- Zions Bancorporation (Salt Lake City, UT)
- …we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market , Liquidity, Wealth Risk & ... under local brands and management teams in high-growth western markets . Zions is regularly recognized by _American Banker_ magazine...A Market , Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works… more
- MUFG (Irving, TX)
- …reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT teammates ... assessment of the Swap Dealer program, Volcker Rule program, Market Conduct, Market Access, Desk, Branch and...markets compliance , markets surveillance, compliance monitoring, auditing or testing reviews and/or… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4. Familiarity with relevant… more
- Bloomberg (New York, NY)
- Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & ... **What's The Role?** As a Risk Assurance and Controls Testing Officer on our RATO team, you...+ Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...to learn new regulatory areas impacting products, behaviors and market participants. + Knowledge of testing or… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...Conduct targeted AML/OFAC training, as appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
- Zions Bancorporation (Salt Lake City, UT)
- …You bring the talent; we bring the opportunity. We are currently seeking a **SOX Compliance Officer ** to join our team. This position is in Salt Lake City, ... remediation, and determine deficiency classification. + Participate and support in SOX compliance testing performed by internal and external auditors + Review… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;New York,...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- First Horizon Bank (Jonesboro, AR)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. ... site in Memphis, TN; Raleigh, NC; Jonesboro, AR; **SUMMARY** A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy… more
- CIBC (Chicago, IL)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist in the ... compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to...Are** + You have 5+ years' experience in regulatory compliance , risk management, or compliance audit/ testing… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Data Solutions State Teachers' Retirement System JC-497126 - Investment Officer III, Investment Data Solutions ... Investments Branch is seeking an experienced individual to work as an Investment Officer III, STRS (IO III) on the Investment Data Solutions team. Investment… more
- Wellington (Boston, MA)
- …As a member of the Assurance & Surveillance Team, the Assurance Testing Officer will: + Design and conduct compliance testing reviews that seeks ... that span nearly all segments of the global capital markets . Our investment solutions, tailored to the unique return...seeking a compliance professional with good foundational compliance testing experience in the financial services… more
- Terumo Medical Corporation (Somerset, NJ)
- Sr. Corporate Counsel & Chief Privacy Officer Date: Oct 22, 2025 Req ID: 5109 Location: Somerset, NJ, US, 08873 Company: Terumo Americas Holding, Inc. Department: ... TAH Legal Terumo Medical Corporation (TMC) develops, manufactures, and markets a complete, solutions-based portfolio of high-quality medical devices used in a broad… more
- NYSERDA (Albany, NY)
- …to benefit equitably in the clean energy transition. Job Overview The Chief Financial Officer (CFO) helps deliver on NYSERDA's mission and achieve New York goals in ... funds. + Risk Management and Controls, including financial regulatory compliance , insurance, information security, and NYSERDA's internal controls framework and… more
- Citigroup (Tampa, FL)
- Citigroup Global Markets Inc. seeks a Model/Analysis/Validation Officer for its Tampa, FL location. Duties: Develop and implement quantitative models of ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, and...Office pricing models, categorize, design, and assign appropriate model testing , conduct such testing , and document results.… more
- State of Colorado (Colorado Springs, CO)
- CDOC - Parole Officer Trainee (Colorado Springs) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5122178) Apply CDOC - Parole Officer ... is designed to provide a pathway to the Parole Officer position. As an SSPT, you must enter into...support services collaborate with this setting. The unit ensures compliance with federal and state statutes, CDOC regulations, Parole… more
- Ballston Spa National Bank (Ballston Spa, NY)
- … testing program. Participate in Compliance Committee meetings and work with Compliance Officer in oversight of Compliance Summary reports to the ... (BSNB) is looking to hire a dynamic and experienced Chief Operating Officer to lead and direct operational units including Customer Support Operations, Commercial… more
- MyFlorida (Fort Lauderdale, FL)
- CHIEF FINANCIAL OFFICER - COUNTY HEALTH DEPT FINANCIAL ADMIN-HLTH - 64027097 1 Date: Oct 25, 2025 The State Personnel System is an E-Verify employer. For more ... . Requisition No: 857789 Agency: Department of Health Working Title: CHIEF FINANCIAL OFFICER - COUNTY HEALTH DEPT FINANCIAL ADMIN-HLTH - 64027097 1 Pay Plan: SES… more