- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Vanguard (Malvern, PA)
- … investment firm. + Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody (legal documentation and global ... matters related to Vanguard's Derivatives and Global Equities trading and investment activity. Responsibilities: + Draft & negotiate various legal documents for… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its ... business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- Citigroup (Boston, MA)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of… more
- Thrivent Financial (Albert Lea, MN)
- …to Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Faribault, MN)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $150,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for providing… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Raymond James Financial, Inc. (St. Peters, MO)
- …community. **Job Summary** The Associate Advisor will provide financial planning counsel and investment advice to existing clients, onboard new clients, and ... + Fundamental investment concepts, practices and procedures used in the securities industry. + Financial markets and products. **Skill in** + Preparing and… more
- Citigroup (New York, NY)
- The Associate or Vice President of Underwriting would work within our US Commercial Mortgage Back Securities (CMBS) group and be dedicated to a specific ... coordinating with our internal appraisers and engineers, closing staff, outside counsel , and present transactions to senior managers, rating agencies and investors.… more
- Citigroup (Irving, TX)
- …products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... actions and develop security solutions + Provide Information Security advice and counsel as needed + Appropriately assess risk when business decisions are made,… more
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