- Citigroup (New York, NY)
- …various internal assurance processes including regional enterprise wide and horizontal risk assessments, self- assessment , internal audit , and compliance ... The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level...senior stakeholders + Liaise with regulators and Citi internal audit staff for AML matters including coordinating AML related… more
- BMO Financial Group (Sherman Oaks, CA)
- …a third-party network of referral sources to build a pipeline of new mortgage business and increase BMO's share of the home financing market. Actively identifies ... and sales programs to drive business results. Adheres to audit , regulatory, and compliance policies and follows all standard...Regulation G, and the Secure and Fair Enforcement for Mortgage Licensing Act (the SAFE Act). This position will… more
- Morgan Stanley (New York, NY)
- …an enhanced control framework which supports a continuous and integrated approach to risk assessment , risk control, monitoring and mitigation. In addition, ... point of contact with our Control partners including Compliance, Audit , Legal, Operational Risk , Financial Control Group,...remediate any process or control gaps identified - Prepare risk management and assessment updates to Senior… more
- USAA (Phoenix, AZ)
- …signoff of work papers; proposes and/or recommends updates to the universe risk assessment of the entity based on audit results. + Leads team activities and ... audit universe and audit entities risk profile. Updates universe risk assessment...Demonstrated experience in consumer lending products including automobile and mortgage loan products. + Non--retail credit risk … more
- USAA (Charlotte, NC)
- …on a recurring basis for area of responsibility. + Approves updates to Risk Assessment to include content and rating justification. Assesses completeness of ... of business and/or staff agencies. Develops, administers, and oversees a risk -based comprehensive audit program. Provides independent, objective assurance… more
- Citigroup (Tampa, FL)
- …assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to ... The Audit Manager is an intermediate level role responsible...industry jargon and the application of: eg Risks, Controls, Risk and Control Matrix or Assessment , Process… more
- Robert Half Finance & Accounting (Chicago, IL)
- …and evaluate the organizational risk and provide input into the enterprise risk assessment periodically. + Oversee and contribute towards execution of ... reports and communicating audit results. + Perform audit and change activity project risk assessments....certification. + Understanding and/or experience working in the secondary mortgage market is a plus. + Understanding and/or experience… more
- State of Nevada (NV)
- …NAC 616 A through D and 617. Other duties include coordination with the Chief Compliance/ Audit Investigator for the development of a risk -based annual audit ... COMPLIANCE/ AUDIT INVESTIGATOR 3 APPROXIMATE ANNUAL SALARY - $58,025.52...specific program or regulatory area such as securities, Medicaid, mortgage lending, or workers' compensation. Investigators allocated to this… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Manage credit risk for Mortgage , Direct, Indirect, Credit Card or Small Business. Play a ... support for Credit Policy. + Monitor underwriter processes for Audit and related groups. + Provide sound advice in...for quantitative modeling of potential new business. + Support Risk capital assessment related to any future… more
- PennyMac (Plano, TX)
- …The **Default QA/QC Analyst** will: + Perform audits consisting of review, analysis, risk assessment , and testing of sample populations + Ensure processes and ... (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and servicing of… more
- Rock Family of Companies (Detroit, MI)
- …design and effectiveness of internal controls + Execute and oversee all steps of the audit process, including risk assessment , scoping, planning, audit ... finance or a related field + Strong knowledge of risk assessment , internal controls and auditing +...Proficient with Excel and Word + Comfortable with building audit programs and testing workpapers in new areas +… more
- DR Horton, Inc. (Arlington, TX)
- …and procedures in accordance with IT Strategy * Subject areas include: o IT Risk Assessment o IT Security (Logical, Network, Physical) o Change Management ... and first time move-up markets. The Company also provides mortgage financing and title services for homebuyers through its...o Reports test results to IT management and Internal Audit * Develops and Implements controls and Risk… more
- DR Horton, Inc. (Arlington, TX)
- …Recovery Plan creation, planning, maintenance and testing * Create and maintain Vendor Risk Assessment templates and evaluations * Work with stakeholders and ... and first time move-up markets. The Company also provides mortgage financing and title services for homebuyers through its...Controls Team reporting directly to the IT Cyber Security Risk Officer. Develop policies and procedures to ensure the… more
- Fannie Mae (Washington, DC)
- …Participate in continuous risk monitoring activities to support division-wide continuous risk assessment and auditing efforts. * Leverage available data and ... * 7 years of professional experience in a related discipline (eg, risk management, compliance and ethics, internal/external audit , SOX, operations), ideally… more
- M&T Bank (Clanton, AL)
- …of 7 years' experience in commercial or consumer credit, lending, residential mortgage , finance, accounting, audit and/or other relevant experience, OR 11 ... as the third line of defense relative to credit risk . The Credit Review Manager is responsible for the...years' experience in commercial or consumer credit, lending, residential mortgage , finance, accounting, audit , and or other… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Federal laws and regulations. + Oversee / Direct the execution of the Bancorp compliance risk Assessment for the compliance programs. + Serve as a key contact ... concerns from compliance testing results. + Contribute updates to the compliance risk assessment . + Support post-implementation validation based on risk… more
- Robert Half Finance & Accounting (Chicago, IL)
- …The essential duties and responsibilities include but are not limited to: + Plan audit projects by performing project risk assessments that drive the development ... of audit objectives and create risk based audit programs that address the...recommendations. + Collaborate with client's in the evaluation and assessment of departmental controls and processes and advise on… more
- M&T Bank (Clanton, AL)
- …as appropriate in the execution of CRM program components. + Assist in Fair Lending Risk Assessment as well as CRM and State Specific Risk Assessments ... Act, etc. + Governance: Issues management, examination management, reporting, risk assessment , quality control and assurance, budgeting,...related field. + 6 years' experience in compliance, legal, audit , risk or other relevant function, +… more
- Flatirons Bank (Boulder, CO)
- …the reconcilements of General Ledger Accounts according to the schedule outlined in the Audit Risk Assessment . + Perform month-end close procedures and ... and Business Banking services, Professional Services Banking, Treasury Management, Mortgage Lending, and Commercial Real Estate Lending solutions. Flatirons Bank… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Partner with RJ Bank Risk Management as a stakeholder in the Risk and Control Self- Assessment (RCSA) process throughout the calendar year. * Perform other ... that material risks are identified and appropriately mitigated within established risk tolerances. * Conducts first-line testing of Loan Operations and Deposit… more