- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- PNC (Chicago, IL)
- …the company's success. As an Audit Lead, you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate ... & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer. This position is primarily based in a...analytics, promotes process automation, and embraces emerging risks. PNC's Internal Audit department is composed of industry… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Huntington National Bank (Chicago, IL)
- …Segment Controller, this position will play a vital role in the broker -dealer's day-to-day accounting operations. The role will be responsible for preparing journal ... of various financial and regulatory reports and serve as a liaison to both internal and external audits. This position will also provide a high level of visibility… more
- M&T Bank (Baltimore, MD)
- …approve test results. Build a working relationship with business unit management, Internal Audit , Corporate Operational Risk and Corporate Compliance Portfolio ... policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- JPMorgan Chase (Jersey City, NJ)
- …for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial role in enhancing ... governance and operational excellence! As an Audit Manager on the Asset and Wealth Management Internal... broker -dealer and fiduciary activities. + Experience with internal audit methodology and applying concepts in… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director ... What you will do * Leadership & People Management: Leads/coaches a team of internal audit professionals at the individual audit level* Implements the… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... including the planning, execution, and reporting phases. The Senior Manager will also be involved in internal ...Bachelor's Degree or equivalent * Minimum 7+ years of audit experience in an internal audit… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... governance and operational excellence! As an Audit Manager within our Asset Management Internal ...12 CFR 9) related to asset management, investment advisor, broker -dealer and fiduciary activities. + Knowledge of various financial… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... make an impact. Join us! **Job Description:** The Senior Audit Manager role is responsible for providing...processes. This role will work with a team of internal audit professionals performing independent testing of… more
- CVS Health (Hartford, CT)
- …oversee and facilitate all Audits for Meritain Health. Including: **Plan Sponsor, broker , Aetna, and Sox, etc.** Engages all appropriate parties and **implements ... best practices and develops Audit Policies & Procedures.** + Assesses and validates the...& Procedures.** + Assesses and validates the effectiveness of internal control over financial reporting. + Designs and oversees… more
- ReSource Pro (Des Moines, IA)
- …into audits, and thrive in a virtual environment? Your role: The Premium Audit Trainer and Mentor supports delivering education, training, and ongoing support for ... our Premium Services Audit team members. This role functions as both a...global organization. + Ability to engage with clients and internal partners to make an impact. + Organization-wide focus… more
- AIG (New York, NY)
- Multinational Producing Office Manager - USA Property and Specialty Join us as a Multinational Producing Office Manager - USA Property and Specialty to take your ... insurance solutions for our global customers, empowering our clients and broker partners to navigate complex cross-border risks with confidence and consistency.… more
- Westside Federation for Senior Supportive Housing (New York, NY)
- …partnership with third party recordkeeper and financial advisor. Coordinate annual 403(b) audit with internal and external stakeholders. + Administer all Leave ... Job Description JOB TITLE: Benefits Manager - Human Resources REPORTING TO: Managing Director...Managing Director of HR, HR Partners, Payroll, Health Benefits Broker and other external partners to manage existing benefits… more
- Scotiabank (New York, NY)
- …testing or audit . + Experience/background in compliance applicable to broker -dealer internal inspections, institutional trading & sales, investment banking, ... Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:**...covers US regulations applicable to all of Scotiabank's US broker -dealer (including internal inspections), banking, swap dealer,… more
- GMHC (New York, NY)
- Residence Manager New York, NY (http://maps.google.com/maps?q=New+York+NY+USA+10018) * Supportive Housing Job Type Full-time Description TheResidence Manageris ... management companies, landlords and the housing programs at GMHC. The Residence Manager will ensure clients are adequately housed and that the apartments meet… more
- American Water (Camden, NJ)
- …regulations. Examples include, but are not limited to: o Compliance with applicable Internal Audit , Sarbanes-Oxley mandates and other internal policies. o ... trends. * Familiarity with internal regulatory compliance (eg, Sarbanes-Oxley, Internal Audit ). * Familiarity with external regulatory compliance (eg,… more
- Teva Pharmaceuticals (North Wales, PA)
- …implement simplified & harmonized regional and global processes * Support the internal audit program: monitor compliance, detect and resolve errors, determine ... Manager , US Customs & Trade Compliance Date: Jun...This role will work across functional program teams, both internal and external stakeholders, to ensure compliance is achieved… more
- Gulfstream (Dallas, TX)
- …years global trade experience including customs regulations, import transactions, customs broker management and technical systems, and applicable activities. 3 years ... trade programs & country of origin determinations . + Manage Customs Broker relationship including SOP's, KPI's, discrepancies, etc . + Evaluate gov't requirements… more
- Abbott (Lake Forest, IL)
- …generic medicines. Our 114,000 colleagues serve people in more than 160 countries. ** Manager ** **of Customs & Trade Compliance** **Working at Abbott** At Abbott, you ... Forest, IL** , currently has an opportunity for a ** Manager of Customs & Trade Compliance** . This role...Work On** + Manage import/export process and develop effective internal controls to ensure site compliance with corporate and… more
Related Job Searches:
Audit,
Audit Manager,
Broker,
Internal,
Internal Audit,
Internal Audit Manager,
Internal Manager,
Manager