- RELX INC (New York, NY)
- …the market leader in disclosure research and workflow tools, is seeking a Senior Product Manager II to lead our Accounting & Disclosure Solutions portfolio. In ... into a product management role or experience already operating as a product manager in accounting, fintech, or enterprise SaaS. + Prior product… more
- PPL Corporation (Allentown, PA)
- …(Federal Energy Regulatory Commission (FERC) and appropriate state regulatory commissions), Securities and Exchange Commission ( SEC ) regulations, Generally ... with a customer-service focus, while ensuring the team's work product is in compliance with applicable public utility accounting...preparation and review of the Company's annual and quarterly SEC , FERC, and state regulatory commission filings… more
- Bank of America (Charlotte, NC)
- Manager Accounting Policy-CFO Group Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Manager -Accounting-Policy-CFO-Group\_25029015) **Job Description:** At Bank of America, we are… more
- Cree (Durham, NC)
- …and process for campaigns related to the company wide CMRT and EMRT, as well as product specific CMRT and/or EMRT. The SEC related Form SD and the Conflict ... Groups to local outreach. Here's the Gist: As a Regulatory Compliance Analyst working part time for a three...in-person or Teams meetings (as agreed between employee and manager ) to support information sharing and knowledge transfer. This… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... across trade and communications. + Ensure the surveillance department aligns with global regulatory requirements (eg, SEC , FINRA, CFTC, NFA, FCA, MAS, etc.) and… more
- Broadridge Financial Solutions (Newark, NJ)
- …while helping others along the way, come join the Broadridge team. The Client Product Manager Securities Lending serves as the key link between clients, internal ... delivery operations within our securities finance technology platform. Reporting to the Product Manager , this role ensures exceptional client satisfaction by… more
- Citizens (Johnston, RI)
- …an annual and or ad hoc targeted risk and control self-assessment on a product and service inventory. Regulatory Knowledge: Familiarity with SR 11-7 and OCC ... Description As a Senior Risk Manager in the First Line of Defense, you...is delivered safely, to scale, and in alignment with regulatory expectations. You'll lead complex risk assessments, develop control… more
- Janus Henderson Investors (New York, NY)
- …your own, we would love to hear from you! Your opportunity The Fund Operations Manager serves as the primary point of contact and dedicated liaison for many of the ... access (eg, rate and/or equity futures and options) + SEC filings + Establishing all necessary cash accounts (some...or hedge fund space. + Extensive knowledge of relevant sector/ product /instruments for the role + Ability to understand data… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …implement product -related continuing education and training programs. + Researches regulatory changes and emerging risks to identify linkages, report trends and ... and/or banking compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities … more
- Marex (Chicago, IL)
- …Relations with Onboarding process when required. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other ... www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Senior Relationship Manager is responsible for managing and growing existing relationships… more
- Vanguard (Malvern, PA)
- …Reporting to the head of Workplace Solutions Marketing's editorial team, this editorial manager leads a team of writers who produce: + Sales and marketing materials ... mediums by working closely and collaboratively with designers, developers, product owners, and business leaders. + Act as an...are met while ensuring it's done in compliance with SEC and FINRA rules and regulations. Achieve compliant quality… more
- Skyworks (Irvine, CA)
- Sr. Sustainability Program Manager Apply now " Date:Jul 18, 2025 Location: Irvine, CA, US Company: Skyworks If you are looking for a challenging and exciting career ... revolution. Through our broad technology expertise and one of the most extensive product portfolios in the industry, we are Connecting Everyone and Everything, All… more
- Applied Materials (Santa Clara, CA)
- …ad hoc projects as needed **Business Expertise** + Anticipates business and regulatory issues; recommends product , process or service improvements **Leadership** ... of deliverables including prepared comments, slides, datasheets, press release, SEC filings and Q&A + Support the cadence of...adopt a different point of view **Applied Materials IR Manager Role - April 2025** Applied Materials is the… more
- Citigroup (Tampa, FL)
- The Senior Group Manager ServiceNow/Workday Delivery is accountable for management of HR SaaS Platform Engineering area. The **Platform Engineering team** is a ... for safeguarding sensitive employee data and ensuring compliance with regulatory requirements and Citi Policies. Excellent communication skills required to… more
- Bank of America (New York, NY)
- …Legal and Product Control to ensure adherence to rules, laid down by SEC , FINRA and other relevant regulatory authorities. * Perform Relative Value Analysis ... trading strategies and risk parameters. * Apply knowledge of product area including market liquidity and volatility, pricing, and...the business. * Monitor changes in the regulatory framework and work with Internal Compliance,… more
- Neuberger Berman (New York, NY)
- …board materials, marketing presentations, and other reporting + Monitoring compliance with the SEC and IRS regulatory tests in coordination with legal and tax ... to both accredited and non-accredited investors, marking the first product of its kind in the NB Private Markets...role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will… more
- OTC Markets Group Inc (Washington, DC)
- …into detailed Business Requirement Documents, interfacing with the technical project manager , providing UAT, and assisting in the production rollout. The team ... the organization. The career path for this position may eventually include product management as part of the responsibilities, which includes owning and setting… more
- Atria Wealth Solutions (King, NC)
- …+ External relationships include Cuso Financial Services, LP, investment and insurance product vendors and other professionals as the need may arise to coordinate ... conduct a current economic environmental scan. + Support all product and campaign launches. + Conduct workshops throughout the...additional duties as may be assigned by the Program Manager . + Develop and maintain long-term relationships based on… more
- Kinder Morgan (Odessa, TX)
- …with regulatory agencies, other company departments, customers, the General Manager , and Senior Management + Directs KMTO's performance to meet or exceed ... strong background in fabrication, supply chain management, team leadership, and final product delivery. + Director of Operations and will ensure all fabrication… more
- TD Bank (New York, NY)
- …develop and implement proactive strategies, tactics and programs to effectively manage regulatory oversight and governance issues + Develops and implements sales and ... plans and requirements + Keeps up to date on regulatory issues affecting the governance and control of the...trends and ability to ensure that the firm's evolving product platform meets Client, Firm, and Field Personnel needs… more