- Kestra Medical Technologies, Inc (Kirkland, WA)
- …and their care teams harmoniously monitor, manage, and protect life. As a Securities Counsel, this individual regularly collaborates on a wide range of securities ... corporate and board governance, compliance and disclosure aspects of securities offerings and insider trading. They provide advice and...legal advice. + Advise company on federal and state securities laws, including the Securities Exchange Act… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in the Trust Services team within Wealth & Investment Management within our Security ... The SCAT team reviews physical documents against the Lost and Stolen Securities Program (LSSP), verifying all legal documentation has been received to process… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...have exposure to global teams across all areas of Securities Services. Additionally, you will have regular engagement and… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits within ... challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist, you will play a key role in identifying and… more
- RELX INC (Cheyenne, WY)
- Do you have your JD? Do you have Securities and Antitrust Experience? About our Team Lex Machina fundamentally changes how companies and law firms compete in the ... contribute domain expertise as a Legal Data Expert - Securities and Antitrust at a cutting-edge legal technology company....legal experts + Become an authority on Lex Machina's Securities and Antitrust data + Adopt responsibilities for data… more
- Eaton Corporation (Beachwood, OH)
- Eaton's legal organization is hiring a Counsel, Securities and Governance in Beachwood, Ohio at the US Headquarters. **What you'll do:** The Counsel, Securities ... will support the Company's general corporate law matters primarily focusing on securities and corporate governance. This role involves providing legal support to… more
- Truist (Houston, TX)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of ... TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate (http://www.suntrustcre.com/) and Treasury… more
- Truist (New York, NY)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of ... TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate (http://www.suntrustcre.com/) and Treasury… more
- Citigroup (Tampa, FL)
- The Securities & Derivative Intermediate Associate Analyst is an entry level position responsible for processing orders and transactions originating from trading ... to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry and… more
- Medtronic (Los Angeles, CA)
- …world. **A Day in the Life** This newly created Senior Counsel - Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... opportunity for a legal professional with deep expertise in securities law to contribute to the strategic direction of...members of the legal team and business stakeholders on securities , corporate governance, and entity management. This role will… more
- Commonwealth of Pennsylvania (PA)
- Non-Depository and Securities Compliance Examiner 1 Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/5059029) Apply Non-Depository and ... Securities Compliance Examiner 1 Salary $51,971.00 - $79,062.00 Annually...Full-Time Job Number CSSC-2025-32637-03206 Department Department of Banking & Securities Division BG Nn Dpry Exmn Div 1 Opening… more
- Wells Fargo (New York, NY)
- …(https://www.wellsfargojobs.com/career-areas/) . **About this role:** Wells Fargo is seeking a Securities Sales Program Analyst to join the Rates & FX team. ... will:** + Participate in or provide support for low complexity initiatives within Securities Sales to meet the clients' objectives + Review issues, policies or… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Head of TD Securities Operational Risk Management, US Regulatory Remediation is responsible for regulatory ... capabilities and outcomes on behalf of TDSORM and TD Securities across Non-Financial Risk Management. + US based role...capabilities and outcomes on behalf of TDSORM and TD Securities across Non-Financial Risk Management. + Demonstrates a deep… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...Calgary, Vancouver, New York, London and Singapore. At TD Securities , the Syndicated and Leveraged Finance function is an… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Identify project resources, ... for the group + Recommend and implement new systems and enhancements to securities processing procedures + Provide an in-depth analysis and develop solutions to… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of ... TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate (https://www.truist.com/commercial-corporate-institutional/industry-expertise/commercial-real-estate) and Treasury… more
- City National Bank (Los Angeles, CA)
- *INVST OPERATIONS SECURITIES SPECIALIST* WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. ... TO SUCCEED? *Required Qualifications** * Minimum 4 years of securities experience, preferably in trust securities . *...years of securities experience, preferably in trust securities . * Minimum 4 years of experience with procedures,… more
- TD Bank (San Francisco, CA)
- …We are seeking a VP Compliance professional to join our TD Securities US Control Room located in San Francisco, California. **Responsibilities Include:** + ... Maintain the TD Securities Grey and Restricted lists. + Chaperone interactions and...standards. + Understanding of US Research Safe Harbors (US securities law, Rules 137, 138, and 139 of the… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- Brink's (Coppell, TX)
- …participate and grow. Job Description Brink's is seeking an experienced Corporate and Securities Counsel & Assistant Corporate Secretary to join our Legal team. This ... role will be responsible for providing legal support on securities law compliance, corporate governance, and public company reporting obligations. The successful… more
Related Job Searches:
Associate General Counsel Securities,
Commercial Investment Bank Securities,
Securities Associate Counsel Investment,
Securities Derivatives Sr Manager,
Securities Services Alternative Fund,
Securities Services Sales Asset,
Senior Counsel Corporate Securities,
Senior Securities Operations Specialist,
Truist Securities Asset Securitization,
Truist Securities Investment Banking