- HSBC (New York, NY)
- …our communities and the planet we all share. You will manage the OTC Derivatives Trade and Transaction reporting team, focusing on swaps (CFTC) and ... security-based swaps (SEC) rules. As our OTC Derivatives Trade and Transaction Reporting Team Lead you will: + Thorough understanding of the regulatory… more
- JPMorgan Chase (Boston, MA)
- …financing, and valuation. + Support client and broker queries related to daily trade activities, providing timely and accurate responses. + Investigate and amend any ... issues related to OTC /CFD trades, ensuring proper delivery sign-off to fund accounting...banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive… more
- Wells Fargo (Charlotte, NC)
- …assets. + 4+ years of experience in the following Regulatory Programs: + OTC derivatives -based regulations (such as Dodd-Frank, Emir, Margin rules) + ... A2T Analyst is expected to: Problem solve trade violations of certain Regulatory Programs by leveraging...(Fatca, CRS) + QFC Resolution Stay and Recordkeeping + Transaction reporting and client money touchpoints with onboarding +… more
- JPMorgan Chase (New York, NY)
- …ideas simply **Preferred qualifications, capabilities, and skills** + Basic understanding of trade -life cycle, equity products, OTC derivatives and Swap ... investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more