- JPMorgan Chase (Washington, DC)
- …efforts and oversee regulatory reporting . As an Operational Sustainability Regulatory and Management Reporting Vice President within the Operational ... relevant frameworks and regulations. You will collaborate with ESG regulatory reporting teams across the Firm and...inventory and guidelines + Manage reporting related controls to ensure adequate oversight and control … more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate ... the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control... and SEC Reporting teams. As a Vice President on the Regulatory Reporting… more
- Citigroup (Getzville, NY)
- … Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful...rules, and regulations to drive continuous improvement of trade reporting controls + Regulatory risk… more
- Citigroup (Tampa, FL)
- …to management and Regulators. The role provides support in the firm's liquidity regulatory reporting production, controls , data and change management ... and Transformation. This team partners with Liquidity Management for funding management and Regulatory Reporting daily. The individual will lead a team and… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. **Job Summary:** The Liquidity Regulatory Reporting Analyst is responsible for the production and submission ... field. *Minimum of three years of related work experience in liquidity regulatory reporting and financial services industry experience. *Previous direct… more
- Citigroup (Getzville, NY)
- …Financial Acumen, Internal Controls , Issue Management, Problem Solving, Regulatory Reporting . **Other Relevant Skills** For complementary skills, please ... & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report)....implementation of US regulatory changes within the reporting framework. + Partner with Risk & Controls… more
- Citigroup (Tampa, FL)
- …quality management policies and procedures, and to provide subject matter expertise on regulatory reporting requirements. **Role: Associate Vice President, ... **Job Posting:** Assistant Vice President, Regulatory and Analytics -...aimed at enhancing data quality across the organization. **3. Regulatory Reporting Operating Model:** * Assist in… more
- Citigroup (Tampa, FL)
- …Financial Acumen, Internal Controls , Issue Management, Problem Solving, Regulatory Reporting . **Other Relevant Skills** For complementary skills, please ... and processes, which then culminates with instituting common and optimized financial / regulatory reporting processes. Global Regulatory and Capital … more
- Citigroup (Tampa, FL)
- …Financial Acumen, Internal Controls , Issue Management, Problem Solving, Regulatory Reporting . **Other Relevant Skills** For complementary skills, please ... Controllers, Technology and Finance and with counterparts in Global Regulatory Reporting . This role is part of...efforts for recurring items until elimination. + Maintain internal controls by ensuring control checks are built… more
- Citigroup (Getzville, NY)
- …practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a strategic professional ... regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- Citigroup (Tampa, FL)
- …We are seeking a highly skilled and experienced professional to be part of the Regulatory Reporting & Client Tax Operations Quality Assurance (QA) team in our ... Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality...regulatory and tax and corresponding sample testing processes, controls , and monitoring are executed in a timely and… more
- American Express (Phoenix, AZ)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... and technologies. **About the Role** Our Internal Audit Group is seeking an eager Vice President, Audit Leader, Application & Technology Controls , in New York… more
- JPMorgan Chase (Newark, DE)
- …financial functions. As a Vice President in the Treasury Chief Investment Office Controls team, you will join the CTMO Strategy and Controls team responsible ... operations. You will focus on strategic team management, operating model and controls , stakeholder management, management of regulatory requests and internal… more
- SMBC (Jersey City, NJ)
- …**Role Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and ... of SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day...+ Knowledge of AML, Bank Secrecy Act, Foreign Asset Control , and other compliance related acts and regulatory… more
- MUFG (Tampa, FL)
- …of Operations controls self-assurance and risk assessment activities (ad hoc controls review, risk and control self-assessments (RCSA)) and independent risk ... frameworks designed to identify, evaluate, and manage operations-related risks and controls across the company or a particular business or function. Responsibilities… more
- Citigroup (Tampa, FL)
- …Policy, Standards and Procedures * Support development of standardized risk and controls reporting to ensure sound, reliable, and consistent information exists ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Assist...+ Strong knowledge in the development and execution for controls . + Proven experience in control related… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo COO division is seeking a Senior Assistant Vice President to join the Business Controls Management (BCM) team. This position ... environment, including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring… more
- Citigroup (Tampa, FL)
- …with proper documentation, rationale for exceptions, and confirmation against the CDGP controls . + Lead efforts to validate control applicability at CSI/App/use ... maintenance of control records within MCA when new or undocumented controls are identified. + Manage the consolidation of individual use case assessments into… more
- Citigroup (Getzville, NY)
- …for Finance Regulatory Engagement & Oversight, including exam management, regulatory reporting , meetings and requests for information. + Supports key ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Competencies:** + Resilient,… more
- Citigroup (Tampa, FL)
- …for control -related activities Perform proactive reviews of Middle Office related control processes and reporting Establish and oversee the application of ... helps ensure compliance with corporate policies, procedures, laws and regulatory requirements. Identify best practices to be shared with...+ Strong knowledge in the development and execution for controls . + Proven experience in control related… more