• Sr Auditor - Capital Markets/Broker…

    Citizens (Stamford, CT)
    …The Internal Audit team at Citizens is hiring a Senior Auditor on our audit Capital Markets, Market Risk , and Model Risk team. The Internal Audit ... view of the effectiveness of the bank's control environment, risk management practices, and culture. The Senior Auditor...Asset Based Lending, Asset Finance (Leasing), Swap Dealer, Market Risk Oversight, and Model Risk more
    Citizens (03/22/25)
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  • Audit Project Manager ( Auditor -In-Charge)…

    US Bank (Irving, TX)
    …of capital planning, CCAR, RWA, or related areas (eg regulatory reporting, model risk , enterprise risk , etc..) - Thorough understanding of Institute ... by integrating other internal audit subject matter teams (Information Technology, Enterprise Risk Management, Model , Treasury, etc.) to ensure appropriate and… more
    US Bank (05/03/25)
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  • Senior Auditor , Risk

    Charles Schwab (Westlake, TX)
    …The Corporate team is responsible for execution of audits over the firm's corporate and risk management functions including model risk . We are hiring a ... performing testing as part of audit reviews of various model types including: Capital Stress Testing (CST),...validations following guidelines based on SR 11-7 Guidance on Model Risk Management, to include an assessment… more
    Charles Schwab (05/02/25)
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  • Senior Auditor , Accounting & Financial

    PenFed Credit Union (Mclean, VA)
    …audit responsibility may include capital planning and stress testing, interest rate risk management, liquidity risk management, model risk ... about being a part of the PenFed family. PenFed is hiring a (Hybrid) Senior Auditor , Accounting & Financial at our Tysons, Virginia location. The Senior Auditor ,… more
    PenFed Credit Union (04/17/25)
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  • Senior Auditor IT Applications - Vice…

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (03/04/25)
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  • Sr. Manager, Cyber Risk & Analysis | Retail…

    Capital One (Mclean, VA)
    …as Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control ... Sr. Manager, Cyber Risk & Analysis | Retail Bank Tech, Cyber,...the Tech, Cyber, Data and Resiliency (TCDR) team in Capital One's Retail Bank Division, you will apply your… more
    Capital One (04/12/25)
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  • Sr. Manager, Cyber Risk Management | Retail…

    Capital One (Mclean, VA)
    …as Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control ... Sr. Manager, Cyber Risk Management | Retail Bank As a Sr. Manager in Capital One's Retail Bank Division, you will apply your risk management and… more
    Capital One (04/04/25)
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  • Treasury & Capital Audit, Assistant Vice…

    MUFG (Tampa, FL)
    …in any one or more of the following: Liquidity Risk Management, Data Risk Management, Treasury, Capital Management, Market Risk Management or Interest ... team will provide more details. **Job Summary:** The Associate Auditor II role within the Internal Audit function is...assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to either… more
    MUFG (02/22/25)
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  • Senior Manager, Internal Audit

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …utilizes a technically sound understanding of capital , liquidity, interest rate risk management, model risk management, stress testing, and operational ... pertains to capital , liquidity, and interest rate risk management practices, model risk ...Experience - 10 to 15 years **Certifications** Certified Internal Auditor (CIA) - The Institute of Internal Auditors, Certified… more
    Raymond James Financial, Inc. (04/15/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (04/28/25)
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  • Audit Director - Product and Valuations Control

    SMBC (New York, NY)
    …valuation of capital markets products. * Understand the trading desks risk profiles and effectively challenge adequacy of Liquidity/ Model / Valuation ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more
    SMBC (05/08/25)
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  • Audit Manager - Assets and Liabilities Management

    SMBC (New York, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more
    SMBC (04/28/25)
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  • Audit Manager - IT Infrastructure

    SMBC (White Plains, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an… more
    SMBC (04/28/25)
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  • Compliance Examiner 1-4

    Louisiana Department of State Civil Service (LA)
    …compliance with laws and regulations. Examination procedures may include analysis of capital , asset quality, earnings, liquidity, and sensitivity to market risk ... degree by the closing of this announcement; Louisiana is a State as a Model Employer for People with Disabilities. For further information about this posting, please… more
    Louisiana Department of State Civil Service (05/07/25)
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