- Wells Fargo (Charlotte, NC)
- …CIB Fixed Income Business Aligned Compliance Team. This role within the Fixed Income Sales & Trading Compliance Team is a Business Aligned Compliance Officer ... Sales , Loan Total Return Swaps and Repos), Municipal Products (Municipal Bonds Sales and Trading , Public Finance and Municipal Derivatives), and Strategic… more
- Wells Fargo (New York, NY)
- …Officer, you will support the business aligned compliance functions on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting the ... compliance advice to the business within the Fixed Income Sales & Trading coverage and support day-to-day compliance inquiries and regulatory initiatives… more
- Raymond James Financial, Inc. (Memphis, TN)
- …calls and maintains record of inquiries, as required. + Maintains currency in sales trading practices and procedures. + Operates standard office equipment and ... Under general supervision, uses intermediate level knowledge and skills in securities trading / sales obtained through experience and/or training to assist … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …geographic location. Summer 2026 Capital Markets Fixed Income, Currencies and Commodities Sales & Trading internship - Cincinnati LOCATION -- Cincinnati, Ohio ... 45202 Fifth Third Bank, National Association is proud to have an engaged and inclusive culture and to promote and ensure equal employment opportunity in all employment decisions regardless of race, color, gender, national origin, religion, age, disability,… more
- SMBC (New York, NY)
- …to lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and Securities front… more
- JPMorgan Chase (New York, NY)
- …top achievers. **Job Summary** As a Lead Software Engineer within the Global Equity Derivatives Sales and Trading Platform team, you will play a pivotal role in ... and evolving your skillset. **Job Responsibilities** + Work directly with sales , trading , quant and technology teams to articulate new technology requirements… more
- MUFG (New York, NY)
- …**General Responsibilities** The Candidate will act as Global Markets Front Office Sales and Trading Project Manager responsible for specific deliverables within ... global/regional/Line of Business focused program initiatives. This role will report to a regional program lead and will be accountable for the core responsibilities identified below. This role will require the coordination of various functional resources in… more
- SMBC (New York, NY)
- …identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities ... including Primary Dealer and fixed income futures activity. + Provides advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory requirements. + Advises and… more
- Bloomberg (New York, NY)
- …our client's primary market workflows - Collaborate with all groups within Enterprise Sales in furthering our electronic trading franchise - Take responsibility ... ETS (Electronic Trading Solutions) unites all of Bloomberg's cross-asset electronic...driving impact for both ETS and the overall Enterprise Sales department. At the forefront of our ET client… more
- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
- JPMorgan Chase (New York, NY)
- …wealth funds, corporations, and hedge funds. You will collaborate closely with sales trading and quantitative research teams to deliver comprehensive client ... Strong team player who partners well with principals of the platform, including Sales trading and Quantitative Research. + Self-motivated individual with the… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director, Quant Trading /Research - Fixed Income Electronic Trading **Requisition ID:** 223321 **Salary Range:** 225,000.00 - 300,000.00 _Please note that the… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director, US Investment Grade Credit Trading **Requisition ID:** 214419 **Salary Range:** 300,000.00 -...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- Truist (San Francisco, CA)
- …term and short term and keep clients informed of these opinions 3. Assure trading activity is compliant and in-line with the firm's expectations and goals. 4. ... Deliver Research to clients on a daily basis 5. Execute orders and manage the firms risk 6. Sell all aspects of the equity platform including research, corporate access, low touch execution and capital markets. **Essential Duties and Responsibilities**… more
- WM (Houston, TX)
- …and Commercial Management of the portfolio's operating assets. Strong Energy Marketing/ Sales / Trading expertise with experience across multiple commodities and ... as well as WMRE Operations and Project Development. + Executes agreed-upon sales , trading and hedging strategies and generating multi-billion dollars of… more
- Zero Hash (New York, NY)
- About the Role We are looking for an experienced and visionary Vice President of Trading & Tokenization (Enterprise Sales ) to drive the growth and adoption of ... sales deals. Responsibilities + Lead the overall sales strategy and execution for trading and tokenization solutions, with a focus on acquiring and… more
- Bank of America (New York, NY)
- …Researches products and services in the market to gain insight into marketing and sales trends + Supports the trading strategy to build effective client ... while communicating and interacting with deal team members + Assists with sales , trading , and hedging activities and documents key findings for the team The… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... Loan Trading Settlement / Par Loan Closer Key Responsibilities:...trade ticket & approval. + Proactively engage with traders, sales coverage, authorized signatories, customers, client onboarding, counsel, account… more
- Citigroup (Jersey City, NJ)
- …with Compliance Independent Assessment (CIA) Plan for commodities, currencies and sales portfolio. + Analyzing and documenting report findings, and having ... financial services and the following asset classes: commodities currencies and sales + Strong interpersonal skills for building strong relationships with… more
- Truist (New York, NY)
- …Maintain strong, productive relationships with key internal clients while serving as a trusted legal advisor, legal risk manager, and business partner. Serve as a ... technical expert in particular area(s) of specialization. **ESSENTIAL DUTIES AND RESPONSIBILITIES** **Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific… more
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