- Unknown (New York, NY)
- …Classifications Mobile B2B About the Role The Company is seeking a Vice President, Corporate and Securities to lead its legal team in advising on a wide range of ... overseeing securities litigation, and managing the corporate securities and equity operations team. Applicants for...law school and 12-15+ years of experience in corporate, securities , or capital markets law, preferably with… more
- USAA (Phoenix, AZ)
- …resources and systems. Implements changes to promote efficient and effective operations . Assists in the developing of programs to maximize effectiveness of ... with Health, Life or Retirement Income. Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities … more
- Unknown (Miami, FL)
- …commercial real estate private equity reo loan servicing special servicing fund operations portfolio management and capital formation About the Role The Company is ... and ensuring compliance with a range of financial and legal requirements. Additionally, the role involves underwriting new debt...special projects as the Loan Workout platform adapts to market conditions. Applicants for the SVP role at the… more
- Unknown (New York, NY)
- …management by collaborating with various internal teams, including front office, compliance, legal , and operations . The ideal candidate will have experience in ... primarily in large-cap equities and some exposure to fixed-income securities . The Head of Prime Brokerage Risk will also...proven track record of influencing the firm's approach to market and counterparty risk. Travel Percent Less than 10%… more
- TD Bank (New York, NY)
- …Liaise and coordinate with internal stakeholders, such as Credit, Business, Tax, Legal , Operations and Collateral Management, during the documentation process. + ... and internal business partners by preparing and negotiating legal documentation with global counterparties for trading products such...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets… more
- JPMorgan Chase (New York, NY)
- …Analyze and assess the impact of legal and regulatory developments on Securities Services operations and client offerings + Support new business initiatives, ... Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal team, you will provide...often involving novel legal frameworks and emerging market opportunities, including… more
- Citigroup (New York, NY)
- …+ Support definition of and management of the product roadmap for Agency Securities Lending services, aligning with market trends, client needs, and regulatory ... as the product owner within Agile delivery teams, working closely with technology, operations , trading desks, risk, compliance, and legal . + Translate complex… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …attorney in a large law firm or in-house setting,with primary emphasis in corporate, securities and capital markets practice For certain roles at BD, employment ... **Job Description Summary** This position supports the day-to-day operations and functions of the Corporate Secretary's office, working closely with the company's… more
- TD Bank (New York, NY)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair… more
- Carnival Cruise Line (Miami, FL)
- **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with ... of in house or law firm experience as a securities , capital markets and/or finance attorney, with...as cooperatively and efficiently with internal colleagues and outside legal advisors. Ability to manage numerous challenging work assignments… more
- JPMorgan Chase (Jersey City, NJ)
- …opportunities **Required qualifications, capabilities, and skills** + Experience with private markets fund administration and/or accounting and operations + ... part of a global leader in investment banking and securities services, where your expertise will shape the future...where your expertise will shape the future of private markets fund administration. At JP Morgan, you'll collaborate with… more
- Warner Bros. Discovery (Atlanta, GA)
- …seeking a senior legal executive to lead Mergers & Acquisitions, Capital Markets , and Corporate Secretary functions for the company. This role will oversee all ... corporate governance, securities compliance, public company reporting, and board operations...the interconnected and cross-functional nature of these transactions across legal , finance, operations , and corporate strategy. This… more
- TD Bank (New York, NY)
- … Documentation independently manages a portfolio of clients and related capital markets legal agreements through the origination process for specific trading ... agreements requirements. + Participate in client meetings and calls to provide capital markets legal agreement advisory and guidance. + Assist with advisory… more
- PNC (Pittsburgh, PA)
- …and streamline initiatives and partners with other key stakeholders to drive PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, ... government and agency securities , mortgage-backed securities , asset-backed securities , commercial paper, and money market instruments. In addition, the… more
- Citigroup (New York, NY)
- …and technology professionals. + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ... Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area,...of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that… more
- Truist (Charlotte, NC)
- … Trading, Loan Trading or Agency Services Lines of Business within Capital Markets Operations . Major responsibilities include working on core operational tasks ... including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral processing. This role requires… more
- TD Bank (New York, NY)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to ... role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial Crime Risk Oversight, TD … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and state securities regulatory agencies. + Retail and clearing firm operations . + Financial markets and products. + Investment concepts, practices and ... **Essential Duties and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance's core compliance program to ensure compliance processes and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills to drive referral agreement negotiations and operationalizing of private market investment opportunities. Supports the broader private markets platform ... Contact with both internal clients and functional area representatives including legal , compliance, supervision, operations , and AML. **Essential Duties and… more
- Unity Technologies (San Francisco, CA)
- …**Role description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be ... matters. + Manage the company's stock administration function. + Advise on legal aspects of corporate activities such as securities offerings, treasury… more
