- Manulife (Boston, MA)
- …projects to ensure appropriate staff training as well as establishment of appropriate controls and procedures surrounding regulatory reporting of complex ... US GAAP and SEC regulations, managing the Funds' Disclosure Controls and Procedures (DC&P) processes, and Sarbanes-Oxley ( SOX... Compliance, this role is critical to meeting the regulatory reporting requirements of the John Hancock… more
- LifePoint Health (Brentwood, TN)
- …internal audit to develop a testing plan to evaluate the effectiveness of SOX controls , defining appropriate testing methodologies and frequencies. * Support ... vulnerabilities and gaps in ERP system processes and financial reporting controls . * Collaborate with process owners...remediation plans to completion * Provide status updates on SOX compliance activities, control testing results and… more
- US Bank (Charlotte, NC)
- …(HR) and Legal is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role ... stakeholders that include but are not limited to: senior management; internal control partners; regulatory agencies; external auditors; external subject matter… more
- Liberty Latin America (San Juan, PR)
- …Audit and SOX team is responsible for planning, coordinating, executing, and reporting all internal audit and control testing related activities for Liberty ... requested. This support will include the collection, analysis, documentation, consolidation, and reporting of internal audits and SOX compliance related data for… more
- Fresenius Medical Center (Waltham, MA)
- …management of IT SOX compliance and related IT general and application controls at the corporate level and distributed among the FMCNA divisions and locations. ... Manage the development, implementation and testing of controls for new acquisitions and in-scope entities. Manage the...function and IT management. + Participate in preparing periodic SOX 404 reporting to the FMC-KGaA … more
- Equitable (Syracuse, NY)
- …support to process owners and control owners in implementing and maintaining effective SOX controls . + Conduct risk assessments and gap analyses to identify ... + Drive the design and implementation of enhanced internal controls , including the development of control frameworks,...remediation plans. + Monitor and evaluate the effectiveness of SOX controls through testing and ongoing monitoring… more
- Chemours (Columbus, OH)
- …to design, test, and implement controls and document standard operating procedures for SOX ITGCs + Coordinate with process and control owners related to ... Remote. Your role is pivotal in ensuring the organization's adherence to Sarbanes-Oxley ( SOX ) regulations and maintaining robust internal controls related to IT… more
- Synchrony (Stamford, CT)
- …to both internal and external stakeholders on the effectiveness of the IT control framework to mitigate operational, regulatory , and financial risks. **_We're ... **Essential Responsibilities:** + Lead, develop and execute IT General Controls and IT application control testing and...SOX or 5+ years in the industry with SOX 404 regulatory requirements specific to the… more
- CVS Health (Hartford, CT)
- …to provide value in creative ways. Reporting to the Audit Manager of the Sox Controls and Assurance (SCA) Team, the Analyst of the SCA Team will perform ... execution of the company's Sarbanes-Oxley ( SOX ) regulatory requirements for the Healthcare Benefits...and the efficiency and effectiveness of the company's key control structure. Also, the role will have opportunities to… more
- CVS Health (Scottsdale, AZ)
- …4 audit/compliance professionals to perform execution of the company's Sarbanes-Oxley ( SOX ) regulatory requirements for the Health Care Benefits (HCB) ... and leverage technology to provide value in creative ways. Reporting to the Director of the SCA Team, the...and the efficiency and effectiveness of the company's key control structure. Also, the role will have opportunities to… more
- Bank of America (New York, NY)
- …across the Company's CFO coverage areas. Coverage areas include Accounting, Finance, SOX , Regulatory Reporting , ESG, Capital Management, Basel, Treasury, ... origin to systems of record, through business use (eg, reporting ) by independently querying systems data. Should have the...and front end application systems + Audit or risk control risk/ controls background in financial services +… more
- J&J Family of Companies (New Brunswick, NJ)
- …meet all External Reporting , Management Reporting , SOX and regulatory program deadlines. + Support Control Owners / Performers throughout the ongoing ... scope of responsibilities includes:** + Direct and collaborate with Control Owners / Performers to ensure that controls...+ Deep domain expertise in financial and IT internal controls required + Deep domain expertise in SOX… more
- Port of Seattle (Seattle, WA)
- …Act ( SOX ) modeled management due diligence assessments over financial reporting 's controls effectiveness and risk exposure mitigation. + You will ... what you'll be doing:** As a Manager of Financial Reporting & Controls , you will be a...pose risk exposures to Port financial processes, accounting and reporting , regulatory reporting , and guide… more
- JPMorgan Chase (Chicago, IL)
- …finance (ie, Operations and Risk) to influence enhancements to strengthen the financial reporting control environment as well to improve operational efficiency + ... unit today! As an Vice President on the External Reporting Controllers within Internal Controls & Data...order to assess the overall quality of the external reporting and control environment. **Job responsibilities** +… more
- Tucson Electric Power (Tucson, AZ)
- …designing, and implementing internal controls over financial and sustainability reporting associated with Sarbanes Oxley 404 Act ( SOX ), statistical data ... implementing internal controls over financial and sustainability reporting associated with Sarbanes Oxley 404 Act ( SOX...external auditors for all SOX and sustainability control related issues. . Provides periodic reporting … more
- Charles River Laboratories (Watertown, MA)
- …and implement formal SOX compliance plans, timelines and implementation of controls by collaborating with Senior Global Internal Control Managers and M&A ... for supporting ongoing compliance efforts of the Global Internal Controls department under the Company's Sarbanes-Oxley ( SOX )...Integrations Team for acquired companies. ⦁ Support internal quality control process to assess top SOX risks,… more
- Mastercard (Harrison, NY)
- … to support ESG disclosures used in external financial report and non-financial reporting . This includes regulatory required and annual voluntary reporting ... reporting . Role: * Manage and execute ESG internal control program components, including readiness work, in response to...for controls readiness * Communicate Process and Controls Framework requirements and control best-practices *… more
- Capital One (Mclean, VA)
- …to ensure adherence to requirements. They will be responsible for processing control intake requests related to the end-to-end Controls Lifecycle Management ... creation to retirement for non- SOX Enterprise Services controls . They are forward thinking, quick to adapt, and...relevant stakeholders and partners to ensure that impact of control changes on processes such as regulatory … more
- MUFG (New York, NY)
- …Defense (FLoD) business units + Partner with stakeholders, including process owners and control officers, to document controls , enhance control language, and ... and effectiveness + Participate in technology walkthroughs for ITGCs and application controls and prepare meaningful documentation + Coordinate control testing… more
- MUFG (Tampa, FL)
- …This role will focus on maintaining and enhancing a comprehensive risk and control program governance and reporting framework which includes program development, ... and business partners + Ensure appropriate governance routines over remediation of regulatory , audit, and self-identified risk and control issues + Provide… more