• Licensed Series 7

    Randstad US (Salt Lake City, UT)
    …Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further information on ... licensed series 7. + salt lake city , utah +...of experience working in Brokerage Operations with an ACTIVE Series 7. MUST BE ACTIVE (or within 2 year window… more
    Randstad US (04/20/24)
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  • Complaints Analyst- Series 7 Required

    TEKsystems (Salt Lake City, UT)
    …see if they can process as is Additional Skills & Qualifications: + Must have an active series 7 license (need to have at least 6 months left of eligibility) + ... Client-facing experience + Previous finance/banking experience + Analytical About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong,… more
    TEKsystems (04/20/24)
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  • Brokerage Client Assistant

    Randstad US (Irving, TX)
    …Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further information on ... verbal/ written communication Skills Skills + brokerage + client support + Series 7 License Qualifications + Years of experience: 2 years + Experience level:… more
    Randstad US (05/02/24)
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  • Internal Wholesaler (Mutual Funds, Annuities…

    Aegon Asset Management (Denver, CO)
    …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License . + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet,… more
    Aegon Asset Management (05/02/24)
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  • Senior Advanced Life Insurance Sales Executive…

    Huntington National Bank (Cleveland, OH)
    …Degree required or 8 years applicable sales experience. + A valid Health and Life Insurance license + Series 6 & 63 preferred + Minimum of 5 years of experience ... or 7 years applicable sales experience. + A valid Health and Life Insurance license + Series 6 & 63 preferred + Minimum of 5 years of experience in advanced… more
    Huntington National Bank (04/17/24)
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  • JP Morgan Wealth Management Central Supervisory…

    JPMorgan Chase (Chicago, IL)
    Series 66 (63,65), 9/10 (4,24,53), appropriate State Life & Health Insurance license . FINRA Series 7, 66 (63,65), 9/10 (4,24,53), and appropriate State Life ... agreements and/or project deadlines + Active and valid FINRA Series 7 and one or more of the following...& Health Insurance license are required to perform all job duties associated… more
    JPMorgan Chase (04/21/24)
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  • Customer Service Specialist 2

    Randstad US (Flint, MI)
    …Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further information on ... the role, and job responsibilities, please read and below! salary: $32 - $35.63 per hour shift: First work hours: 8 AM - 5 PM education: Bachelors Responsibilities + Participate in low to moderately complex initiatives and identify opportunity for process… more
    Randstad US (05/03/24)
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  • VP Relationship Manager IMO

    Athene (IA)
    …obtain FINRA Licensing ( Series 6) within 6 months of employment + Life & Health license + FINRA Series 7, and Series 63 licenses preferred + RICP ... designation within 12 months of employment + 75% travel required + Excellent knowledge of the advisor community and industry + Ability to adapt to constant changing environment + Ability to build productive relationships; provide training, sales ideas, and… more
    Athene (04/16/24)
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  • Sales/Trading Asst II - REG

    Raymond James Financial, Inc. (Nashville, TN)
    …exemption or grandfathering cannot be applied. * Series 7/ Series 63 License or appropriate series license (s) for assigned functional area, or ... International equivalent. **Job:** Trading **Primary Location:** US-TN-Nashville-Nashville **Organization** Fixed Income **Schedule** Full-time **Job Shift** Day Job **Travel** No **Req ID:** 2401526 more
    Raymond James Financial, Inc. (05/03/24)
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  • Managing Director Healthcare Technology IB

    Fifth Third Bank, NA (Atlanta, GA)
    …skills. + Expertise in one or more industries. + MBA or functional equivalent preferred. + Series 79 license required. + Series 63 license required. . ... Managing Director Healthcare Technology IB Compensation for this position is largely incentive-based. Incentives are combined with either a base salary or a draw, resulting in total cash compensation. More information can be obtained upon request. LOCATION --… more
    Fifth Third Bank, NA (05/02/24)
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  • Wealth Consultant

    Pioneer Bank (Albany, NY)
    …product knowledge. Education & Experience: + Has completed New York State Life and Health Insurance License , FINRA Series 7 and Series 65 or 66. + Two-year ... + Must have access to reliable transportation and maintain a valid driver's license throughout employment. Must be able to travel on short notice to Pioneer… more
    Pioneer Bank (02/23/24)
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  • Advisor, Supervision - Social Media Review…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). Familiarity/facility with RJ and its systems...grandfathering cannot be applied. + Required to have a Series 7, 24 and 66 + Series more
    Raymond James Financial, Inc. (05/03/24)
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  • Advisor, Supervision - E-Comm Review (Hybrid)

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). * Company's working structure, policies, mission,...grandfathering cannot be applied. * Required to have a Series 7, 24 and 65, 63. Series more
    Raymond James Financial, Inc. (04/20/24)
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  • Advisor, Supervision - Communications Review…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). + Company's working structure, policies, mission,...grandfathering cannot be applied. + Required to have a Series 7, 24 and 65, 63. Series more
    Raymond James Financial, Inc. (04/04/24)
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  • Advisor, Supervision- Investment Advisory…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). * Familiarity/facility with RJ and its...grandfathering cannot be applied. o Required to have a Series 7, 24 and 66 o Series more
    Raymond James Financial, Inc. (02/29/24)
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  • Interdisciplinary Community…

    Naval Facilities Engineering Command (China Lake, CA)
    series . You must be a Registered Architect (RA) if applying for the 0808 series . Your license or registration must be held in a State, the District of ... a territory of the United States. You MUST provide a copy of your current license /registration with your application. A copy of a wall certificate that does not have… more
    Naval Facilities Engineering Command (04/30/24)
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  • Internal Wholesaler - Life

    Aegon Asset Management (Denver, CO)
    …work experience. + One year of sales or financial services industry experience. + Life license . + FINRA Series 6/7, or obtain within 12 months of hire. + ... FINRA Series 63, or obtain within 12 months of hire. + Thorough knowledge of business problem solving principles. + Strong communication and listening skills. +… more
    Aegon Asset Management (04/23/24)
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  • Investment Banking Associate I/II - Fsib Group…

    Raymond James Financial, Inc. (Chicago, IL)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 or 79 License . * FINRA Series 63 or the ... ability to obtain within six (6) months of hire. **Job:** Investment Banking **Primary Location:** US-IL-Chicago **Organization** Investment Banking **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 25 % of the Time **Req ID:** 2401316 more
    Raymond James Financial, Inc. (04/12/24)
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  • Manager of NY Foreign Exchange Operations

    HSBC (New York, NY)
    …to manage Operational Risk + Minimum of a BA/BS degree in financial or related field + Series 99 (or an equivalent license , eg Series 7) + Ability to manage ... and get results from a team of direct and indirect reports In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not engage in… more
    HSBC (04/10/24)
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  • ED, Life Services

    USAA (San Antonio, TX)
    …the areas of business operations, industry practices and emerging trends. + Ability to obtain FINRA license Series 7, 66 (or 63 and 65), 24, 51 (or 53), if ... supporting retirement income. + May be required to have the ability to obtain Life/Health license within 90 days of job entry. **What sets you apart:** + US military… more
    USAA (04/26/24)
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