- Citizens (Raleigh, NC)
- …platform + Responsible for the Subscription/Redemption processes for Clients investing in Alternative Products. + Responsible for addressing KYC /AML and all ... Description ClarfeldICitizens Private Wealth headquartered in Westchester, New York, with...written communication skills. + 3-5 years minimum experience with Alternative Investment Operations . + Experience at an… more
- Robert Half Finance & Accounting (Chicago, IL)
- …as they prefer to promote from within. Job Description We are currently seeking an Private Funds Operations Associate to join our growing team. In this vital ... Job Responsibilities + Prepare and review subscription documents for alternative investments (ie, private equity funds, ...Work closely with our Wealth Management Team to satisfy AML/ KYC requirements for client investments in alternative … more
- Morgan Stanley (New York, NY)
- …Specialists and working group colleagues in Legal, Risk, Compliance, Platform, Operations and Technology as needed. The successful candidate's responsibilities will ... the following: * Performing product and know your client ( KYC ) appropriateness reviews of all proposed annuities new business...compliance with NYS Reg 60 and 187 * Review Private Placement transactions * Review annuity liquidation requests *… more