- TD Bank (New York, NY)
- …our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital Markets....team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... or guides other administrative staff when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Charles Schwab (San Diego, CA)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... risk mitigation, and liquidity needs. As a Sr. Manager , Sr. Wealth Advisor, you will work with clients...Wealth Advisors work as a fiduciary within Schwab Wealth Advisory , Inc. ("SWAI"), a registered investment advisor… more
- Guidehouse (Mclean, VA)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice and currently seeks candidates with relevant financial… more
- Charles Schwab (Bellevue, WA)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will establish strategies and design plans to ensure that asset and service… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager...more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled by leading… more
- Bank of America (Towson, MD)
- Investment Manager Specialist Towson, Maryland **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Towson/ Investment - Manager -Specialist\_25031132-2) **Job Description:** Merrill Wealth Management is… more
- Manulife (Boston, MA)
- …**Required Qualifications:** + 3 to 5 years of internal or external audit, risk management, operations or equivalent business, advisory or consulting experience. ... of investment areas such as portfolio management, operations, credit risk , hedge accounting, complex derivative instruments, private equity investments and/or … more
- JPMorgan Chase (New York, NY)
- …As a Business Manager Senior Associate within the Mergers & Acquisitions Advisory team, you will act as a trusted partner and advisor, developing business ... Product Controllers, Compliance, Legal, Tax, Audit, Events, Marketing, Expense Management, Risk , Conflicts, and HR + Oversee financial budgeting, forecasting, and… more
- Wells Fargo (Dallas, TX)
- …guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody, tax, specialty ... seeking a Senior Philanthropic Advisor - Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo | Jobs...skills in the area of trust and estate matters, investment management, wealth transition, and financial planning to serve… more
- Aflac (New York, NY)
- …and escalate issues as appropriate to senior leadership. + Partner effectively with investment advisory staff along with internal departments such as Operations, ... VP, Investment Compliance Manager The Company: Aflac...testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating… more
- State of Michigan (East Lansing, MI)
- Senior Assistant Investment Manager 16 Print (https://www.governmentjobs.com/careers/michigan/jobs/newprint/5015718) Apply Senior Assistant Investment ... this is the job for you! The Senior Assistant Investment Manager (SAIM), under the direction of...optimal rate of return possible within prudent levels of risk and liquidity. The SAIM reviews and evaluates the… more
- HUB International (East Longmeadow, MA)
- …owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth ... unique, regional culture. We currently have an opportunity for an **Account Manager - Client Advisory Team.** **Overview:** Responsible for servicing assigned… more
- JPMorgan Chase (New York, NY)
- …including client discretionary, wealth advisor discretionary, firm discretionary, and investment manager discretionary services. + Develop deep expertise ... short- and long-term goal of our clients. As a Vice President in the Advisory Specialists group within JP Morgan Wealth Management's Investments & Advice team, you… more
- TD Bank (New York, NY)
- … risk . Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall ... business with a path to direct coverage over time. **Responsibilities:** + Provide compliance advisory coverage for the markets advisory team with focus on the… more
- Wells Fargo (Houston, TX)
- …** Investment Banking Industry Coverage Teams** Provides a full range of investment banking and advisory services to clients in the following industries: ... **About this role:** Wells Fargo is seeking talent to join the 2026 Investment Banking Early Career Program in Corporate and Investment Banking. Learn more about… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **About Our Group:** The Industrials Group provides investment banking services to leading corporate and private equity ... Our client-centric approach leads with M&A and other financial advisory services with full access to the debt, equity,...equity, and loan capital markets. We also delivers complex risk hedging solutions to clients. The Industrials Group focuses… more
- Wells Fargo (Minneapolis, MN)
- …seeking talent to join the 2026 Summer Internship, Early Careers - Wealth & Investment Management program. Learn more about the career areas and lines of business at ... wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) **Business Overview** Wealth & Investment Management, or WIM, is one of the United States' leading… more
- Combined Jewish Philanthropies (Boston, MA)
- …Funds and Investment Partners** will report to the Vice President of Risk Management & Investment Partnerships, with a secondary reporting relationship to ... the senior development manager overseeing the Comprehensive Campaign, this role is responsible...DAF and CJP endowment donors. Support the Vice President, Risk Management & Investment Partnerships in IR… more
- Wellington (Boston, MA)
- …capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust ... multi- manager portfolio design, robust portfolio construction, and sophisticated risk management. The team has an extensive history in managing solutions… more