- Guardian Life (New York, NY)
- …communicate advice. **You have** + 3 plus years of experience as a securities paralegal required. + Experience with SEC insurance product filings preferred. + ... Are you a seasoned securities paralegal who has experience with securities filings and...filing securities products with the Securities and Exchange Commission ( SEC ). Your responsibilities will include preparing and organizing legal… more
- Comerica (Dallas, TX)
- …the Board of Directors, proxy statements, SEC periodical reports, and other SEC filings. The paralegal will also work on corporate governance documents. ... Securities Paralegal The Securities Paralegal is responsible...regarding public communications and regulatory filings in compliance with SEC rules, NYSE rules, state requirements, and Comerica's objective… more
- Chenega Corporation (Atlanta, GA)
- **Summary** **C2 ALASKA, LLC** Atlanta, GA, Hybrid The ** Paralegal III Senior Division of Enforcement** shall provide legal research and litigation support to the ... United States Securities and Exchange Commission ( SEC ), Division of Enforcement. The SEC 's Division...Degree in a related labor category field such as Paralegal Studies, Legal Studies, or Criminal Justice from an… more
- Chenega Corporation (Chicago, IL)
- **Summary** **C2 ALASKA, LLC** Chicago, IL, Hybrid The ** Paralegal I Junior Division of Enforcement** shall provide legal research and litigation support to the ... United States Securities and Exchange Commission ( SEC ), Division of Enforcement. The SEC 's Division...degree in a related labor category field such as Paralegal Studies, Legal Studies, or Criminal Justice from an… more
- Hubbell Power Systems (Shelton, CT)
- Corporate Paralegal Apply now " Date: Apr 22, 2024 Location: Shelton, CT, US, 06484-4300 Herndon, VA, US, 20171 Company: Hubbell Incorporated Job Overview The ... Corporate Paralegal position, based in Shelton, CT, or Herndon, VA,...will support a variety of general corporate matters, including SEC and NYSE compliance, stock administration processes, insider trading… more
- Randstad US (San Jose, CA)
- sr corporate paralegal . + san jose , california + posted 8 days ago **job details** summary + $130,000 - $160,000 per year + permanent + bachelor degree + category ... is seeking to add an enthusiastic, mission-driven Senior Corporate Paralegal to the legal team. The focus of this...The focus of this position will be around their SEC filing- specifically their Section 16 filing. If you… more
- DISH Network (Englewood, CO)
- …reports (Forms 10-K, 10-Q and 8-K) and proxy statements with the SEC ; assist with insider trading compliance + Corporate Governance: Manage corporate governance ... + Bachelor's degree in a related field or equivalent experience preferred + Paralegal certificate from an ABA paralegal program required + Minimum of… more
- Simpson Thacher & Bartlett LLP (New York, NY)
- Description/Job Summary The Resource Center Paralegal is responsible for specifically delegated substantivelegal administrative and document-related tasks for which ... prep, indexing); cross-referencing and page checks; research (internet research, SEC searches); proofreading; definitions checks + Maintain databases in accordance… more
- Intuit (Mountain View, CA)
- …on-site expectations of 2-3 days per week. What you'll bring + 4+ years of paralegal experience and/or program management at a law firm or in-house with expertise in ... lead + Supporting Intuit's securities compliance program, which will include SEC filings, board governance, insider trading compliance, engagement with executives,… more
- Truist (Atlanta, GA)
- …individuals with disabilities to perform the essential functions.** 1. Bachelor's Degree or Paralegal Certificate. 2. 3 or more years of relevant experience in a ... corporate setting, law firm, or government agency. 3. Strong interpersonal and inter-team communication skills. 4. Excellent research and writing skills. 5. Strong organizational skills while being able to prioritize workload to meet critical timelines. 6.… more
- ConEdison (New York, NY)
- …Organization:Office Of The Secretary Department:Off Of The Secretary Section:OFF OF SEC Corp Governance Location:NY-New York-4 Irving Pl Headquarters Similar Jobs ... EDGAR codes with the US Securities and Exchange Commission ( SEC ). + Prepare and file Forms 3, 4 and...and complete work in a timely fashion. Required + Paralegal Certificate from an accredited Paralegal Program.… more
- Raymond James Financial, Inc. (Memphis, TN)
- …obligation to provide investors with up-to-date operational and financial information, per SEC Rule 15c2-12. Serves as a subject matter expert to others. Works ... * Principles of banking and finance and securities industry operations. * SEC Rule 15c2-12 Compliance * Regulatory terminology, concepts, and guidance. **Skill in**… more
- Capital One (Mclean, VA)
- …The Governance and Securities team in the Legal Department is seeking an experienced paralegal (known as "Legal Specialists" at Capital One) to join a dynamic group ... support Capital One's Board of Directors (the "Board") and SEC reporting and public disclosure processes. This important role...or military experience + At least 2 years of paralegal or project/process management experience with either an in-house… more
- Danaher Corporation (Washington, DC)
- …Support Danaher's 34 Act reporting and disclosure control obligations, including monitoring SEC rulemaking and trends for items of relevance to Danaher; benchmarking ... + Review all Section 16 reports prior to filing and coordinate with the paralegal who has responsibility for the Section 16 program to address legal issues as… more
- UMB Bank (Milwaukee, WI)
- …Act of 1933, and regulated by the US Securities and Exchange Commission (" SEC "). Regulatory Administrators are a key point of direct interaction with clients and ... assist in drafting and filing registration statements with the SEC . Regulatory Administrators may work with our team of...at any time. The position is expected to have paralegal training or direct related Investment Company Act experience.… more
- Global Foundries (UT)
- …Oversee maintenance of global legal entity management system (with paralegal support). + Provide transactional support for strategic transactions, including ... annual report, etc.), annual certifications and other notifications and reports with the SEC and NASDAQ. + Advise on and own policies and procedures relating to… more
- Randstad US (Malvern, PA)
- …experts within the Office of the General Counsel to seek input on SEC and FINRA compliance, IT, Privacy, HR, Tax, Litigation, and International Legal requirements ... other duties as assigned. Skills + Procurement + Negotiating Contracts + Paralegal Qualifications + Years of experience: 3 years + Experience level: Experienced… more
- Vanguard (Malvern, PA)
- …experts within the Office of the General Counsel to seek input on SEC and FINRA compliance, IT, Privacy, HR, Tax, Litigation, and International Legal requirements ... Qualifications + Minimum of five years related work experience, paralegal /legal experience. Experience with negotiating commercial contracts or other procurement… more