- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Risk Manager ( Audit & Exam Engagement) As a Risk Manager in Capital One's Card ... reduce, mitigate, or avoid the risks altogether. This position, Risk Manager ( Audit & Exam Engagement), will apply your project/process management and… more
- Capital One (Richmond, VA)
- …Virginia Manager , Risk Management (US Card) (Hybrid) ** AUDIT / EXAM REPORTING MANAGER ** As a Risk Manager in Capital One's Card Risk Office ... reduce, mitigate, or avoid the risks altogether. This position, Risk Manager ( Audit & Exam Reporting), will apply your project/process management and… more
- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Senior Risk Specialist ( Audit & Exam Engagement) - Hybrid As a Senior Risk Specialist ... mitigate, or avoid the risks altogether. This position, Senior Risk Specialist ( Audit & Exam ...Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six Sigma, Business Process… more
- Morgan Stanley (New York, NY)
- …a plus Required: *Bachelor's Degree * Risk Certifications a plus *For Regulatory Exam Support: Juris Doctorate a plus *For Audit Oversight & Regulatory ... if candiate sits in Baltimore pay will vary. Regulatory Exam Support: * Provide support & guidance to management...of professional experience in financial services with focus on audit or regulatory risk & compliance; 15… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex ... affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and...required + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the… more
- Citigroup (Tampa, FL)
- …and meetings with regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager , documenting key messages from the meeting, and ... anticipate potential IA requests + Supports the Regulatory and Exam Management Group Manager in preparing high...+ 6-10 years of experience + Knowledge of Citi's audit methodology and experience leading or executing risk… more
- Commonwealth of Pennsylvania (PA)
- …DESCRIPTION OF WORK This role is responsible for receiving assignments from their Audit Manager and ensuring that these assignments are completed by overseeing ... an evaluation of the assignment. Effective communication with the Audit Manager is crucial in this position....arrive at conclusions related to internal controls, or identifying risk or trends, by utilizing computer assisted audit… more
- Citigroup (Tampa, FL)
- …process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure of ... and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success...as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency using iCAPs/Citi's Risk … more
- Ramsey County (St. Paul, MN)
- …ability to conduct both assurance and consulting activities; develop and implement a risk -based audit plan, audit policies, procedures and best practices; ... processes and operations. + Develop an annual or multi-annual risk -based audit plan; provide long-range audit...& Ethics Officer (CCEO), Chief Financial Officer (CFO), County Manager , and Audit committee. + Implement and… more
- MassMutual (Springfield, MA)
- … project. You will have the opportunity to function as an operational risk and control expert, providing advice/mentoring to audit associates and business ... area management while advocating compliance with standards for audit , actuarial, risk , financial and investments standards and best practices. **The Team**… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of… more
- Bank of America (Elma, NY)
- Risk Framework Business Control Manager Boston, Massachusetts;Elma, New York; East Hartford, Connecticut; Wichita, Kansas; Newark, Delaware; Charlotte, North ... who is responsible for execution, management and support of Private Bank's Risk Framework, Audit issue activities, self-assessments, including assisting in… more
- Santander US (Dallas, TX)
- Manager , Risk and Control Self-Assessment (RCSA) Infrastructure Dallas, United States of America The Manager of IT Infrastructure RCSA within the first line ... Control & Risk Management team, is accountable leading the Infrastructure Technology Risk and Control Self-Assessment. The Manager will have a team that… more
- Capital One (Richmond, VA)
- …, Cyber Risk & Analysis (Data Protection & Endpoint Security Service) As a Risk Manager in Capital One's Cyber DPS Operations Team, you will be responsible ... and organization skills. These skills and competencies allow the risk manager to gain insights, and act...assessments (PLA, RCSA, ARR, etc.) + Lead facilitation of exam and audit responses + Establish well… more
- American Express (New York, NY)
- …across key governance and compliance areas including: Risk Domain Oversight Process Risk Self-Assessment (PRSA) Audit & Exam Engagement Privacy Risk ... environment within a digital workplace Strong understanding and exposure to risk , audit , compliance and information technology terminology, concepts, and… more
- Morgan Stanley (New York, NY)
- …Business Partners to prepare for regulatory inquiries/exams and internal exams (eg, Internal Audit ) and support post- exam action plans. * Assist with the ... Stanley sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Risk Ranking Project Manager * **Location:** *New York-New York*… more
- Navy Federal Credit Union (Vienna, VA)
- Overview To design, develop, and implement third party operational risk and compliance frameworks, to effectively identify, assess, monitor and measure risk ... matter expertise and guidance regarding exams, internal audits, compliance with audit expectations, and third party exams. Support the Business Unit throughout… more
- Discover (Riverwoods, IL)
- …a wide range of responsibilities as part of a team responsible for identifying risk in the Marketing universe and driving strategies to manage it. This person will ... also liaise with the enterprise-wide Legal, Compliance and Corporate Risk functions. This person will develop business-unit specific approaches and ensure accurate… more
- PNC (Pittsburgh, PA)
- …and other business initiatives. Works cooperatively with the business, legal partners, audit and other risk disciplines across the organization. + Assesses ... the company's success. As a Compliance Program Advisor within PNC's Independent Risk Management (IRM) Enterprise Compliance Department organization, you can be based… more
- Comerica (Farmington, MI)
- … Program Administrator Third-Party Risk Lead reports to the Third-Party Risk (TPR) Manager . Responsible for managing, executing, and improving governance and ... website, etc.) and continuous improvement initiatives. Support preparation for internal audit /regulatory exam requests. Provides expertise and guidance to… more