- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function… more
- SMBC (New York, NY)
- …in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise execution of ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...regulators. **Qualifications and Skills** - Minimum of 8 years internal audit experience in the banking and… more
- SMBC (New York, NY)
- …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... feedback to audit team which may include internal or co-sourced internal audit ...standards / guidance for a Bank Holding Company / Broker Dealers including Reg YY Liquidity requirements - Familiarity… more
- NatWest Markets (Stamford, CT)
- Audit Manager Closing date for applications:..., you'll serve as a key ambassador for the Internal Audit function, upholding its reputation for ... ensuring comprehensive coverage of key risks, effective collaboration across Internal Audit teams, and adherence to regulatory... experience, with at least 2 years in an Audit Manager role + Experience in financial… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible for ensuring… more
- Whirlpool Corporation (Benton Harbor, MI)
- …collaboration with government relations, legal, and global strategic sourcing and other internal process partners. The Manager will also oversee and guide ... **The team you will be a part of** The Manager of Trade Compliance will work as part of...Trade Compliance team, collaborating with a wide range of internal and external stakeholders. This position is responsible for… more
- Home Depot (Atlanta, GA)
- …This position is fully remote and will temporarily report to the Sr. Manager of Global Trade Compliance within the Global Trade Services department, which operates ... Regulatory Management** Manage critical relationships with US Customs and internal stakeholders regarding Section 232 tariffs, AD/CVD, provisional duties, and… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... lens + Partner with various business stakeholders to coordinate and manage internal / external audits and regulatory exams + Monitor industry and regulatory… more
- Lundbeck (Deerfield, IL)
- …data is accurate. + Maintains relationships with insurance carriers, benefits broker , consultants, and third-party benefit vendors to ensure quality and efficiency ... and timely reporting leave activity for sales force. + Analyzes and works with manager , employee relations, legal counsel to resolve unique leave issues. + Stays at… more
- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- UNUM (Chattanooga, TN)
- …management that creates a high-performance operating environment. + Ensures quality, audit and control standards through the development of effective standards, ... service and financial levels are met at all times. + Manages internal and external customer expectations through project planning and partnering efforts throughout… more
- City National Bank (Charlotte, NC)
- * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... governance and operational excellence! As an Audit Manager within our Asset Management Internal ...12 CFR 9) related to asset management, investment advisor, broker -dealer and fiduciary activities. + Knowledge of various financial… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce &...Connected Commerce & Consumer & Community Bank Strategy - Internal Audit Team, you will develop and… more
- AIG (New York, NY)
- Multinational Producing Office Manager - USA Property and Specialty Join us as a Multinational Producing Office Manager - USA Property and Specialty to take your ... insurance solutions for our global customers, empowering our clients and broker partners to navigate complex cross-border risks with confidence and consistency.… more
- Panasonic North America (De Soto, KS)
- …Amber Smallwood **What You'll Get To Do:** The Customs Compliance and Operations Manager will report to Senior Management of Logistics Group of Panasonic Corporation ... Customs and Border Protection programs. **Compliance Operations and Staff Management** + Manager to oversee the staff responsible for the daily customs compliance… more
- Charles Schwab (Westlake, TX)
- …and industry environment. We are seeking a highly organized and results-oriented Senior Manager to join the Retail Supervision & Risk Management (RSRM) Risk team ... , and delivering consistent high quality results. **Key Responsibilities** The Senior Manager , Retail Supervision & Risk Management role will be a hybrid role… more
- GMHC (New York, NY)
- Residence Manager New York, NY (http://maps.google.com/maps?q=New+York+NY+USA+10018) * Supportive Housing Job Type Full-time Description TheResidence Manageris ... management companies, landlords and the housing programs at GMHC. The Residence Manager will ensure clients are adequately housed and that the apartments meet… more
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