- Citigroup (Jersey City, NJ)
- …and issues remediation. *Responsible for IQA and IQC activities and adherence to the Global issue Management Policy . *Ensure the identification of issue ... the area. This role will support the Citi Wealth Controls team responsible for the Issue Management Program including Issue Quality Assurance (IQA) and … more
- Citigroup (Tampa, FL)
- … issue closure. + Drive issue quality reviews ensuring compliance with Issue Management Policy , Standards and Procedures. + Facilitate Business Line ... Individuals in Issue Management are responsible for the...closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + Partner with internal… more
- MUFG (Irving, TX)
- …details. **Job Summary:** This IM Assistant Vice-President role in the Americas Compliance Issue Management Division of MUFG Bank, Ltd. ("MUBL") will be part ... Unit to coordinate implementation and execution of both Regional and Global issue management standards and procedures, drive initiatives that promote on-time… more
- Citigroup (O'Fallon, MO)
- Individuals in Issue Management are responsible for the coordination and comprehensive management of issues with key stakeholders, such that Citi achieves ... : + Develops and delivers tools to manage internal Issue Management pipeline and workflow to ensure...to manage in progress issues. + Coordinates and provides regulatory and internal risk and control related materials for… more
- Truist (Atlanta, GA)
- …America) **Please review the following job description:** Responsible for overseeing issue remediation efforts by ensuring validation activities are completely and ... accurately demonstrating issue remediation and risk reduction have been achieved. Telecommuting/Remote...practical solutions for the update of Business Unit control, policy , procedure and risk/control documentation + Address material issues… more
- Truist (Richmond, VA)
- …**Please review the following job description:** Responsible for supporting Enterprise Issue Validation by ensuring identification of control failures and ensuring ... risk and compliance remediation. Support the effective execution of issues management and validation, risk and control assessments, change risk initiatives, and… more
- Truist (Charlotte, NC)
- …and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy . Assess, test and effectively challenge the ... design and effectiveness testing), compliance monitoring indicator (CMI) activities, and Issue Validation aligned to the Technology Business Units. Manage resources… more
- Truist (Wilson, NC)
- …America) **Please review the following job description:** Responsible for supporting issue remediation efforts by ensuring validation activities are completely and ... accurately demonstrating issue remediation and risk reduction have been achieved. Telecommuting/Remote workstyle may be considered for well-qualified individuals… more
- HSBC (Jersey City, NJ)
- …the booking and documentation are complete and accurate in accordance with the regulatory requirement As our New Issue Syndicate Operations Specialist you will: ... the Syndicate Operations function within MSS Ops, the New Issue Syndicate Operations Specialist plays a key role in...+ Supporting the Debt Capital Markets & Syndicate Operations Management pertaining to new issuance execution + Collaborating with… more
- PNC (Charlotte, NC)
- …responsibilities may be performed remotely, at the manager's discretion. Project Management Skills - Agendas, leading calls, prioritization, follow up Executive ... knowledge transfer. Oversees the development and maintenance of all applicable policy and procedure documentation. + Translates business needs, processes and/or… more
- MUFG (Irving, TX)
- …global minimum KYC Standards + Work with Policy Governance to review Regulatory Change Management Tracking and Action Plans + Develop and maintain additional ... and Analytics, Training, Technology, Centers of Excellence), GFCD Testing and Issue Management , Audit, and Regional Financial Crime Offices. **Responsibilities**… more
- Citigroup (Queens, NY)
- …implementation, and execution of control standards, the Manger's Control Assessment (MCA) and Issue Management Policy . Oversee the quality, completeness, and ... The Regulatory Reporting role is a senior management...check and challenge, and ensure appropriate escalation per the Issue Management and Escalation Policies. + Prepare… more
- Citigroup (Tampa, FL)
- …RWA under Standardized and/or Advanced approach and/or non-compliance with risk management policies or regulatory capital reporting requirements + Provide ... + Bachelor's/University degree required; Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time… more
- Grant Thornton (New York, NY)
- …duties as assigned + Conduct testing activities for Consent Order Validation, Issue Management , and independent monitoring engagements, responsible for execution ... Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk Management ,… more
- Bank of America (Pennington, NJ)
- …drive policy adherence and maintain sustainable risk-based solutions -Oversee Issue Management activities end-to-end, including development of action plans ... processes. **LOB Specific Job Summary** The GT Risk & Regulatory Portfolio Management Executivewill be focused on...identify issues and control improvements for remediation and ensures issue resolution + Acts as an ambassador of the… more
- Citigroup (New York, NY)
- …Governance & Reporting, Assistant Vice President contributes to the directional strategy of regulatory engagement and exam management . In this role, you will ... Ensure standards are maintained and followed related to the management of regulatory interactions, including exam ... engagement lifecycle from entry letter to remediation and issue closure. + Provides key information into updates and… more
- Citigroup (New York, NY)
- …+ Experience in regulatory and Internal Audit interaction, exam management /coordination, and issue management / resolution **Job Family Group:** ... Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive,… more
- BeOne Medicines (San Mateo, CA)
- …NA markets, regulatory strategic development plans and risk assessments, critical issue management and advice on FDA interactions. + Oversees the preparation ... drug development process and the pharmaceutical industry and healthcare environment including regulatory requirements and policy trends and able to identify and… more
- Bank of America (Jersey City, NJ)
- …+ Project Management + Reporting + Strategy Planning and Development + Issue Management + Oral Communications + Presentation Skills + Prioritization + ... especially Investment Banking * Significant experience working in project/change management . * Previous global markets/ regulatory projects background and… more
- BeOne Medicines (Emeryville, CA)
- …global markets, regulatory strategic development plans and risk assessments, critical issue management and advice on Health Authority interactions. + Uses ... development process and the pharmaceutical industry and healthcare environment including regulatory requirements and policy trends. Understands scientific and… more