• VP, FX Strategist , TD Securities

    TD Bank (New York, NY)
    …to the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and ... on market data, economic information and key industry developments as well as regulatory standards at all times to assist in maximizing profitability through sound… more
    TD Bank (09/21/25)
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  • Director - Equity Research Advisory Compliance

    TD Bank (New York, NY)
    …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... advice to the TD Securities (USA) LLC Research group, Strategist teams and others producing Market Commentary within the...will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and… more
    TD Bank (09/16/25)
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