- Securities and Exchange Commission (Washington, DC)
- Summary The Division of Investment Management (IM) works to support the SEC in its mission to protect investors, maintain fair, orderly, and efficient markets, and ... facilitate capital formation. IM regulates investment companies, variable insurance products, and federally registered investment advisers. IM's Office of the… more
- Wellington (Boston, MA)
- …to competitors and acting as a subject matter expert and portfolio representative for colleagues, clients and consultants. ** Investment Integrity and Risk ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (New York, NY)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- AON (Chicago, IL)
- …Aon Investments US Are you a Compliance Analyst with experience within a SEC-registered investment adviser ? This could be a phenomenal opportunity for you. Aon ... succeed. Aon Investments USA Inc. ("AIUSA") is a registered investment adviser with the Securities and Exchange...risks facing the firm change, the following duties are representative of the nature and level of work assigned… more
- Jackson National Life Insurance Company (Lansing, MI)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... and apply through Jobs Hub._** **Job Purpose** **The Claims Representative independently processes non-contestable claim transactions including those which are… more
- Foresters Financial Services (Westbury, NY)
- …institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser , while serving advisors and institutions in a ... wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative… more
- Access Dubuque (Dubuque, IA)
- …Investment Services, LLC** **(NMIS)** ( Investment Brokerage Services), a registered investment adviser , broker-dealer, and member of FINRA and SIPC, and ... path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... Integration Consultant will partner with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker/Dealer representative partners to… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... successfully completing Jackson's product training, working on projects entailing: Investment research, building sales presentations, territory management, and creating… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... successfully completing Jackson's product training, working on projects entailing: Investment research, building sales presentations, territory management, and creating… more
- Truist (Austin, TX)
- …and/or administration. 3. Extensive knowledge of the broker/dealer and registered investment adviser industry. 4. Excellent written, verbal and presentation ... necessary. QUALIFICATIONS **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable… more