- JPMorgan Chase (New York, NY)
- …working for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities ... Services legal team, you will provide legal support across our diverse Securities Services business. While the full platform includes Custody, Fund … more
- JPMorgan Chase (New York, NY)
- …solutions for complex financings and securitizations involving asset-backed securities , residential mortgage-backed securities and commercial mortgage-backed ... particular focus on CMBS. As a Securitized Products Group Attorney - Vice President, Assistant General Counsel within the...manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,… more
- Edward Jones (St. Louis, MO)
- …and policy perspectives. This opportunity will afford candidates with demonstrated financial services regulatory experience to be part of a culture that inspires the ... colleagues involving broker-dealer rules and regulations under the federal securities laws, including the Securities Act of...Act of 1934, the Investment Advisers Act of 1940, ERISA , and the Commodities Exchange Act. + Serve as… more
- Charles Schwab (Westlake, TX)
- … companies, in-house with a large broker-dealer and/or investment adviser, or as a staff attorney with the Securities and Exchange Commission, FINRA, or a state ... on legal issues and risks relevant to Schwab's Investor Services and Wealth and Advice Services businesses....regulator. + Deep understanding of Investment Advisers Act, the Securities Exchange Act and FINRA Rules and state laws… more
- Citizens (New York, NY)
- Description Citizens is looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management ... Private Wealth Management organizations together with the Bank's Trust and fiduciary services and the newer Citizens Trust Company of Delaware. Location: New York,… more
- BlackRock (Atlanta, GA)
- **About this role** We are searching for an attorney to support BlackRock's asset management business, providing advice and consultation on a variety of legal, ... a rapidly growing area that is a strategic priority for the firm. The attorney will partner with key stakeholders to grow BlackRock's whole portfolio models business… more