- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... regulatory examinations. The candidate will support the Director, US AML Audit by evaluating the control environment,...least 5+ years of relevant experience covering financial crimes (BSA/ AML , OFAC) as an internal auditor (third-line… more
- Truist (Charlotte, NC)
- …for leading the coordination and delivery of value-added independent, objective risk-based internal audit assurance services for the Audit Committee ... to identify potential changes impacting risk profiles. 9. Leverage expert risk management or internal audit knowledge to assess relevance of audit findings,… more
- Capital One (New York, NY)
- …executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam, and self-identified issues and events for ... Anti-Money Laundering ( AML ) Fraud Compliance Advisor Manager The Anti-Money Laundering...management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with… more
- Scotiabank (New York, NY)
- …Integration + Work closely with regional AML compliance teams, business units, legal, internal audit , and risk management to ensure a unified approach to ... Additionally, the director will collaborate with key stakeholders - including compliance, legal, internal audit , technology, and business leaders - to enhance … more
- Huntington National Bank (Akron, OH)
- … and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business stakeholders.The ... and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business stakeholders. The … more
- PNC (NC)
- …recommends corrective action plans. Directs the review and analysis of assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes ... Accuracy and Attention to Detail, Anti-money Laundering Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls,… more
- Huntington National Bank (Columbus, OH)
- … and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business stakeholders. This ... and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business stakeholders The … more
- Walmart (Bentonville, AR)
- …Specialist (CAMS) or Certified Internal Auditor (CIA) certification. * You have internal audit , external audit , or controls testing and monitoring ... **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using… more
- NTT DATA North America (Dallas, TX)
- …mentoring team members. The Quality Assurance Team is responsible for ensuring that Corporate Audit activities comply with internal policies and procedures, ... that are FTE in this space + More direct AML testing - other teams are doing fraud, this...engage in discussions about risk and demonstrates QA and Internal Audit knowledge. + Work with team… more
- SMBC (White Plains, NY)
- …Infrastructure (Vice President) with 7-10 years' experience to work within the Internal Audit Department, Americas Division. The individual will evaluate ... AML ) and sanctions screening + Examine and evaluate internal controls in key technology risk areas to ensure...Conduct audit planning and closing meetings with Internal Audit and relevant Department Management +… more
- Capital One (Mclean, VA)
- …or a combination + 1+ years of experience with data analytics tools in support of internal audit **At this time, Capital One will not sponsor a new applicant for ... of audit delivery + Establish and maintain working relationships with internal teams and audit clients during engagements + Effectively communicate the… more
- NTT DATA North America (Charlotte, NC)
- …team members. **Responsibilities:** The Quality Assurance Team is responsible for ensuring that Corporate Audit activities comply with internal policies and ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...engage in discussions about risk and demonstrates QA and Internal Audit knowledge. + Works with team… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory and Mizuho standards. Close coordination with the business lines, Compliance, Audit and internal and external clients. Duties in performing a ... Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- Citigroup (Irving, TX)
- …Maintain oversight and reporting of offboarding cases linked to Corrective Action Plans, internal audit findings, and regulatory requirements + Contribute to ... AML , Sanctions, and ABC frameworks. + Proven experience working on CAPS, internal audit remediation efforts or regulatory inquiries + Detail-oriented with… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... committees. + Facilitate the execution of the annual enterprise-wide AML /BSA/Sanctions/ABAC risk assessment process, including by providing robust second-line… more
- Fifth Third Bank, NA (Rosemont, IL)
- …Bachelor's degree required. + Five years related work experience, preferably with a BSA/ AML compliance department, internal audit , or regulatory agency. ... Manager must have a high level of expertise in BSA/ AML , OFAC, USA PATRIOT Act and related regulations, directives...Wealth & Asset Management line of business and other corporate partners to ensure the line of business compliance… more
- TD Bank (Wilmington, DE)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... and functions on development, maintenance, and implementation of all aspects of AML /ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and… more
- Commerce Bank (Kansas City, MO)
- …Enhanced Due Diligence (EDD) processes + Perform Quality Control reviews on AML and Corporate Investigations cases that necessitate Suspicious Activity Report ... this job is to ensure adherence to Bank Secrecy Act (BSA)/Anti-Money Laundering ( AML )/Office of Foreign Assets Control (OFAC) and Fraud statutes and regulations and… more
- Intuit (Plano, TX)
- …Business/ Self-Employed Group. This role works closely with the risk monitoring team, internal partners (compliance, legal, internal audit , etc.) as well ... I to support Financial Crimes, Strategic Escalations Program, Anti-Money Laundering ( AML ) and counter-terrorists financing (CTF) investigations as part of Intuit's… more
- Mizuho Corporate Bank (New York, NY)
- …in UAT exercises to enhance current systems/portal and additional releases. + Assist in internal and external audit inquiries. + Support direct team manager and ... customers and its associated parties, and ensuring compliance with AML and regulatory requirements. In addition to KYC process,...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
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