- Raymond James Financial, Inc. (Memphis, TN)
- …guidance from Supervisor/Manager. **Essential Duties and Responsibilities** + Monitors daily securities possession or control requirements to ensure compliance ... and skills obtained through experience and/or training to monitor possession and control of client assets, complete regulatory reporting and assist the firm in… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is committed to providing fair… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . We advise, originate, ... redefine how we do business in ever more global and dynamic financial markets . Team Profile: Institutional Securities Technology (IST) develops and oversees the… more
- JPMorgan Chase (New York, NY)
- … market participants are always in need of independent, reliable, and accurate securities valuation services . With offices in New York, London, and Hong Kong, ... be considered for this role. **Job responsibilities** + Daily generation of securities valuations for multiple market closes, entailing start-to-end ownership… more
- Citigroup (Getzville, NY)
- CBNA Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of this ... role is to assist in the clearance, settlement and investigation of fixed income securities while providing best in class customer service . Analyst will be… more
- Citigroup (Getzville, NY)
- …but direct impact on the business through the quality of the tasks & services provided. **Organization Overview:** Citi Markets Operations is currently at a ... Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit,… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Legal and Compliance Division provide a wide range of services to our business units. They might help to… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair… more
- Citigroup (Tampa, FL)
- …Limited but direct impact on the business through the quality of the tasks/ services provided. Impact of the job holder is restricted to own team. ... all aspects of income collections and disbursements + Meets high quality service standards by routinely researching and responding to inquiries in an appropriate,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing division. Learn ... + Perform a variety of operational tasks for complex securities or process extensive knowledge of systems + Support...or process extensive knowledge of systems + Support Call Service Center + Provide ideas for improving or implementing… more
- Morgan Stanley (Baltimore, MD)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to learn, to achieve and grow. Department Profile Financial Control Group (FCG) The Financial Control Group… more
- TD Bank (New York, NY)
- …risk **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is...projects through Project Management Life Cycle including Planning, Execution, Control and Closure of projects + Manages / oversees… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... Python and Java + Maintain strong knowledge of current markets , trends and innovations and adapt the platform approaches...Manages the development, delivery and/or support of products and services for a range of clients to support them… more
- Morgan Stanley (New York, NY)
- …provide audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit. In the Audit division, we provide senior ... management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Director level position… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Citigroup (Columbus, OH)
- …a variety of fund valuation activities in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the ... shareholder activity with transfer agent + Calculate daily net asset value and market value of portfolio holdings + Provide support on audits and review work… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... of our culture. *Department Profile:* When clients need capital, Global Capital Markets (GCM) responds with market judgments and ingenuity. Whether executing… more
- Zions Bancorporation (Charlotte, NC)
- …business partners on strategy, industry trends, organizational changes, and new/modified markets , systems, products, and services to determine impact, identify, ... in a capital markets division in a business management, infrastructure, or control role at a financial institution or providing consulting services for… more