Management . **Primary Responsibilities:** + Oversee the servicing of the ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +...minimum of 5 years' experience working with clients in Wealth Management or financial services, or in… more
- Citigroup (New York, NY)
- …will develop and implement Investment strategies that align with Wealth Management 's goals and growth objectives, making independent decisions that will ... Investments Officer (CIO) will report to the Head of Wealth Management and is a senior member...internal stakeholders and external clients, generating actionable investment content, risk management ideas, and helping create new… more
- Morgan Stanley (Purchase, NY)
- …Stanley/E*TRADE platforms. The team also performs direct oversight of supervisory activities conducted by Wealth Management Risk to ensure the adequacy of ... providing a wide range of investment banking, securities, investment management and wealth management services....methods on large datasets to support inference - Performing independent measurements of risks reported by the Business -… more
- US Bank (Charlotte, NC)
- …business processes and provide independent opinions on the Company's governance, risk management framework and supporting control processes. + The Corporate ... join our growing team of audit professionals supporting the Wealth Management and Investment Services team. +...responsible for partnering with US Bank's Wealth Management and Investment Services businesses and other Risk… more
- Truist (Birmingham, AL)
- …and solutions teams: Marketing, Sales teams, Digital Channels, Client Experience, Risk Management , Compliance, Information Technology and third-party vendors. + ... experts, vendors, business leaders and subject matter experts, including operations, risk management and compliance. + Maximize revenue, minimize operating… more
- Morgan Stanley (Baltimore, MD)
- …someone to join our team as an Associate to assist in the execution of Wealth Management assurance activities and serve as a Dedicated Bank Resource, which ... compilation and reporting of information and data related to Wealth Management 's bank-impacting assurance and continuous monitoring... assessment of the Firm's internal control environment for risk management and governance. This is an… more
- Capco, a Wipro Company (Dallas, TX)
- …You** + 4+ years of professional experience working in financial services, specifically in wealth management and/or asset management + Management ... **About the Team:** Capco is a fully independent , global management and technology consultancy...**About the Job:** As a Senior Consultant in the Wealth & Asset Management practice, you will… more
- M&T Bank (Wilmington, DE)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- US Bank (St. Paul, MN)
- …discover what you excel at-all from Day One. **Job Description** Responsible for the management and oversight of Wealth Management & Investment Services ... - Basic understanding of regulatory and accounting principles which directly affect Wealth Management & Investment Services business lines and clients -… more
- Wellington (San Francisco, CA)
- …1928, Wellington Management Company, LLP is one of the world's largest independent investment management firms. With US$1.3 trillion in assets under ... management expertise and a keen understanding of the wealth distribution process. We're also looking for someone who...and vacation time) Tracing our history to 1928, Wellington Management is one of the world's largest independent… more
- Citigroup (Irving, TX)
- The Internal Audit Wealth team is responsible for providing independent assurance over the key risks and processes associated with Citi's Wealth line of ... primarily using Python, SAS, SQL, Teradata, Oracle, Hive and Tableau. + Support Risk Based Audits and Issue Validation through independent testing of data… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) Fraud Oversight coverage including ... rule, or regulation and design and delivery of a risk management framework that maintains risk...surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management … more
- Citigroup (Irving, TX)
- …(IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including ... and the Group Audit Committee. The QA function provides independent assurance that IA has achieved and is maintaining...in any of the following areas: Wealth management , Cards, Consumer protection rules, Risk , Compliance,… more
- Truist (Atlanta, GA)
- …activities to identify potential changes impacting risk profiles. 9. Leverage expert risk management or internal audit knowledge to assess relevance of audit ... preferably with a large financial services firm. 3. Advanced knowledge of banking, risk management , and audit practices with strong understanding of broader … more