- Raymond James Financial, Inc. (Southfield, MI)
- …+ Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. + Principles and practices of ... trading support to financial advisors and responds to inquiries regarding fund suitability, products and services. + Establishes and maintains periodic orders.… more
- Edward Jones (Tempe, AZ)
- …investment guidelines and monitoring functions over the Bridge Builder Trust Mutual Funds and Edward Jones Money Market Fund , as well as providing meaningful ... Jones") is seeking a Fund Investment Guidelines Senior Analyst for our Proprietary Funds Investment...Implementing and documenting new policies and procedures relating to mutual funds , Collective Investment Trusts, and investment… more
- BMO Financial Group (Scottsdale, AZ)
- …client needs and provides solutions though the sales of managed products and services (eg mutual funds , mutual fund wrap accounts, ETF wrap accounts, ... insurance, annuities, retirement savings plans, and other similar products). Provides other solutions indirectly through referrals to business partners. + Supports the achievement of sales and performance targets for new asset sales, joint appointments,… more
- Janus Henderson Investors (Boston, MA)
- …Institutional and/or intermediary experience preferred + Multiple vehicle (Separate/Segregated Account, Mutual Fund , UCIT, OEIC, SICAV, VIT, ETF, etc.) marketing ... experience a major plus + Five years B2B marketing experience, including direct contact with sales force and in-depth knowledge of the sales process required + Bachelor's degree required + Industry specific certificates or licenses preferred Competencies… more
- Edward Jones (Tempe, AZ)
- …investment guidelines and monitoring functions over the Bridge Builder Trust Mutual Funds and Edward Jones Money Market Fund , as well as providing meaningful ... Implementing and documenting new policies and procedures relating to mutual funds , Collective Investment Trusts, and investment...Act of 1933, Securities Exchange Act of 1934, and Mutual Fund Compliance experience preferred. + Strong… more
- T. Rowe Price (Owings Mills, MD)
- …with business partners to support the continued expansion of the firm's mutual fund business, including enhancing written compliance procedures and internal ... Preferred: + Knowledge and understanding of Investment Company and Adviser Acts, Mutual Fund and ETF compliance regulations, programs and best practices… more
- T. Rowe Price (Owings Mills, MD)
- …distribution calculations, qualification requirements, shareholder tax reporting and tax compliance for mutual funds and ETFs. You will also apply taxation of ... Position We are seeking an adaptable and innovative tax senior manager to join our Investment Tax team. You...financial products knowledge to fund holdings. We utilize an external tax service provider… more
- S&P Global (Dallas, TX)
- …in nature within the context of client servicing. Clients include Asset Managers, Banks, Hedge Funds , Mutual Funds , and Total Return Swap programs. + Lead ... to BSLs. This is an opportunity to build and maintain relationships with senior -level decision makers while gaining valuable industry knowledge that's not taught in… more
- T. Rowe Price (Colorado Springs, CO)
- …contact for inbound participant service requests + Respond to requests for investment, mutual fund , and account information. Resolve complex account issues + ... that matter to you . Role Summary As a Senior Sales Specialist, you will play an integral role...and needs, at work and in life. As an associate , you'll be supported with resources , benefits ,… more
- JPMorgan Chase (Columbus, OH)
- …+ Technical and business knowledge of various Fund structures (eg, mutual collective investment and hedge funds ) and activities from an investment, ... the oversight of valuation of investments held by the Funds . The role entails a working knowledge of the...Reporting - prepare and review of required reporting to senior management, valuation committee, boards of trustees that highlight… more
- Janus Henderson Investors (Denver, CO)
- …with your own, we would love to hear from you! Your opportunity The Senior Associate Director, Advisor Solutions sells investment products over the telephone ... skills + Knowledge of financial industry products such as mutual funds , ETF's, model portfolios and separately...business relationships + Four years of experience in the mutual fund /financial services industry and/or training; or… more
- JPMorgan Chase (Columbus, OH)
- …capabilities, and skills** + Knowledge of the Asset Management industry and mutual fund structures + Strong Microsoft Office application skills with ... role in supporting the deliverables of JPMDS to the Funds Board and collaborating with Finance and Accounting to...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- Aristotle Capital Management (Newport Beach, CA)
- …focused on research, investment management and client success. What You'll Do The Senior Associate , Performance & Analytics, will support the client operations ... Oversee performance calculations performed by external 3rd parties for client portfolios, Mutual Funds , ETFs, CITs, Private Funds , and CLOs. + Ensure… more
- Robert Half Finance & Accounting (New York, NY)
- …Trading experience within Asset Management or a Bank, with strong knowledge of ETFs, Mutual Funds , Index Funds , Equities, Fixed Income and Derivatives ... Services are currently recruiting for an ETF Portfolio Management Associate role for a $40+bn AUM Investment and Trading...Management or a Bank + Strong knowledge of ETFs, Mutual Funds , Index Funds , Equities,… more
- Kestra Financial (San Antonio, TX)
- …understanding of broker-dealer operations and investment products (equities, bonds, options, mutual funds , annuities, insurance, managed accounts). + Experience ... Mission Financial Planners, LLC is seeking a Senior Client Service Associate who will play a pivotal role in driving the firm's growth and operational… more
- Cherry Bekaert (Jersey City, NJ)
- …practice, we have an excellent opportunity for a ** Senior Associate (Regulatory Compliance)** to join our ... a firm committed to investing in the power of the individual, keep reading. **As a Senior Associate , you will:** Work individually or as part of a team on… more
- Kestra Financial (Palo Alto, CA)
- …financial services industry, including but not limited to: equities, bonds, options, mutual funds , annuities, insurance, and managed accounts. Location Palo ... finish line and have a desire to learn, advance, and excel? The Senior Sales Associate reports to the Financial Advisor and is critical in meeting clients' needs… more
- JPMorgan Chase (Newport Beach, CA)
- …Advisors to make investment recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + ... Unlock your potential as a Client Associate at JP Morgan Advisors, where you'll be...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- JPMorgan Chase (Philadelphia, PA)
- …Advisors to make investment recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + ... solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors, you will provide dedicated...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Market trading practices of products including equities, ADRs, ETFs, UCITs, and Mutual Funds . + General knowledge of managed account practices. + Principles ... of banking and finance and securities industry trading and operations. + Financial markets and investment products and services. + Mathematical ability sufficient to calculate transactions accurately and efficiently. + Intermediate Excel experience. **Skill… more