- Citizens (Pittsburgh, PA)
- …new opportunities, think beyond your role and make an impact! As the Finance Director , you will provide valuable financial leadership and direction for the Private ... Wealth Manager Team within Citizens Bank, playing a key...creating a positive and high-achieving culture. + The finance director also plays a major role in the strategic… more
- Citigroup (New York, NY)
- …relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities. + Managing a team of ... performing timely compliance reviews of new transactions and/or products. + Managing ICRM initiatives as required, such as the implementation of new … more
- MassMutual (Springfield, MA)
- …and maintaining solutions, in a rapid, iterative project delivery environment. **As the Director ** **,** **you will have the opportunity to: ** + Develop a holistic ... strategy across Wealth and Distribution product areas, building reporting and analytics...through Salesforce, data governance, progressive core modernization, controls and compliance process transformation, among others. + Lead and develop… more
- Robert Half Finance & Accounting (Glens Falls, NY)
- …and 10+ years of experience in the wealth management field at the Director , VP, Managing Director or similar level. Candidates should have experience ... Description We are offering an exciting opportunity for a Director of Wealth Management Operations in the...team, contributing to strategic decision-making and planning. * Maintain compliance with all relevant regulations and standards in the… more
- US Bank (Minneapolis, MN)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management ... and Compliance audit team. This role supports the Audit Director /Senior Audit Director , in providing the Audit Committee and senior management with… more
- HUB International (New York, NY)
- …their excellence throughout the insurance community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven to make things ... together, focused on the tomorrows for all. The HUB Retirement & Private Wealth (RPW) Business Consulting team presents a unique opportunity to develop and deploy… more
- Truist (Atlanta, GA)
- …Specific activities may change from time to time. **Responsibilities :** * Reporting to the Sr. Wealth Advisor or Managing Director of SEG Sales, the SEG ... to client, industry, or product. * Works with Sr. Wealth Advisor or Managing Director ...and procedures regarding legal, operating and regulatory risk and compliance . * Engages and participates in Sports & Entertainment… more
- Bank of America (Chicago, IL)
- …Division Client Relationship Executive (DCRE) with dual reporting to the Merrill Private Wealth Management Regional Managing Director (RMD). The PWCRM ... while balancing the risk and exposure for Merrill + Managing the branch's Private Wealth Management Client...Financial Advisors and clients to the broader enterprise + Managing the daily operations ensuring compliance to… more
- US Bank (New York, NY)
- … Wealth Management and Investment Services businesses. This role supports the Audit Director for Wealth Management and Investment Services, the Senior Audit ... by integrating other internal audit subject matter teams (Anti-Money Laundering, Compliance , Risk Management, Data, Operations, etc.) to ensure appropriate and… more
- Citizens (Johnston, RI)
- …programs. The Senior Risk Director manages Consumer Banking Risk for Citizens Wealth Management, including Wealth Compliance . Responsible for leading the ... Risk Management has an immediate opening for Senior Risk Director , Wealth Management. The Senior Risk ...types of risk with specific focus on aspects of compliance and operational risk for Wealth Management.… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Managing Director , Interest Rate Derivatives At Capital One, we are a Top 10 US Bank, ... to Energy and TMT. **Overview:** Our Capital Markets team is looking for a Managing Director , Interest Rate Derivatives. This individual will be a key player… more
- TIAA (Frisco, TX)
- …Years Required **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL Managing Director (MD), IT Audit and Advisory Leader is a ... internal business and technology consulting capabilities. This position reports to the Senior Managing Director (SMD) of IT Audit and Advisory and will be… more
- Scotiabank (New York, NY)
- …years of broker-dealer regulatory experience and at least 5 years of experience managing an advisory compliance team supporting trading and/or investment banking ... Director , SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00 _Please note… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …dust, noise, temperature and the like. + Extended viewing of a CRT screen. Compliance Director LOCATION -- Cincinnati, Ohio 45227 Fifth Third Bank, National ... Change management Committee. + Areas of responsibility and accountability within compliance Include: consumer, commercial, Wealth & asset management, testing… more
- BMO Financial Group (Sacramento, CA)
- …Market Executive will actively recruit, develop, and coach the team around managing critical middle market relationships with the primary focus of gaining market ... the integrated BMO OneClient focus across all lines of business including Wealth , Retail, Small Business, and Capital Markets. Facilitates growth initiatives for the… more
- Morgan Stanley (San Antonio, TX)
- …new business opportunities, and overseeing client meetings and events. The Group Director supports the Financial Advisor / Private Wealth Advisor team ... opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Wealth Management* **Title:** *Group Director **Location:** *Texas-San… more
- Morgan Stanley (Glens Falls, NY)
- …new business opportunities, and overseeing client meetings and events. The Group Director supports the Financial Advisor / Private Wealth Advisor team ... Morgan Stanley EOE committed to diversifying its workforce. M/F/D/V **Job:** ** Wealth Management* **Title:** *Group Director **Location:** *New York-Glens Falls*… more
- S&P Global (New York, NY)
- …This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed ... the Sales, Operations, Technology / Product team across Regulatory Compliance . **Responsibilities and Impact:** Our comprehensive services bring greater transparency… more
- Rochester Institute of Technology (Rochester, NY)
- **8692BR** **Position Title:** Senior Director of Prospect Development **Organization:** Development **Job Responsibilities:** Major Responsibilities + Set the ... + Coordinate all prospect research - including establishing priorities and managing research workflow to ensure deadlines are successfully met and align… more
- Alight (DE)
- Job Description - Regional Director , Service Readiness **What you would do** The role of the Regional Director , SR is the oversight of multiple global Service ... Global Program Managers assigned to the Region. The Regional Director ensures that all Service Readiness (SR) programmes deliver...SR and shape high level solutions as well as managing the team to support. In addition to the… more