- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Senior Manager Deloitte Risk and Financial Advisory 's Financial ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk , BCBS 368...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Deloitte (Austin, TX)
- … Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk , BCBS 368...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Bank of America (Pennington, NJ)
- … changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written Communications ... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and... risk appetite and limits, reporting violations of compliance or regulatory activities * Analyzes and… more
- Bank of America (Charlotte, NC)
- … changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written Communications ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (Charlotte, NC)
- …prioritizing, inspecting and appropriately delegating team work. **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (Charlotte, NC)
- …prioritizing, inspecting and appropriately delegating team work. **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- … changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written Communications ... has financial services experience with a knowledge of markets, compliance risk management practices, and trading products.... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- SMBC (New York, NY)
- …business process and controls optimization, risk remediation and control enhancement, and regulatory compliance . The CPAD group within SMBC serves as a 2LOD ... function responsible for overseeing and monitoring the firm's compliance risk . This the VP Advisory...Advisory team in building and maintaining a bank regulatory compliance program to help ensure … more
- Charles Schwab (Westlake, TX)
- …equivalent experience + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles + Ability ... join the team as a Senior Manager to conduct risk -based compliance testing within our Broker-Dealer and...policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior… more
- Snap Inc. (Los Angeles, CA)
- …is financially healthy and consistently meeting our reporting obligations. We're looking for a Senior, Risk Advisory Partners to join the Risk Advisory ... Assist with developing scope and test procedures relevant to risk and project objectives for operational reviews identified as...preferred + Has been a part of an operational, regulatory , or compliance internal audit project or… more
- Grant Thornton LLP (Cleveland, OH)
- …and information systems controls assessments and testing to support regulatory , compliance , operation, and other strategic engagements. Risk interns will be ... internal controls environment via Internal Audit, SOX Readiness / Compliance , and IT Certification readiness projects. Risk ...Risk solutions, allowing the interns to discover the advisory services most suited to their skills and interests.… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business... requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- Comerica (Farmington, MI)
- … advisory support in risk assessment processes, including RCSA and Compliance Risk Assessment. Regulatory Engagement and Issue Management * Support ... Manager Compliance Advisory Payments The Payments ...and processes. * Assist Payments in interpreting existing organization-wide compliance risk policies and procedures and provide… more
- Comerica (Farmington, MI)
- … advisory support in risk assessment processes, including RCSA and Compliance Risk Assessment. Regulatory Engagement and Issue Management * Support ... Manager Compliance Advisory Commercial The Commercial ...and processes. * Assist Commercial in interpreting existing organization-wide compliance risk policies and procedures and provide… more
- Comerica (Farmington, MI)
- … advisory support in risk assessment processes, including RCSA and Compliance Risk Assessment. Regulatory Engagement and Issue Management * Support ... Manager Compliance Advisory Retail The Retail ...and processes. * Assist Retail in interpreting existing organization-wide compliance risk policies and procedures and provide… more
- Citizens (Johnston, RI)
- …provides advisory support to business leaders including driving effective compliance risk management, offering credible challenge, escalation of complaint ... one or more business units and associated product sets. Compliance risk management coverage will include all...compliance experience in consumer financial services or a regulatory agency. + Working knowledge of both technical and… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk...with firm policies for covered business areas * Conduct compliance risk assessments to ensure effective business… more
- Citizens (Fort Washington, PA)
- Description Compliance Manager - Fair Lending Advisory This role supports the Office of Fair and Responsible Banking's Fair Lending Advisory function by ... work closely with, and report to, the Fair Lending Advisory Team Manager. The role has primary responsibility for...compliance experience in consumer financial services or a regulatory agency. + Working knowledge of both technical and… more