- Fidelity TalentSource LLC (Smithfield, RI)
- …a collection of business groups that provide brokerage services and investment advisory offerings to third-party intermediary clients, including registered ... with our business partners and others within the Legal, Risk, and Compliance departmentsAbility to manage outside counsel to provide quality legal… more
- Equitable (New York, NY)
- Associate General Counsel - Registered Funds, Equitable Investment Management ( 2400008P ) **Primary Location** : UNITED STATES-NY-New York **Organization** : ... our New York, NY office. As an Associate General Counsel within the Equitable Investment Management Legal...to a wide range of stakeholders, including management, the investment team, compliance , fund administration, marketing, and… more
- Morgan Stanley (New York, NY)
- …Morgan Stanley sponsored benefit programs. **Job:** **Other* **Title:** *General Counsel Investment Research* **Location:** *New York-New York* **Requisition ... Assist Global General Counsel to Research in providing legal advice to...business unit and will work closely with the research compliance professionals. The secondee will be a member of… more
- DAI (Bethesda, MD)
- …+ Develop and oversee effective compliance programs for DAI Asset Management investment advisory activities, including US Investment Advisors Act and ... ** Counsel (Funds Lawyer)** City/Country Location Details **Bethesda, Maryland**...and related trading issues + Advise on registration of investment fund products in other jurisdictions. **Regulatory Compliance… more
- NCR VOYIX (Atlanta, GA)
- …regarding fiduciary duties, pension investment issues and ERISA regulatory compliance and/or oversee outside counsel and advisor support regarding such ... to your local favorite around the corner. The ERISA Compliance , Benefits and Compensation Counsel works with...and administration + tock award agreements drafting + Proxy advisory and investor outreach preparation and support related to… more
- CrossBoundary (Washington, DC)
- …capital for sustainable growth and strong returns in underserved markets. CrossBoundary Advisory provides transaction and investment advisory services having ... Senior Counsel Group & Advisory CrossBoundary Group...Legal Team About the Firm CrossBoundary is a mission-driven investment and advisory firm that unlocks the… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... Compliance team works with business teams to develop investment management products and business solutions that comply with...full range of deal documentation. + Manage external deal counsel , in conjunction with the investment team,… more
- Thrivent Financial (Minneapolis, MN)
- …tax, securities, broker-dealer, investment company and investment advisory law. Provide well-reasoned, concise counsel on legal risks associated ... advise on, and prepare documentation related to regulatory and compliance matters. In addition, this position will provide a...corporate actions, and similar. + Engage and oversee outside counsel ; serve as liaison between outside counsel … more
- Wells Fargo (St. Louis, MO)
- …join the Legal team supporting the Wealth & Investment Management ("WIM") advisory business. This Associate Counsel will be providing legal support for ... entities, multiple product lines and distribution channels. The candidate will provide legal counsel on all aspects of the Core and Custom Lending business of WIM's… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... hear from you! Your opportunity + Provide advice, review, and negotiate investment management and advisory agreements, including side letters with institutional… more
- AECOM (Arlington, VA)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... energy and social infrastructure alternative delivery projects + Act in an advisory capacity making recommendations that may have an important bearing on the… more
- AECOM (Dallas, TX)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... Los Angeles, CA or Dallas, TX._ The primary responsibilities of the Senior Corporate Counsel will include a critical role in and/or leadership of the following: +… more
- JPMorgan Chase (New York, NY)
- …primary legal contact for guidance related to certain financial products, including investment advisory programs and brokerage products and their distribution. + ... in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction. All… more
- Bechtel Corporation (Reston, VA)
- …Manufacturing and Technology markets. Our services span from initial planning and investment , through start-up and operations. Core to Bechtel is our values ethics, ... Under the overall supervision of the GBU's Head of Legal, the Senior Counsel will usually work on transactions independently with the GBU Business Development and… more
- JPMorgan Chase (New York, NY)
- …Description** JPMorgan's Legal team seeks an experienced attorney to be Global Shares' Advisory Lead for North America. Founded in 2005 and acquired by JPMorgan in ... regulators, working with Global Share management and other functions such as Compliance as required; + Help to monitor relevant legislation and regulations affecting… more
- Janus Henderson Investors (Denver, CO)
- …sole discretion). You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other ... ETFs, including drafting new disclosure and working with outside counsel on registration statement matters + Prepare and review...ETFs + Maintain and foster a strong culture of compliance + Carry out other duties as assigned What… more
- Morgan Stanley (Purchase, NY)
- …financial advisors located throughout the US. The Attorney will be part of an Investment Advisory legal team currently consisting of five attorneys and will be ... on the Position: Morgan Stanley Wealth Management's Legal and Compliance Division is seeking to hire a Vice President...The team serves as legal advisors to Morgan Stanley's investment advisory business, which is one of… more
- Scotiabank (New York, NY)
- Analyst, Healthcare Investment Banking **Requisition ID:** 196536 **Salary Range:** 110,000.00 - 120,000.00 _Please note that the Salary Range shown is a guideline ... in an inclusive and high-performing culture. **_Position_** : Analyst, Healthcare Investment Banking **Global Banking and Markets** Global Banking and Markets (GBM)… more
- Scotiabank (New York, NY)
- …work environment. **What You'll Bring:** + A minimum of 5-7 years of compliance experience, including experience providing advisory support to a FICC and/or ... Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Truist (Charlotte, NC)
- …examinations and inquiries pertaining to the private fund complex.** + ** Compliance advisory support for client/prospect materials (eg, PPMs, factsheets, ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
